Preface |
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xxiii | |
Author |
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xxix | |
1 Genotype-Phenotype Network Analysis |
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1 | (72) |
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1.1 Undirected Graphs for Genotype Network |
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1 | (15) |
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1.1.1 Gaussian Graphic Model |
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1 | (1) |
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1.1.2 Alternating Direction Method of Multipliers for Estimation of Gaussian Graphical Model |
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2 | (4) |
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1.1.3 Coordinate Descent Algorithm and Graphical Lasso |
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6 | (4) |
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1.1.4 Multiple Graphical Models |
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10 | (6) |
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1.1.4.1 Edge-Based Joint Estimation of Multiple Graphical Models |
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10 | (1) |
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1.1.4.2 Node-Based Joint Estimation of Multiple Graphical Models |
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11 | (5) |
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1.2 Directed Graphs and Structural Equation Models for Networks |
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16 | (10) |
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1.2.1 Directed Acyclic Graphs |
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16 | (1) |
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1.2.2 Linear Structural Equation Models |
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17 | (4) |
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21 | (5) |
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1.2.3.1 Maximum Likelihood (ML) Estimation |
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22 | (1) |
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1.2.3.2 Two-Stage Least Squares Method |
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22 | (2) |
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1.2.3.3 Three-Stage Least Squares Method |
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24 | (2) |
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1.3 Sparse Linear Structural Equations |
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26 | (8) |
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1.3.1 L1-Penalized Maximum Likelihood Estimation |
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27 | (1) |
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1.3.2 L1-Penalized Two Stage Least Square Estimation |
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28 | (3) |
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1.3.3 L1-Penalized Three-Stage Least Square Estimation |
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31 | (3) |
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1.4 Functional Structural Equation Models for Genotype-Phenotype Networks |
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34 | (7) |
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1.4.1 Functional Structural Equation Models |
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34 | (3) |
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1.4.2 Group Lasso and ADMM for Parameter Estimation in the Functional Structural Equation Models |
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37 | (4) |
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41 | (19) |
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1.5.1 Effect Decomposition and Estimation |
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41 | (3) |
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1.5.2 Graphical Tools for Causal Inference in Linear SEMs |
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44 | (8) |
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44 | (2) |
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1.5.2.2 Wright's Rules of Tracing and Path Analysis |
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46 | (2) |
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1.5.2.3 Partial Correlation, Regression, and Path Analysis |
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48 | (2) |
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1.5.2.4 Conditional Independence and D-Separation |
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50 | (2) |
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1.5.3 Identification and Single-Door Criterion |
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52 | (3) |
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1.5.4 Instrument Variables |
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55 | (3) |
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1.5.5 Total Effects and Backdoor Criterion |
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58 | (1) |
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1.5.6 Counterfactuals and Linear SEMs |
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59 | (1) |
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1.6 Simulations and Real Data Analysis |
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60 | (4) |
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1.6.1 Simulations for Model Evaluation |
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60 | (2) |
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1.6.2 Application to Real Data Examples |
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62 | (2) |
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64 | (3) |
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67 | (4) |
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71 | (2) |
2 Causal Analysis and Network Biology |
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73 | (100) |
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2.1 Bayesian Networks as a General Framework for Causal Inference |
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74 | (1) |
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2.2 Parameter Estimation and Bayesian Dirichlet Equivalent Uniform Score for Discrete Bayesian Networks |
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75 | (3) |
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2.3 Structural Equations and Score Metrics for Continuous Causal Networks |
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78 | (11) |
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2.3.1 Multivariate SEMs for Generating Node Core Metrics |
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78 | (1) |
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2.3.2 Mixed SEMs for Pedigree-Based Causal Inference |
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79 | (10) |
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79 | (3) |
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2.3.2.2 Two-Stage Estimate for the Fixed Effects in the Mixed SEMs |
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82 | (1) |
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2.3.2.3 Three-Stage Estimate for the Fixed Effects in the Mixed SEMs |
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83 | (1) |
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2.3.2.4 The Full Information Maximum Likelihood Method |
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84 | (2) |
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2.3.2.5 Reduced Form Representation of the Mixed SEMs |
