| Preface |
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xvi | |
| Part 1 |
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1 | (64) |
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1 An Introduction to the Admissibility of Expert Scientific Opinion |
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3 | (17) |
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1.1 Admissibility, Reliability and Scientific Evidence |
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3 | (2) |
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1.2 The Impact of the DNA Revolution |
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5 | (1) |
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1.3 The Miscarriage of Justice |
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6 | (3) |
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7 | (1) |
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8 | (1) |
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8 | (1) |
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9 | (1) |
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1.4 DNA Reveals Wrongful Convictions |
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9 | (1) |
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1.5 The Causes of Wrongful Conviction |
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10 | (1) |
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1.6 Unreliable Scientific Evidence |
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11 | (5) |
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1.6.1 The Status and Expertise of the Expert Witness |
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11 | (1) |
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1.6.2 The Expert is not Impartial |
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12 | (1) |
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1.6.3 The Evidence was Wrong |
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13 | (1) |
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1.6.4 Exaggerated Evaluation by the Expert |
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13 | (1) |
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1.6.5 Unethical Behaviour |
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14 | (1) |
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14 | (1) |
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1.6.7 Non-validated Methodology |
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15 | (1) |
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1.6.8 Overconfidence in New Techniques |
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15 | (1) |
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1.7 The Scientist and the Laboratory |
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16 | (1) |
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17 | (1) |
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17 | (1) |
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18 | (2) |
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2 Admissibility from the Legal Perspective |
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20 | (19) |
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2.1 Admissibility, Relevance and Reliability of Evidence |
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20 | (2) |
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2.2 Admissibility in the United States |
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22 | (5) |
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2.2.1 Reliability and the Frye Test |
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22 | (1) |
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2.2.2 Meeting the Frye Criterion: US v Stifel 1970 |
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23 | (1) |
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2.2.3 Admissibility and the Gatekeeper Role: The Daubert Test |
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23 | (2) |
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2.2.4 The Daubert Trilogy |
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25 | (1) |
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2.2.5 General Electric v Joiner 1997 |
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25 | (1) |
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2.2.6 Kumo Tire Company v Patrick Carmichael 1999 |
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26 | (1) |
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2.2.7 Post-Daubert Hearings: US v Dennis Mooney 2002 |
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26 | (1) |
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2.3 Admissibility in Canada |
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27 | (3) |
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27 | (2) |
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29 | (1) |
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29 | (1) |
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2.4 Admissibility in Australia |
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30 | (2) |
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30 | (1) |
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2.4.2 Makita v Sprowles 2001 |
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31 | (1) |
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2.4.3 Dasreef Pty Limited v Hawchar 2011 |
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31 | (1) |
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2.5 Admissibility in England and Wales |
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32 | (3) |
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33 | (1) |
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33 | (1) |
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34 | (1) |
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2.6 Conclusions on Admissibility |
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35 | (2) |
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2.6.1 Relevance and Expertise |
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35 | (1) |
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2.6.2 The Scientific Basis of the Opinion |
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35 | (2) |
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37 | (1) |
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37 | (1) |
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38 | (1) |
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3 Forensic Science and the Law: The Path Forward |
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39 | (17) |
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3.1 National and Legal Developments in the United States |
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39 | (5) |
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3.1.1 Federal Rules of Evidence |
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40 | (1) |
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3.1.2 Strengthening Forensic Science in the United States 2009 |
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41 | (2) |
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3.1.3 US Reference Manual on Scientific Evidence |
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43 | (1) |
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3.2 National and Legal Developments in Canada |
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44 | (2) |
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3.2.1 Legal Enquiries into Miscarriages of Justice |
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44 | (1) |
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3.2.2 The Science Manual for Canadian Judges |
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45 | (1) |
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3.3 National and Legal Developments in Australia |
