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E-raamat: Confidentiality, Transparency, and the U.S. Civil Justice System [Oxford Scholarship Online e-raamatud]

(Senior Communications Analyst, RAND Corporation), (Director, Empirical Research Group, UCLA School of Law), (Senior Economist, RAND Corporation)
  • Formaat: 258 pages
  • Ilmumisaeg: 31-May-2012
  • Kirjastus: Oxford University Press Inc
  • ISBN-13: 9780199914333
  • Oxford Scholarship Online e-raamatud
  • Raamatu hind pole hetkel teada
  • Formaat: 258 pages
  • Ilmumisaeg: 31-May-2012
  • Kirjastus: Oxford University Press Inc
  • ISBN-13: 9780199914333
"This superb book on the American judicial system takes a persuasive new approach to reform. Its arguments are carefully grounded in extensive rigorous empirical data. The book escapes the often shallow ideological argumentation about judicial outcomes to provide a more sophisticated and accurate depiction of the system. While typical analysis examines only the tip, this book evaluates the entire iceberg. I commend it to anyone who wants to truly know how the American litigation system works and how it might be improved." Frank Cross, Herbert D. Kelleher Centennial Professor of Business Law and Professor of Law, University of Texas at Austin School of Law

"As these collected essays make clear, the persistent `vanishingtrial' in the United States is a product of more than the absolute and relative decline in the use of completed trials to resolve civil litigation. The growing use of confidentiality agreements further dilutes public access to dispute resolutions. This important book contributes much to the on-going policy debates that engage with the competing costs and benefits to the civil justice system posed by the demands of transparency. Benehtting from an array of methodological approaches, these essays will likely influence policymakers as well as efforts to improve our civil justice system." Michael Heise. Professor of Law, Cornell Law School

"This important book explores perhaps the greatest contemporary challenge to the American civil justice system: lack of outward transparency. The essays within contain novel and important insights about how the established trend towards greater opacity affects our civil justice system, dangers that this trend represents, and constrictive reform proposals to address it. The collection deserves a prominent place on the bookshelves of students, researchers, policy makers, and engaged members of the general public." Eric Tallev. Rosalinde a nd Arthur Gilbert Professor of Law and Director of the Berkeley Center for Law, Business, and the Economy, University of California, Berkeley, School of Law

The lawsuit is the cornerstone of the civil justice system in America, and an open court the foundation of American jurisprudence. In a public setting, we resolve disputes, determine liability, and compensate injuries. In recent decades, however, more civil disputes have been resolved out of court and the outcomes have been kept secret. Fewer than 5 percent of the tens of millions of injury claims annually are actually resolved through a public trial with a jury, and the vast majority are settled out of court or through private forums, such as mediation or arbitration, with undisclosed terms. Some argue that the confidentiality of the system keeps it working efficiently and fairly; others argue that the public is being denied information about hazards that may cause harm and that a public system with no data lacks oversight.