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86 | (3) |
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2.4 Bayesian Networks with Discrete and Continuous Variables |
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89 | (5) |
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2.4.1 Two-Class Network Penalized Logistic Regression for Learning Hybrid Bayesian Networks |
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89 | (3) |
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2.4.2 Multiple Network Penalized Functional Logistic Regression Models for NGS Data |
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92 | (1) |
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2.4.3 Multi-Class Network Penalized Logistic Regression for Learning Hybrid Bayesian Networks |
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93 | (1) |
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2.5 Other Statistical Models for Quantifying Node Score Function |
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94 | (25) |
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2.5.1 Nonlinear Structural Equation Models |
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94 | (10) |
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2.5.1.1 Nonlinear Additive Noise Models for Bivariate Causal Discovery |
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94 | (6) |
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2.5.1.2 Nonlinear Structural Equations for Causal Network Discovery |
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100 | (4) |
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2.5.2 Mixed Linear and Nonlinear Structural Equation Models |
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104 | (5) |
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2.5.3 Jointly Interventional and Observational Data for Causal Inference |
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109 | (10) |
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2.5.3.1 Structural Equation Model for Interventional and Observational Data |
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109 | (3) |
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2.5.3.2 Maximum Likelihood Estimation of Structural Equation Models from Interventional and Observational Data |
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112 | (3) |
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2.5.3.3 Sparse Structural Equation Models with Joint Interventional and Observational Data |
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115 | (4) |
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2.6 Integer Programming for Causal Structure Leaning |
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119 | (13) |
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120 | (1) |
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2.6.2 Integer Linear Programming Formulation of DAG Learning |
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121 | (5) |
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2.6.3 Cutting Plane for Integer Linear Programming |
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126 | (3) |
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2.6.4 Branch-and-Cut Algorithm for Integer Linear Programming |
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129 | (1) |
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2.6.5 Sink Finding Primal Heuristic Algorithm |
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130 | (2) |
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2.7 Simulations and Real Data Analysis |
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132 | (5) |
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132 | (2) |
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134 | (3) |
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137 | (1) |
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Appendix 2.A Introduction to Smoothing Splines |
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137 | (25) |
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Appendix 2.B Penalized Likelihood Function for Jointly Observational and Interventional Data |
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162 | (9) |
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171 | (2) |
3 Wearable Computing and Genetic Analysis of Function-Valued Traits |
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173 | (74) |
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3.1 Classification of Wearable Biosensor Data |
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174 | (27) |
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174 | (1) |
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3.1.2 Functional Data Analysis for Classification of Time Course Wearable Biosensor Data |
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175 | (1) |
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3.1.3 Differential Equations for Extracting Features of the Dynamic Process and for Classification of Time Course Data |
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176 | (11) |
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3.1.3.1 Differential Equations with Constant and Time-Varying Parameters for Modeling a Dynamic System |
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176 | (1) |
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3.1.3.2 Principal Differential Analysis for Estimation of Parameters in Differential Equations |
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177 | (2) |
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3.1.3.3 QRS Complex Example |
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179 | (8) |
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3.1.4 Deep Learning for Physiological Time Series Data Analysis |
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187 | (14) |
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3.1.4.1 Procedures of Convolutional Neural Networks for Time Course Data Analysis |
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188 | (1) |
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3.1.4.2 Convolution is a Powerful Tool for Liner Filter and Signal Processing |
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188 | (3) |
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3.1.4.3 Architecture of CNNs |
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191 | (2) |
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3.1.4.4 Convolutional Layer |
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193 | (4) |
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3.1.4.5 Parameter Estimation |
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197 | (4) |
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3.2 Association Studies of Function-Valued Traits |
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201 | (20) |
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201 | (2) |
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3.2.2 Functional Linear Models with Both Functional Response and Predictors for Association Analysis of Function-Valued Traits |
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203 | (3) |
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206 | (1) |
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3.2.4 Null Distribution of Test Statistics |
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207 | (2) |
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209 | (3) |
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212 | (5) |
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3.2.7 Association Analysis of Multiple Function-Valued Traits |
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217 | (4) |