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46 | (2) |
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3.3.1 The Uniform Rules of Evidence |
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47 | (1) |
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3.4 National and Legal Developments in England and Wales |
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48 | (5) |
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3.4.1 Forensic Science on Trial 2005 |
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49 | (1) |
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3.4.2 The Law Commission Report 2011 |
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49 | (2) |
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3.4.3 The Royal Statistical Society Guides |
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51 | (1) |
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3.4.4 HCSTSC Report Forensic Science 2013 |
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52 | (1) |
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3.4.5 UK Government Response (2013) to the Law Commission Report |
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52 | (1) |
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53 | (1) |
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53 | (1) |
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54 | (2) |
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4 Scientific Opinion and the Law in Practice |
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56 | (9) |
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4.1 Scientific Opinion and the Judicial System |
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56 | (2) |
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4.1.1 Adversarial and Inquisitorial Systems of Justice |
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56 | (1) |
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4.1.2 Scientific Evidence Within the Inquisitorial System |
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57 | (1) |
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4.1.3 Inquisitorial Versus Adversarial |
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57 | (1) |
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4.2 The Scientist in Court |
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58 | (1) |
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4.3 The Role and Duties of the Scientific Expert Witness |
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59 | (2) |
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4.3.1 Definitions of the Role |
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59 | (1) |
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4.3.2 Duties and Responsibilities of the Expert Witness |
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60 | (1) |
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4.4 Quality Control of Analysis and Opinion |
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61 | (2) |
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4.4.1 An Australian Standard for Forensic Analysis |
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61 | (1) |
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4.4.2 Regulation of Forensic Science in the United Kingdom |
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62 | (1) |
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4.4.3 Codes of Conduct and Practice |
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62 | (1) |
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4.4.4 Accreditation of the Expert |
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63 | (1) |
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63 | (1) |
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64 | (1) |
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64 | (1) |
| Part 2 |
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65 | (62) |
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5 Fundamentals of the Interpretation and Evaluation of Scientific Evidence |
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67 | (11) |
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5.1 Analysis, Interpretation and Evaluation |
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67 | (1) |
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5.2 The Role and Outcomes of Forensic Investigation |
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68 | (1) |
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5.2.1 Investigative Forensic Science |
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68 | (1) |
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5.2.2 Evaluative Forensic Science |
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69 | (1) |
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69 | (1) |
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5.3.1 Categorisation of Opinions |
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70 | (1) |
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70 | (1) |
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5.3.3 Investigative Opinion |
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70 | (1) |
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5.4 Expert Opinion and the Forensic Science Paradigm |
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70 | (4) |
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5.4.1 Categorical Opinion |
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71 | (1) |
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5.4.2 Posterior Probabilities |
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72 | (1) |
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73 | (1) |
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5.4.4 Where Does this Take Us? |
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74 | (1) |
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5.5 What are Propositions? |
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74 | (2) |
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5.5.1 The Hierarchy of Propositions |
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74 | (1) |
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5.5.2 The Importance of Activity Level |
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75 | (1) |
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5.6 Competing Propositions in the Court |
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76 | (1) |
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77 | (1) |
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77 | (1) |
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6 Case Studies in Expert Opinion |
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78 | (12) |
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6.1 Case Study 1: Facial Comparison Evidence |
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78 | (3) |
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6.1.1 The Crime and Conviction |
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78 | (1) |
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6.1.2 Expert Evidence and Opinion |
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79 | (1) |
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80 | (1) |
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6.2 Case Study 2: Ear-mark Identification |
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81 | (3) |
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6.2.1 The Crime and the Evidence |
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81 | (1) |
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6.2.2 Interpreting the Evidence and Challenges to the Opinion |
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81 | (2) |
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6.2.3 The Conclusion of the Appeal |
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83 | (1) |
