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E-raamat: Operational Risk Management - Best Practices in the Financial Services Industry: Best Practices in the Financial Services Industry [Wiley Online]

  • Formaat: 272 pages
  • Sari: The Wiley Finance Series
  • Ilmumisaeg: 14-Dec-2018
  • Kirjastus: John Wiley & Sons Inc
  • ISBN-10: 1119548993
  • ISBN-13: 9781119548997
  • Wiley Online
  • Hind: 58,15 €*
  • * hind, mis tagab piiramatu üheaegsete kasutajate arvuga ligipääsu piiramatuks ajaks
  • Formaat: 272 pages
  • Sari: The Wiley Finance Series
  • Ilmumisaeg: 14-Dec-2018
  • Kirjastus: John Wiley & Sons Inc
  • ISBN-10: 1119548993
  • ISBN-13: 9781119548997
OpRisk Awards 2020 Book of the Year Winner!

The Authoritative Guide to the Best Practices in Operational Risk Management

Operational Risk Management offers a comprehensive guide that contains a review of the most up-to-date and effective operational risk management practices in the financial services industry. The book provides an essential overview of the current methods and best practices applied in financial companies and also contains advanced tools and techniques developed by the most mature firms in the field.

The author explores the range of operational risks such as information security, fraud or reputation damage and details how to put in place an effective program based on the four main risk management activities: risk identification, risk assessment, risk mitigation and risk monitoring. The book also examines some specific types of operational risks that rank high on many firms' risk registers.

Drawing on the author's extensive experience working with and advising financial companies, Operational Risk Management is written both for those new to the discipline and for experienced operational risk managers who want to strengthen and consolidate their knowledge. 
About the Author xi
Foreword xiii
Preface xv
Introduction xix
PART ONE Risk Identification
1(34)
Chapter 1 Risk Identification Tools
3(10)
Chapter 2 Scenario Identification Process
13(6)
Chapter 3 Risk Definition and Taxonomy
19(10)
Chapter 4 Risk Connectivity and Risk Networks
29(6)
PART TWO Risk Assessment
35(58)
Chapter 5 Risk Appetite
37(14)
Chapter 6 Risk and Control Self-Assessments
51(12)
Chapter 7 Scenario Assessment
63(14)
Chapter 8 Regulatory Capital and Modeling
77(16)
PART THREE Risk Mitigation
93(34)
Chapter 9 Operational Risk Governance
95(10)
Chapter 10 Risk Mitigation
105(10)
Chapter 11 Root Cause Analysis and Action Plans
115(4)
Chapter 12 Conduct and Culture
119(8)
PART FOUR Risk Monitoring
127(43)
Chapter 13 Incident Data Collection
129(12)
Chapter 14 Key Risk Indicators
141(16)
Chapter 15 Risk Reporting
157(14)
Chapter 16 Valuable ORM
171(8)
PART FIVE Rising Operational Risks
179(2)
Chapter 17 Project Risk Management
181(12)
Chapter 18 Information Security Risks
193(9)
Chapter 18 Operational Risks in Cryptocurrencies
207(14)
Chapter 20 Resilience and Reputation
221(10)
Conclusion 231(4)
Index 235
ARIANE CHAPELLE, PHD, is Associate Professor (Honorary Reader) at University College London for the course 'Operational Risk Measurement for Financial Institutions' and is a Fellow of the Institute of Operational Risk and a trainer for the Professional Risk Managers' International Association (PRMIA), for whom she designed the Certificate of Learning and Practice in Advanced Operational Risk Management. She is a former holder of the Chair of International Finance at the University of Brussels. She has been active in operational risk management since 2000 and is a former head of operational risk management at ING Group and Lloyds Banking Group. Dr. Chapelle runs her own training and consulting practice in risk management. Her clients include Tier 1 financial organisations and international financial institutions.