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3.3 Gene-Gene Interaction Analysis of Function-Valued Traits |
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221 | (13) |
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221 | (1) |
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3.3.2 Functional Regression Models |
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222 | (1) |
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3.3.3 Estimation of Interaction Effect Function |
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223 | (3) |
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226 | (1) |
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227 | (6) |
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3.3.5.1 Type 1 Error Rates |
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227 | (1) |
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228 | (5) |
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233 | (1) |
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Appendix 3.A Gradient Methods for Parameter Estimation in the Convolutional Neural Networks |
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234 | (12) |
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246 | (1) |
4 RNA-Seq Data Analysis |
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247 | (184) |
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4.1 Normalization Methods on RNA-Seq Data Analysis |
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247 | (24) |
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247 | (2) |
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4.1.2 RNA Sequencing Expression Profiling |
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249 | (1) |
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4.1.3 Methods for Normalization |
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250 | (21) |
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4.1.3.1 Total Read Count Normalization |
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251 | (1) |
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4.1.3.2 Upper Quantile Normalization |
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251 | (2) |
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4.1.3.3 Relative Log Expression (RLE) |
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253 | (1) |
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4.1.3.4 Trimmed Mean of M-Values (TMM) |
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254 | (1) |
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4.1.3.5 RPKM, FPKM, and TPM |
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255 | (2) |
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4.1.3.6 Isoform Expression Quantification |
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257 | (10) |
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4.1.3.7 Allele-Specific Expression Estimation from RNA-Seq Data with Diploid Genomes |
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267 | (4) |
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4.2 Differential Expression Analysis for RNA-Seq Data |
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271 | (29) |
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4.2.1 Distribution-Based Approach to Differential Expression Analysis |
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272 | (12) |
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4.2.1.1 Poisson Distribution |
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272 | (7) |
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4.2.1.2 Negative Binomial Distribution |
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279 | (5) |
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4.2.2 Functional Expansion Approach to Differential Expression Analysis of RNA-Seq Data |
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284 | (2) |
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4.2.2.1 Functional Principal Component Expansion of RNA-Seq Data |
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285 | (1) |
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4.2.3 Differential Analysis of Allele Specific Expressions with RNA-Seq Data |
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286 | (14) |
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4.2.3.1 Single-Variate FPCA for Testing ASE or Differential Expression |
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289 | (1) |
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4.2.3.2 Allele-Specific Differential Expression by Bivariate Functional Principal Component Analysis |
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290 | (3) |
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4.2.3.3 Real Data Application |
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293 | (7) |
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4.3 eQTL and eQTL Epistasis Analysis with RNA-Seq Data |
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300 | (9) |
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4.3.1 Matrix Factorization |
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301 | (1) |
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4.3.2 Quadratically Regularized Matrix Factorization and Canonical Correlation Analysis |
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302 | (1) |
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4.3.3 QRFCCA for eQTL and eQTL Epistasis Analysis of RNA-Seq Data |
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303 | (3) |
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4.3.3.1 QRFCCA for eQTL Analysis |
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303 | (1) |
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4.3.3.2 Data Structure for Interaction Analysis |
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303 | (1) |
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4.3.3.3 Multivariate Regression |
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304 | (1) |
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4.3.3.4 CCA for Epistasis Analysis |
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304 | (2) |
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306 | (3) |
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4.3.4.1 RNA-Seq Data and NGS Data |
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306 | (1) |
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4.3.4.2 Cis-Trans Interactions |
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306 | (3) |
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4.4 Gene Co-Expression Network and Gene Regulatory Networks |
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309 | (7) |
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4.4.1 Co-Expression Network Construction with RNA-Seq Data by CCA and FCCA |
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309 | (3) |
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4.4.1.1 CCA Methods for Construction of Gene Co-Expression Networks |
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310 | (1) |
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4.4.1.2 Bivariate CCA for Construction of Co-Expression Networks with ASE Data |
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311 | (1) |
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4.4.2 Graphical Gaussian Models |
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312 | (2) |
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4.4.3 Real Data Applications |
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314 | (2) |
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4.5 Directed Graph and Gene Regulatory Networks |
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316 | (18) |