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6.2.4 Opinion in Dallagher |
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83 | (1) |
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6.3 Case Study 3: Glass and Gunshot Residue |
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84 | (4) |
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6.3.1 The Crime and Trial |
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84 | (1) |
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6.3.2 Analysis and Interpretation of the Scientific Evidence |
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84 | (1) |
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6.3.3 Propositions for Evaluation |
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85 | (1) |
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6.3.4 Evaluative Opinion: Glass |
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86 | (1) |
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6.3.5 Evaluative Opinion: GSR |
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86 | (2) |
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88 | (1) |
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88 | (1) |
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88 | (1) |
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89 | (1) |
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7 Formal Methods for Logical Evaluation |
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90 | (14) |
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7.1 Frequentist and Bayesian Approaches to Evaluation |
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90 | (2) |
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7.1.1 The Frequentist Approach to Formulating Opinion |
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90 | (1) |
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7.1.2 The Logical Evaluation of Evidence |
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91 | (1) |
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7.1.3 The Debate on Formulating Opinion |
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92 | (1) |
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7.2 The Likelihood Ratio Method |
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92 | (1) |
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7.3 Expressing Opinion Through Likelihood Ratio |
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93 | (1) |
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7.3.1 Statements of Evaluative Opinion |
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93 | (1) |
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7.3.2 Likelihood Ratio and Verbal Equivalent Statements |
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94 | (1) |
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7.4 Evaluation and Bayes' Theorem |
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94 | (3) |
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7.4.1 Bayes' Theorem: Prior and Posterior Odds |
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95 | (2) |
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7.4.2 Combining Likelihood Ratios |
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97 | (1) |
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97 | (2) |
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7.6 Posterior Probabilities |
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99 | (1) |
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7.6.1 Opinion and Posterior Probabilities |
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99 | (1) |
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7.6.2 The Prosecutor's Fallacy |
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99 | (1) |
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7.7 Working Out Conditional Probabilities and Likelihood Ratio |
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100 | (2) |
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7.7.1 Likelihood Ratio at Source Level |
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100 | (1) |
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7.7.2 Likelihood Ratio at Activity Level |
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101 | (1) |
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102 | (1) |
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102 | (1) |
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103 | (1) |
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8 Case Studies in Probabilistic Opinion |
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104 | (13) |
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8.1 People v Collins 1968 |
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104 | (1) |
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8.2 R v Michael Shirley 2003 |
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105 | (3) |
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8.2.1 A Logical Evaluation of Scientific Evidence |
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106 | (2) |
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8.2.2 The Outcome of the Appeal |
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108 | (1) |
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8.3 RvDJ Adams 1996, 1998 |
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108 | (7) |
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8.3.1 The Crime and the Evidence |
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109 | (1) |
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8.3.2 A Probabilistic Analysis of the Evidence: Prior Odds |
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109 | (1) |
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8.3.3 The Non-Scientific Evidence |
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110 | (1) |
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8.3.4 The Scientific Evidence |
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111 | (1) |
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8.3.5 Total Likelihood Ratio and Posterior Odds |
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112 | (1) |
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113 | (1) |
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8.3.7 Review of the Issues in R v DJ Adams |
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114 | (1) |
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8.4 The Defendant's Fallacy: R v J 2009 |
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115 | (1) |
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116 | (1) |
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116 | (1) |
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116 | (1) |
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9 Cognitive Bias and Expert Opinion |
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117 | (10) |
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117 | (1) |
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118 | (2) |
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119 | (1) |
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119 | (1) |
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119 | (1) |
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120 | (1) |
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9.3 Other Sources of Bias |
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120 | (1) |
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9.4 Fingerprint Examination: A Case Study in Bias |
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120 | (2) |
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9.4.1 The Review of the Brandon Mayfield Case 2004 |
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120 | (1) |
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9.4.2 The Fingerprint Inquiry Scotland 2009 |
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121 | (1) |