This collection of essays by leading legal scholars is the first book to approach the issue in a multidisciplinary, nonpartisan, and empirical manner. The essays provide empirical analyses and case studies of the impact of greater disclosure on various aspects of the system, ranging from settlement values to fraud, and propose several novel prescriptions for reform. With special attention to the emergence of modern mass litigation, the authors identify a number of benefits to increasing access to information, including decreased fraud, improved public understanding and confidence in the system, and lower transactions costs. The authors make policy recommendations--such as expanding access to existing databases and using technology to create new databases--that increase transparency while protecting the need for privacy.
Preface ix
List of Tables/Figures
xi
Introduction xiii
Declining Transparency xiv
Transparency and Mass Litigation xvii
Empirical Policy Analysis: A Fresh Perspective on Transparency xix
Overview of Contents xx
Conclusions and Policy Implications xxiv
PART I Studies Using Existing Databases or Novel Data Collection
1(74)
Chapter 1 Secrecy, Settlements, and Medical Malpractice Litigation
3(17)
Eric Helland
Gia Lee
Dimensions of the Debate
4(2)
Information on Medical Malpractice Websites
6(1)
Description of the Malpractice Claim
7(6)
Study Approach and Data
13(2)
Study Findings
15(4)
Implications
19(1)
Chapter 2 Shedding Light on Outcomes in Class Actions
20(40)
Nicholas M. Pace
William Rubenstein
Introduction
20(2)
Background
22(6)
Selected Empirical Studies on Claiming and Distribution Rates
28(2)
Selected Guidance for Judges Concerning Claiming
30(3)
What Can Outsiders Learn about Class Action Outcomes?
33(14)
Turning Up the Lamp
47(13)
Chapter 3 Expectations, Outcomes, and Fairness: Lessons from the Civil Justice Reform Act Evaluation
60(15)
Stephen Carroll
Joseph W. Doherty
Theoretical Basis of the Analysis
61(2)
Background of the Civil Justice Reform Act
63(1)
Research Approach
64(2)
Results
66(6)
The Role of Attorneys
72(1)
Discussion
73(2)
PART II Case Studies
75(66)
Chapter 4 To the Extent that Participation is a Measure of Success: Transparency in the September 11th Victim Compensation Fund
77(23)
Robert Reville
Jeremiah Goulka
Introduction
77(1)
Transparency Theory
78(3)
Historical Context of the VCF
81(3)
The Goals of Targeted Transparency Adopted by the VCF
84(6)
Criticisms of VCF Transparency
90(8)
Conclusions
98(2)
Chapter 5 Understanding Mass Tort Defendant Incentives for Confidential Settlements: Lessons from Bayer's Cerivastatin Litigation Strategy
100(25)
James Anderson
The Rise and Fall of Cerivastatin
102(4)
Game-Theoretic Models of Settlement Behavior Help Explain Bayer's Actions
106(4)
Understanding Why Limited Transparency Was in Bayer's Interest
110(7)
General Public Welfare Implications of Bayer's Strategy
117(5)
Conclusions and Policy Implications
122(3)
Chapter 6 Transparency and Expert Evidence in Mass Torts: Insight from Silica Litigation
125(16)
Lloyd Dixon
Stephen Carroll
Research Approach
126(1)
The Rise and Fall of Silica Litigation
127(3)
Strategies and Actions That Led to the Discovery of Fraud
130(6)
Using Transparency to Improve Outcomes in Future Litigation
136(4)
Conclusion
140(1)
PART III Reform Proposals
141(60)
Chapter 7 Transparency for Civil Settlements: NASDAQ for Lawsuits?
143(21)
Stephen Yeazell
The Market in Civil Claims
145(8)
Proposed Solution
153(8)
Obstacles
161(2)
Conclusion
163(1)
Chapter 8 The Future of Court System Transparency
164(20)
Lynn M. LoPucki
Technology's Challenge
165(2)
Transparency's Benefits
167(6)
Transparency's Costs
173(2)
The Political Challenge
175(7)
Conclusions
182(2)
Chapter 9 Transparency Through Insurance: Mandates Dominate Discretion
184(17)
Tom Baker
Existing Approaches to Transparency Through Liability Insurance
185(7)
Liability Insurance and Transparency in Selected Civil Justice Areas
192(5)
Increasing Transparency Through Liability Insurance
197(2)
Conclusion: Limits on Transparency Through Liability Insurance
199(2)
References
201(20)
Literature Cited
201(17)
Court Cases
218(1)
Statutes, Constitutions, and Rules
219(2)
Index 221
Joseph W. Doherty is the Director of the Empirical Research Group (ERG) at the UCLA School of Law and the co-Director of the UCLA-RAND Center for Law and Public Policy. He teaches Empirical Legal Studies at UCLA Law. He has co-authored research on bankruptcy with Lynn LoPucki, on the living wage with Richard Sander, on negotiation strategy with Russell Korobkin, on international criminal law with Máximo Langer and Richard Steinberg, on employment discrimination with Gary Blasi, and on administrative law with Jody Freeman. Prof. Doherty has also published articles on voting behaviour and campaign finance.

Robert Reville is a Senior Economist at RAND whose research focuses on insurance and compensation for accidents and injuries. From 2002 to 2008, he served as director of the RAND Institute for Civil Justice (ICJ). During his tenure as director, ICJ started new research streams on corporate ethics and governance and on entrepreneurship. In addition, Dr. Reville founded and co-directed the RAND Center for Terrorism Risk Management Policy, and research from this center was acknowledged as critical in the Congressional decision to renew the Terrorism Risk Insurance Act in 2005 and 2007. He has led a series of studies at RAND on workplace injury compensation policy and the impact of disability on employment, and several recommendations from his work were adopted in reform legislation in California in 2004.

Laura Zakaras is the Director of the Research Communications Group at the RAND Corporation, a group that consists of 20 communications analysts who work with large, multidisciplinary research teams to help them communicate effectively with policymakers through reports, policy briefs, briefings, and many other products. She is also the Communications Director for the Institute for Civil Justice and the Financial Literacy Center. In that role, she works to expand the reach of RAND research by designing dissemination and outreach strategies for different audiences, developing new research opportunities, reviewing research communications for their effectiveness, and writing policy briefs and brochures. Dr. Zakaras is also an arts researcher and has contributed to studies on building arts participation, the state of the performing arts, the benefits of the arts, and challenges facing state arts agencies.