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4.5.1 General Procedures for Inferring Genome-Wide Regulatory Networks |
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316 | (2) |
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4.5.2 Hierarchical Bayesian Networks for Whole Genome Regulatory Networks |
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318 | (11) |
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4.5.2.1 Summary Statistics for Representation of Groups of Gene Expressions |
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319 | (3) |
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4.5.2.2 Low Rank Presentation Induced Causal Network |
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322 | (7) |
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4.5.3 Linear Regulatory Networks |
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329 | (1) |
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4.5.4 Nonlinear Regulatory Networks |
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330 | (4) |
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4.6 Dynamic Bayesian Network and Longitudinal Expression Data Analysis |
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334 | (18) |
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4.6.1 Dynamic Structural Equation Models with Time-Varying Structures and Parameters |
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335 | (5) |
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4.6.2 Estimation and Inference for Dynamic Structural Equation Models with Time-Varying Structures and Parameters |
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340 | (5) |
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4.6.2.1 Maximum Likelihood (ML) Estimation |
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341 | (1) |
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4.6.2.2 Generalized Least Square Estimation |
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342 | (3) |
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4.6.3 Sparse Dynamic Structural Equation Models |
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345 | (7) |
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4.6.3.1 L1-Penalized Maximum Likelihood Estimation |
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345 | (4) |
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4.6.3.2 L1 Penalized Generalized Least Square Estimator |
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349 | (3) |
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4.7 Single Cell RNA-Seq Data Analysis, Gene Expression Deconvolution, and Genetic Screening |
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352 | (12) |
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4.7.1 Cell Type Identification |
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353 | (4) |
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4.7.2 Gene Expression Deconvolution and Cell Type-Specific Expression |
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357 | (77) |
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4.7.2.1 Gene Expression Deconvolution Formulation |
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357 | (2) |
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4.7.2.2 Loss Functions and Regularization |
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359 | (2) |
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4.7.2.3 Algorithms for Fitting Generalized Low Rank Models |
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361 | (3) |
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364 | (1) |
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Appendix 4.A Variational Bayesian Theory for Parameter Estimation and RNA-Seq Normalization |
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365 | (13) |
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Appendix 4.B Log-linear Model for Differential Expression Analysis of the RNA-Seq Data with Negative Binomial Distribution |
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378 | (12) |
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Appendix 4.C Derivation of ADMM Algorithm |
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390 | (4) |
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Appendix 4.D Low Rank Representation Induced Sparse Structural Equation Models |
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394 | (10) |
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Appendix 4.E Maximum Likelihood (ML) Estimation of Parameters for Dynamic Structural Equation Models |
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404 | (3) |
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Appendix 4.F Generalized Least Squares Estimator of the Parameters m Dynamic Structural Equation Models |
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407 | (4) |
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Appendix 4.G Proximal Algorithm for L1-Penalized Maximum Likelihood Estimation of Dynamic Structural Equation Model |
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411 | (6) |
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Appendix 4.H Proximal Algorithm for L1-Penalized Generalized Least Square Estimation of Parameters in the Dynamic Structural Equation Models |
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417 | (3) |
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Appendix 4.I Multikernel Learning and Spectral Clustering for Cell Type Identification |
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420 | (7) |
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427 | (4) |
5 Methylation Data Analysis |
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431 | (64) |
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5.1 DNA Methylation Analysis |
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431 | (3) |
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5.2 Epigenome-Wide Association Studies (EWAS) |
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434 | (3) |
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434 | (1) |
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434 | (3) |
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5.2.2.1 Logistic Regression Model |
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434 | (1) |
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5.2.2.2 Generalized T2 Test Statistic |
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435 | (1) |
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435 | (1) |
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5.2.2.4 Sequencing Kernel Association Test (SKAT) |
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436 | (1) |
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5.2.2.5 Canonical Correlation Analysis |
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436 | (1) |
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5.3 Epigenome-Wide Causal Studies |
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437 | (17) |
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437 | (1) |
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5.3.2 Additive Functional Model for EWCS |
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438 | (16) |
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5.3.2.1 Mathematic Formulation of EACS |
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438 | (1) |
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5.3.2.2 Parameter Estimation |
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439 | (2) |
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5.3.2.3 Test for Independence |
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441 | (11) |
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5.3.2.4 Test Statistics for Epigenome-Wise Causal Studies |