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9.4.3 Bias Within Fingerprint Examination |
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121 | (1) |
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122 | (1) |
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9.6 Mitigating Bias Versus Research on Traces |
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123 | (1) |
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124 | (1) |
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124 | (1) |
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125 | (2) |
| Part 3 |
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127 | (179) |
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10 The Evaluation of DNA Profile Evidence |
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129 | (22) |
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10.1 DNA Profiling Techniques - A Brief History |
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130 | (1) |
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10.2 Databases in DNA Profiling |
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131 | (1) |
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10.2.1 Allele Frequency Databases |
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131 | (1) |
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10.2.2 Identification Databases |
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131 | (1) |
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10.3 Interpretation and Evaluation of Conventional DNA Profiles |
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131 | (2) |
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10.3.1 Combined Probability of Inclusion (CPI) or Exclusion (CPE) |
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132 | (1) |
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10.3.2 Random Match Probability (RMP) |
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132 | (1) |
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133 | (1) |
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10.4 Suspect Identification from a DNA Database |
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133 | (2) |
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10.4.1 The Frequentist Interpretation |
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133 | (1) |
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10.4.2 The Likelihood Ratio Approach |
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134 | (1) |
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10.4.3 Database Search Evidence in Court |
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134 | (1) |
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10.5 Case Studies of DNA in the Court |
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135 | (7) |
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10.5.1 R v Andrew Philip Deen 1994 |
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135 | (1) |
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10.5.2 Issues Raised by Expert Opinion in R v Deen |
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136 | (2) |
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10.5.3 R v Alan Doheny 1996 |
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138 | (1) |
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138 | (1) |
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139 | (1) |
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10.5.6 R v Gary Adams 1996 |
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140 | (1) |
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10.5.7 Challenges to the Interpretation of DNA Profiles: US v Shea 1997 |
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141 | (1) |
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10.6 Current Practice for Evaluating DNA Profile Evidence |
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142 | (4) |
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10.6.1 The Impact of Doheny and Adams in the United Kingdom |
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142 | (2) |
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10.6.2 Current Practice in the United Kingdom |
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144 | (1) |
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10.6.3 Current Practice in Australia |
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145 | (1) |
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10.7 DNA - The Only Evidence |
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146 | (1) |
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10.8 Errors and Mistakes in Forensic DNA Analysis |
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147 | (2) |
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147 | (1) |
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148 | (1) |
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10.8.3 Laboratory Error Rates Versus the RMP |
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148 | (1) |
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149 | (1) |
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149 | (1) |
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150 | (1) |
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151 | (18) |
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151 | (3) |
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151 | (1) |
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152 | (1) |
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11.1.3 Technical Issues in Interpretation |
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152 | (1) |
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11.1.4 Quantitative Evaluation in LTDNA Profiles |
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153 | (1) |
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11.2 Importance of the Chain of Custody: Queen v Sean Hoey 2007 |
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154 | (1) |
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11.3 The Caddy Report 2008 |
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155 | (1) |
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11.4 Case Studies in LTDNA opinion in the UK Courts |
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156 | (7) |
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156 | (1) |
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11.4.2 Quantities of DNA; Interpretive Issues on Transfer |
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157 | (2) |
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11.4.3 Very Low Quantities of DNA |
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159 | (1) |
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11.4.4 Opinion Without Statistics |
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160 | (2) |
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11.4.5 Experts Differ in Opinion |
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162 | (1) |
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11.5 LTDNA in Jurisdictions Outside the United Kingdom |
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163 | (4) |
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164 | (1) |
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165 | (2) |
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167 | (1) |
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167 | (1) |
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168 | (1) |
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12 Footwear Marks in Court |
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169 | (20) |
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12.1 The Analysis and Interpretation of Footwear Marks |
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169 | (1) |
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12.2 Match Opinion: R v D S Hall 2004 |
