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E-raamat: ISM CODE A PRACTICAL GUIDE TO THE LEGAL: A Practical Guide to the Legal and Insurance Implications 3rd edition [Taylor & Francis e-raamat]

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The ISM Code has been mandatory for almost every commercial vessel in the world for more than a decade and nearly two decades for high risk vessels, yet there is very little case law in this area. Consequently, there remains a great deal of confusion about the potential legal and insurance implications of the Code.





This third edition represents a major re-write and addresses significant amendments that were made to the ISM Code on 1st July 2010 and 1st January 2015.





This book provides practitioners with a practical overview of, and much needed guidance on, the potential implications of failing to implement the requirements of the Code. It will be hugely valuable to DPAs, managers of ship operating companies, ship masters, maritime lawyers and insurance claims staff.
Foreword to the First Edition ix
Foreword to the Third Edition xi
Preface to the First Edition xiii
Preface to the Second Edition xv
Preface to the Third Edition xxv
Acknowledgments xxxiii
Table of Cases
xxxv
List of Figures and Tables
xxxvii
1 Introduction and underlying principles
1(68)
1.1 Introduction to the third edition
1(1)
1.2 Background to the ISM Code
1(36)
1.2.1 Historical reasons
3(5)
1.2.2 Developments at IMO
8(6)
Guidelines to administrations --- historical development and current status
14(1)
1.2.3 Effectiveness of implementation
15(1)
Research
16(3)
Accident statistics
19(3)
Concentrated inspection campaigns
22(2)
1.2.4 Further developments
24(1)
Developments following the GIE research and report
25(1)
Amendments to the ISM Code
26(1)
MSC.273(85) -- adopted 1 January 2010, entered into force 1 July 2010
27(8)
MSC.353(92) -- which entered into force on I January 2015
35(2)
1.3 Underlying principles
37(30)
1.3.1 Purpose and key objectives
37(1)
International standard
37(2)
Leadership and management
39(1)
A personalised system
40(1)
Safe practices
40(1)
Risk management
41(1)
A compliance umbrella
41(1)
1.3.2 Application
41(2)
1.3.3 Management systems
43(1)
Systems approach to management
43(1)
The threefold mantra
44(1)
Auditable systems
45(2)
An SMS
47(1)
1.3.4 Tailor made SMS
48(2)
1.3.5 Transparency
50(2)
1.3.6 Commitment from the top
52(2)
1.3.7 Not a substitute for employing competent staff
54(2)
1.3.8 Buy-in by Company personnel
56(1)
1.3.9 A question of culture
57(4)
Informed culture
61(1)
Reporting culture
62(1)
Just culture
62(1)
Flexible culture
63(1)
Learning culture
63(4)
1.4 Conclusion to the introduction and underlying principles
67(2)
2 Key players
69(92)
2.1 Introduction
69(1)
2.2 The facilitators
69(6)
2.2.1 The IMO
70(3)
2.2.2 The ILO
73(2)
2.3 The legislators and regulators
75(30)
2.3.1 Flag State Administration
76(9)
2.3.2 The RO
85(5)
Legal status of ROs
90(15)
2.4 The ship operator
105(40)
2.4.1 The Company
105(15)
2.4.2 The shore management
120(1)
2.4.3 The Designated Person
121(19)
2.4.4 The Master
140(4)
2.4.5 The ship's staff
144(1)
2.5 The enforcers
145(13)
2.5.1 The role of the Company as enforcer
145(1)
2.5.2 The role of the Administration as enforcer
146(1)
2.5.3 The role of the charterer as enforcer
147(2)
2.5.4 The role of the insurer as enforcer
149(2)
2.5.5 The role of PSC as enforcer
151(1)
Introduction
151(1)
Regional PSC organisations
152(1)
Standardisation of procedures
152(2)
PSC inspection
154(1)
Deficiencies identified and actions taken
154(1)
Guidelines for PSC related to the ISM Code
155(3)
Accountability of ROs
158(1)
2.6 Conclusion to key players
158(3)
3 Compliance requirements and their legal implications
161(164)
3.1 Certification and verification
161(26)
3.1.1 Certification and periodical verification
162(1)
The DOC
162(9)
The SMC
171(6)
Interim certification
177(9)
Verification
186(1)
Forms of certificate
186(1)
3.2 The management of risk
187(5)
3.2.1 The ISM Code and risk assessment
187(5)
3.3 The SMS
192(117)
3.3.1 The structure of an SMS
192(1)
Introduction
192(2)
A documented system
194(1)
Objectives
194(2)
Section 1.2.3.1
196(5)
Section 1.2.3.2
201(6)
Functional requirements
207(1)
3.3.2 Resources and personnel
208(2)
MLC 2006
210(6)
STCW
216(8)
Properly qualified for command
224(5)
Fully conversant with the Company's SMS
229(1)
What does fully conversant' actually mean or involve?
230(1)
At what stage must a Company ensure that a Master is fully conversant with its SMS?
231(2)
How should a Company establish that a Master is fully conversant with its SMS?
233(3)
Given the necessary support so that the Master's duties can be safely performed
236(1)
Certification
237(3)
Fraudulent certificates
240(2)
Medically fit
242(1)
Drug and alcohol abuse
243(1)
Safe manning
244(3)
Fatigue and hours of work/rest
247(5)
Familiarisation
252(2)
Adequate understanding
254(1)
Training needs
255(3)
Language
258(5)
Resources and personnel summary
263(1)
3.3.3 Shipboard operations
264(4)
Navigation, bridge management and watchkeeping
268(8)
Carriage of goods
276(17)
Management of the safety system
293(2)
BIMCO Standard ISM clause for voyage and time charterparties
295(1)
3.3.4 Emergency preparedness
296(2)
3.3.5 Maintenance of the ship and equipment
298(1)
Maintenance of the ship and equipment
298(4)
Implications of not having an adequate maintenance system in place
302(2)
3.3.6 SMS documentation
304(1)
Document control of the safety management manual
304(2)
3.3.7 Company verification, review and evaluation
306(3)
3.4 Accident investigation and reporting
309(13)
3.4.1 The requirements on the Company under the ISM Code
311(6)
3.4.2 The requirement on the flag Administration
317(2)
IMO - Casualty Investigation Code
319(1)
Privileged status afforded to flag Administration Casualty Investigation Report
320(2)
3.5 Compliance requirements and their legal implications - conclusion
322(3)
4 Conclusion
325(24)
4.1 Compliance requirements and their legal implications
325(19)
4.1.1 ISM Code SMS-compliant: Plan > Do > Check > Act
326(13)
4.1.2 Erecting barriers
339(5)
4.2 Some moral concerns
344(1)
4.3 Legal and insurance implications of ISM Code compliance and the future
345(4)
Appendix 1 SOLAS -
Chapter IX
349(4)
Appendix 2 The ISM Code 353(14)
Glossary of terms and abbreviations 367(22)
Bibliography and relevant material 389(10)
Index 399
Professor Phil Anderson is widely recognised as one of the world's leading authorities on the ISM Code and marine safety management, and he combines extensive experience as a Master Mariner, a P&I insurance practitioner, an Expert Witness and consultant and as a distinguished academic.