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452 | (2) |
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5.4 Genome-Wide DNA Methylation Quantitative Trait Locus (mQTL) Analysis |
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454 | (2) |
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5.4.1 Simple Regression Model |
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454 | (1) |
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5.4.2 Multiple Regression Model |
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454 | (1) |
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5.4.3 Multivariate Regression Model |
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455 | (1) |
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5.4.4 Multivariate Multiple Regression Model |
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455 | (1) |
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5.4.5 Functional Linear Models for mQTL Analysis with Whole Genome Sequencing (WGS) Data |
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455 | (1) |
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5.4.6 Functional Linear Models with Both Functional Response and Predictors for mQTL Analysis with Both WGBS and WGS Data |
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456 | (1) |
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5.5 Causal Networks for Genetic-Methylation Analysis |
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456 | (28) |
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5.5.1 Structural Equation Models with Scalar Endogenous Variables and Functional Exogenous Variables |
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457 | (7) |
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457 | (2) |
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5.5.1.2 The Two-Stage Least Squares Estimator |
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459 | (1) |
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460 | (4) |
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5.5.2 Functional Structural Equation Models with Functional Endogenous Variables and Scalar Exogenous Variables (FSEMs) |
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464 | (10) |
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464 | (2) |
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5.5.2.2 The Two-Stage Least Squares Estimator |
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466 | (1) |
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467 | (7) |
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5.5.3 Functional Structural Equation Models with Both Functional Endogenous Variables and Exogenous Variables (FSEMF) |
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474 | (22) |
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474 | (3) |
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5.5.3.2 Sparse FSEMF for the Estimation of Genotype-Methylation Networks with Sequencing Data |
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477 | (7) |
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484 | (1) |
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Appendix 5.A Biased and Unbiased Estimators of the HSIC |
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484 | (5) |
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Appendix 5.B Asymptotic Null Distribution of Block-Based HSIC |
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489 | (2) |
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491 | (4) |
6 Imaging and Genomics |
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495 | (82) |
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495 | (1) |
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496 | (42) |
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6.2.1 Unsupervised Learning Methods for Image Segmentation |
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496 | (34) |
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6.2.1.1 Nonnegative Matrix Factorization |
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496 | (6) |
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502 | (5) |
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6.2.1.3 Parameter Estimation of Autoencoders |
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507 | (9) |
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6.2.1.4 Convolutional Neural Networks |
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516 | (14) |
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6.2.2 Supervised Deep Learning Methods for Image Segmentation |
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530 | (8) |
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6.2.2.1 Pixel-Level Image Segmentation |
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530 | (6) |
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6.2.2.2 Deconvolution Network for Semantic Segmentation |
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536 | (2) |
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6.3 Two- or Three-Dimensional Functional Principal Component Analysis for Image Data Reduction |
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538 | (6) |
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539 | (1) |
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6.3.2 Integral Equation and Eigenfunctions |
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540 | (1) |
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6.3.3 Computations for the Function Principal Component Function and the Function Principal Component Score |
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541 | (3) |
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6.4 Association Analysis of Imaging-Genomic Data |
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544 | (10) |
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6.4.1 Multivariate Functional Regression Models for Imaging-Genomic Data Analysis |
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545 | (3) |
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545 | (1) |
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6.4.1.2 Estimation of Additive Effects |
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545 | (2) |
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547 | (1) |
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6.4.2 Multivariate Functional Regression Models for Longitudinal Imaging Genetics Analysis |
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548 | (3) |
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6.4.3 Quadratically Regularized Functional Canonical Correlation Analysis for Gene-Gene Interaction Detection in Imaging Genetic Studies |
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551 | (3) |
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6.4.3.1 Single Image Summary Measure |
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551 | (1) |
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6.4.3.2 Multiple Image Summary Measures |
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552 | (1) |
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6.4.3.3 CCA and Functional CCA for Interaction Analysis |
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552 | (2) |
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6.5 Causal Analysis of Imaging-Genomic Data |
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554 | (4) |
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6.5.1 Sparse SEMs for Joint Causal Analysis of Structural Imaging and Genomic Data |
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555 | (1) |
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6.5.2 Sparse Functional Structural Equation Models for Phenotype and Genotype Networks |