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170 | (2) |
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12.2.1 The Crime and the Evidence |
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170 | (1) |
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12.2.2 Footwear Mark Evidence and Opinion |
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171 | (1) |
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12.2.3 Review of Expert Opinion in R v Hall |
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172 | (1) |
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12.3 The Likelihood Ratio Approach to Evaluation of Footwear Marks |
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172 | (1) |
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12.4 Standardising Scales for Expert Opinion |
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173 | (2) |
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12.4.1 SWGTREAD Scales of Opinion |
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173 | (2) |
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12.4.2 ENFSI Scales of Opinion |
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175 | (1) |
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12.5 Challenges to Opinion on Footwear Evidence: R v T 2010 |
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175 | (5) |
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12.5.1 Outline of the Footwear Mark Evidence in R v T |
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176 | (1) |
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12.5.2 The Expert Witness' Notes |
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177 | (2) |
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12.5.3 Evaluation Using an Alternative Database |
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179 | (1) |
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12.5.4 The Summary by the Appeal Court Judge |
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179 | (1) |
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180 | (4) |
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12.6.1 Terminology, Probabilities and Statistical Methodology |
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180 | (1) |
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12.6.2 Footwear Databases |
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181 | (1) |
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12.6.3 Was the Jury Told the Basis of the Expert Opinion? |
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182 | (1) |
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12.6.4 The Appeal Court Ruling: Bayes, Mathematics and Formulae |
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183 | (1) |
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12.7 Footwear Mark Evidence After R v T: R v South 2011 |
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184 | (2) |
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12.7.1 The Crime and Evidence |
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184 | (1) |
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12.7.2 Evaluation of the Footwear Evidence |
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184 | (1) |
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12.7.3 Review of the Expert Opinion |
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185 | (1) |
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12.8 ENFSI Recommendations on Logical Evaluation 2015 |
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186 | (1) |
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187 | (1) |
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187 | (1) |
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188 | (1) |
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13 Fingerprints and Finger-Marks - Identifying Individuals? |
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189 | (21) |
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13.1 Fingerprint Identification on Trial |
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189 | (1) |
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13.2 ACE-V: A Scientific Method? |
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190 | (1) |
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191 | (5) |
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13.3.1 Thresholds for Categorical Evaluation |
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191 | (1) |
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13.3.2 The Balthazard Model |
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192 | (1) |
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13.3.3 Identification Thresholds and the Points Standard in the United Kingdom |
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192 | (1) |
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13.3.4 The Basis of the Non-Numeric (Holistic) Approach |
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193 | (1) |
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13.3.5 Identification Thresholds in Other Jurisdictions |
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194 | (1) |
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194 | (2) |
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13.4 Evolution of the Basis of Fingerprint Opinion in the Court |
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196 | (2) |
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13.5 A Critical Summary of Fingerprint Identification |
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198 | (1) |
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13.6 Challenges to Fingerprint Testimony |
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198 | (4) |
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198 | (2) |
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13.6.2 Shirley McKie and the Scottish Fingerprint Inquiry 1997-2011 |
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200 | (2) |
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13.7 Identifying a Mark from a Database |
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202 | (2) |
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13.7.1 AFIS Versus Manual Systems |
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202 | (1) |
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13.7.2 The Madrid Bombing Case (Brandon Mayfield) 2004 |
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203 | (1) |
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13.8 Admissibility of Fingerprint Evidence |
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204 | (2) |
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13.8.1 US v Byron Mitchell 2004 |
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204 | (1) |
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13.8.2 US v Llera Plaza 2002 |
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205 | (1) |
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13.9 Towards a Probabilistic Evaluation of Fingerprint Evidence |
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206 | (2) |
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208 | (1) |
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208 | (1) |
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209 | (1) |
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14 Trace Evidence, Databases and Evaluation |
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210 | (19) |
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14.1 Analytical Methodologies for Glass, Fibres and GSR |
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210 | (2) |
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211 | (1) |
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211 | (1) |
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211 | (1) |
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14.2 Databases for Source and Activity Levels |
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212 | (2) |
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212 | (1) |
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212 | (1) |
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213 | (1) |
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213 | (1) |
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213 | (1) |
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14.2.6 Statistical Models and Case Pre-Assessment |
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214 | (1) |
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14.3 Glass Evidence in Court |
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214 | (4) |
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214 | (1) |
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14.3.2 R v Lewis-Barnes 2014 |
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215 | (1) |
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14.3.3 R v L and Others 2010 |
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216 | (1) |
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14.3.4 People v Smith 2012 |
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216 | (1) |
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14.3.5 Review of the Evaluation of Trace Glass Evidence |
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217 | (1) |
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14.4 Fibre Evidence in Court: R v Dobson 2011, R v Norris 2013 |
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218 | (4) |
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14.4.1 Fibre Evidence: Dobson |
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219 | (1) |
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14.4.2 Fibre Evidence: Norris |
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220 | (1) |
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14.4.3 Review of the Evaluation of the Fibre Evidence |
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221 | (1) |
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14.5 Gunshot Residue (GSR) Evidence in Court |
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222 | (5) |
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14.5.1 R v Wooton and Others 2012 |
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222 | (2) |
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224 | (1) |
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14.5.3 Review of the Evaluation of GSR Evidence |
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225 | (1) |
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226 | (1) |
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227 | (1) |
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227 | (1) |
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227 | (2) |
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15 Firearm and Tool-Mark Evidence |
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229 | (14) |
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15.1 Pattern Matching of Mechanical Damage |
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229 | (1) |
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15.2 The Interpretation and Evaluation of Tool-Mark Evidence |
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230 | (2) |
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230 | (2) |
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232 | (1) |
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15.3 Critical Review of Tool-Mark Evaluation |
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232 | (2) |
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15.4 Consecutive Matching Striations |
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234 | (1) |
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234 | (1) |
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15.6 Tool-Marks and Evaluation by Likelihood Ratio |
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235 | (1) |
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15.7 Firearms Evidence in the US Courts |
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236 | (5) |
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15.7.1 United States v Hicks 2004 |
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236 | (1) |
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15.7.2 United States v Darryl Green et al. 2005 |
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237 | (3) |
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240 | (1) |
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15.8 Concluding Comments on Firearms Cases |
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241 | (1) |
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241 | (1) |
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242 | (1) |
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16 Expert Opinion and Evidence of Human Identity |
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243 | (16) |
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16.1 Introduction to Ear-Marks |
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243 | (1) |
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16.2 R v Kempster 2003, 2008 |
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244 | (3) |
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16.2.1 The First Appeal 2003 |
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245 | (1) |
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16.2.2 The Second Appeal 2008 |
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245 | (1) |
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16.2.3 Conclusions From R v Kempster |
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246 | (1) |
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247 | (2) |
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247 | (1) |
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248 | (1) |
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249 | (1) |
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16.4 Review of Ear-Mark Cases |
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249 | (1) |
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16.5 Introduction to Bite-Mark Evidence |
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250 | (1) |
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16.6 The ABFO Guidelines and Expert Opinion |
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250 | (1) |
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16.7 Bite-Mark Cases in the United States |
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251 | (4) |
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16.7.1 People v Marx 1975 |
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252 | (1) |
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252 | (1) |
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16.7.3 State v Garrison 1978 |
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253 | (1) |
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16.7.4 State v Stinson 1986 |
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254 | (1) |
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16.7.5 Bite-Mark Testimony in The Courts |
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255 | (1) |
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16.8 Body Biometrics: Facial Mapping and Gait |
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255 | (2) |
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255 | (1) |
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256 | (1) |
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257 | (1) |
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257 | (1) |
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258 | (1) |
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259 | (18) |