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556 | (1) |
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6.5.3 Conditional Gaussian Graphical Models (CGGMs) for Structural Imaging and Genomic Data Analysis |
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557 | (1) |
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6.6 Time Series SEMs for Integrated Causal Analysis of fMRI and Genomic Data |
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558 | (7) |
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558 | (2) |
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6.6.2 Reduced Form Equations |
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560 | (1) |
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6.6.3 Single Equation and Generalized Least Square Estimator |
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561 | (1) |
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6.6.4 Sparse SEMs and Alternating Direction Method of Multipliers |
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562 | (3) |
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6.7 Causal Machine Learning |
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565 | (3) |
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568 | (1) |
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Appendix 6.A Factor Graphs and Mean Field Methods for Prediction of Marginal Distribution |
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569 | (5) |
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574 | (3) |
7 From Association Analysis to Integrated Causal Inference |
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577 | (81) |
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7.1 Genome-Wide Causal Studies |
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578 | (52) |
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7.1.1 Mathematical Formulation of Causal Analysis |
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579 | (1) |
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7.1.2 Basic Causal Assumptions |
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580 | (1) |
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7.1.3 Linear Additive SEMs with Non-Gaussian Noise |
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581 | (3) |
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7.1.4 Information Geometry Approach |
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584 | (34) |
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7.1.4.1 Basics of Information Geometry |
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584 | (5) |
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7.1.4.2 Formulation of Causal Inference in Information Geometry |
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589 | (6) |
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595 | (6) |
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7.1.4.4 Information Geometry for Causal Inference |
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601 | (2) |
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7.1.4.5 Information Geometry-Based Causal Inference Methods |
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603 | (15) |
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7.1.5 Causal Inference on Discrete Data |
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618 | (12) |
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7.1.5.1 Distance Correlation |
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619 | (1) |
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7.1.5.2 Properties of Distance Correlation and Test Statistics |
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620 | (2) |
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7.1.5.3 Distance Correlation for Causal Inference |
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622 | (4) |
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7.1.5.4 Additive Noise Models for Causal Inference on Discrete Data |
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626 | (4) |
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7.2 Multivariate Causal Inference and Causal Networks |
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630 | (13) |
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7.2.1 Markov Condition, Markov Equivalence, Faithfulness, and Minimality |
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631 | (4) |
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7.2.2 Multilevel Causal Networks for Integrative Omics and Imaging Data Analysis |
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635 | (8) |
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635 | (1) |
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7.2.2.2 Additive Noise Models for Multiple Causal Networks |
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635 | (7) |
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7.2.2.3 Integer Programming as a General Framework for Joint Estimation of Multiple Causal Networks |
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642 | (1) |
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7.3 Causal Inference with Confounders |
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643 | (15) |
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644 | (1) |
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7.3.2 Instrumental Variables |
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644 | (4) |
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7.3.3 Confounders with Additive Noise Models |
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648 | (10) |
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648 | (1) |
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7.3.3.2 Methods for Searching Common Confounder |
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649 | (2) |
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7.3.3.3 Gaussian Process Regression |
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651 | (6) |
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7.3.3.4 Algorithm for Confounder Identification Using Additive Noise Models for Confounder |
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657 | (1) |
Software Package |
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658 | (1) |
Appendix 7.A Approximation of Log-Likelihood Ratio for the LiNGAM |
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659 | (5) |
Appendix 7.B Orthogonality Conditions and Covariance |
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664 | (3) |
Appendix 7.C Equivalent Formulations Orthogonality Conditions |
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667 | (2) |
Appendix 7.D M-L Distance in Backward Direction |
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669 | (2) |
Appendix 7.E Multiplicativity of Traces |
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671 | (9) |
Appendix 7.F Anisotropy and K-L Distance |
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680 | (2) |
Appendix 7.G Trace Method for Noise Linear Model |
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682 | (5) |
Appendix 7.H Characterization of Association |
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687 | (1) |
Appendix 7.I Algorithm for Sparse Trace Method |
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687 | (4) |
Appendix 7.J Derivation of the Distribution of the Prediction in the Bayesian Linear Models |
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691 | (4) |
Exercises |
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695 | (2) |
References |
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697 | (14) |
Index |
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711 | |