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17.1 Handwriting and Signature Comparison - A Scientific Methodology? |
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260 | (1) |
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17.2 Scales of Expert Opinion |
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261 | (2) |
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17.3 Jarrold v Isajul and Others 2013 |
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263 | (3) |
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17.3.1 Dr Strach's Testimony |
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264 | (1) |
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17.3.2 Mr Holland's Testimony |
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264 | (1) |
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17.3.3 Mr Lacroix's Testimony |
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265 | (1) |
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17.3.4 The Appeal Court Judge's Conclusion |
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265 | (1) |
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266 | (2) |
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267 | (1) |
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17.4.2 Signature Analysis |
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267 | (1) |
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17.5 The Bridgewater Four (R v Hickey and Others) 1997 |
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268 | (2) |
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17.5.1 Molloy's 'Confession' |
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269 | (1) |
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270 | (1) |
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17.7 Admissibility and Other Issues in Handwriting and Signature Evidence |
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271 | (1) |
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17.8 Admissibility and Evaluation in the US Courts |
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272 | (3) |
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17.8.1 US v Starzecpyzel 1995 |
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272 | (2) |
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17.8.2 US v Velasquez 1995 |
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274 | (1) |
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275 | (1) |
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275 | (1) |
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276 | (1) |
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18 Bloodstain Pattern Analysis |
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277 | (16) |
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18.1 The Nature of Bloodstain Pattern Evidence |
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277 | (1) |
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18.2 Issues for BPA Expert Opinion in the Courts |
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278 | (3) |
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18.2.1 The Scientific Basis of BPA |
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278 | (1) |
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18.2.2 Who is the Expert? |
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279 | (1) |
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18.2.3 The Courts' and Lawyers' Knowledge of BPA |
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280 | (1) |
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18.2.4 The Evaluation and Significance of BPA Evidence |
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280 | (1) |
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18.3 The Scientific Basis of Bloodstain Pattern Analysis: The Murder of Marilyn Sheppard |
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281 | (1) |
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18.4 Three Approaches to the Presentation of Blood Evidence |
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282 | (3) |
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18.4.1 Activity and Propositions: R v Thompson 2013 |
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283 | (1) |
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18.4.2 No Expert Testimony: R v White 1998 |
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283 | (1) |
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18.4.3 Reconstructing Activity as a Narrative: R v Hall 2010 |
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284 | (1) |
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18.5 The Problem of Expirated Blood |
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285 | (4) |
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18.5.1 R v O'Grady 1995, 1999 |
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286 | (1) |
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18.5.2 R v Jenkins: The Trial and First Appeal 1999 |
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287 | (2) |
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18.5.3 R v Jenkins: The Second Appeal (2004) and Two More Retrials |
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289 | (1) |
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18.6 Experts in Disagreement: R v Perlett 2006 |
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289 | (2) |
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291 | (1) |
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291 | (1) |
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292 | (1) |
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19 Conflicting Expert Opinion: SIDS and the Medical Expert Witness |
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293 | (13) |
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19.1 Eminent Experts: Issues and Conflicts |
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293 | (1) |
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19.2 R v Clark 2000, 2003 |
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294 | (4) |
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19.2.1 The Testimony of Meadow |
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295 | (2) |
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19.2.2 The Second Appeal 2003 |
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297 | (1) |
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19.3 A Bayesian Analysis: Murder or SIDS? |
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298 | (2) |
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19.3.1 Pr(H2) - The Probability of Two SIDS Deaths in the Same Family |
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298 | (1) |
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19.3.2 Pr(H1) - The Probability of Two Murdered Infants in the Same Family |
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299 | (1) |
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19.3.3 The Posterior Odds |
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299 | (1) |
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300 | (2) |
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302 | (2) |
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19.5.1 The Rib Fracture Evidence |
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302 | (1) |
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19.5.2 The Judge's Summing Up |
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303 | (1) |
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304 | (1) |
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304 | (1) |
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305 | (1) |
| Appendix: Some Legal Terminology |
|
306 | (1) |
| Index of Cases, Individuals and Inquiry Reports |
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307 | (2) |
| General Index |
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309 | |