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E-raamat: So you really want to be an Arbitrator? [Taylor & Francis e-raamat]

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So you really want to be an Arbitrator?Suurem pilt
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This text provides a concise overview of arbitration and offers guidance on the most important legal and practical questions which face the practitioner involved in an arbitration. The book includes:-

  • the applicability of the laws of individual countries; international conventions and bilateral treaties and their relevance to the arbitral process;
  • the arbitration agreement and how an enforceable agreement can be created and enforced, with reference to both institutional arbitration, such as governed by AAA, ICC and LCIA and ad-hoc arbitration;
  • and the arbitral process, from appointment of the tribunal to the award and its enforcement.

The jurisdiction, powers and obligations of the tribunal are also examined in detail. The book also examines the role of UNCITRAL in overcoming the lack of unformity in the laws and rule relating to international commercial arbitration.

Foreword vii
Preface ix
About the Author xi
Chapter 1 Introduction
1(2)
Chapter 2 Historical
3(2)
Chapter 3 What Is Arbitration?
5(14)
Source of power and authority
6(4)
Arbitration agreement--before and after dispute has arisen
10(1)
Appointment
11(5)
Tribunal of more than one arbitrator
16(1)
Advantages of arbitration
17(2)
Chapter 4 The Arbitrator's Opening Shot
19(12)
Letter following appointment
20(11)
Chapter 5 The Preliminary Meeting
31(72)
The agenda
33(17)
Discussion on agenda
50(39)
Item 1.00 Introduction
50(1)
Item 2.00 Appointment
50(1)
Item 3.00 Jurisdiction
51(1)
Item 4.00 Seat and applicable law
52(1)
Item 5.00 Commencement of the arbitration
52(1)
Item 6.00 Identifying items in dispute
53(2)
Item 7.00 Arbitrator's general powers
55(1)
Items 7.01.1--4
56(1)
Item 7.01.5 Whether and to what extent the tribunal should itself take the initiative in ascertaining the facts and the law
56(1)
Item 7.01.6 Whether and to what extent there should be oral or written evidence or submissions
56(1)
Item 7.01.7 The award of interest
57(1)
Item 7.02
57(1)
Item 7.02.2 Power to make a declaratory award
58(1)
Item 7.02.3 Powers in case of a party's default
58(1)
Item 7.02.4 Power to record the parties' agreement
58(1)
Item 7.03 The arbitrator shall have power
58(1)
Item 7.03.1 Power to appoint an expert
58(1)
Item 7.03.2 Power to order a party to do or refrain from doing anything
59(1)
Item 7.03.3 Power to order specific performance
59(1)
Item 7.03.4 Power to order rectification of a deed or document
59(1)
Item 7.03.5 Power to order provisional relief
60(1)
Item 8.00 Joinder/consolidation
61(1)
Item 9.00 Issues
61(1)
Item 10.00 Proceedings
61(1)
Item 10.01 Documents only
62(1)
Item 10.02 Short procedure with a hearing
63(1)
Item 10.03 A full procedure with a hearing
63(1)
Item 10.03.1 Scott Schedule
64(1)
Item 10.03.2 Timetable
64(1)
Item 10.03.2.7 No provision for further and better particulars
65(1)
Item 10.03.3 Witness statements
65(1)
Item 10.03.4 Experts
66(1)
Item 10.03.5 Disclosure of documents
67(1)
Item 10.03.6 General
68(1)
Item 10.03.6.4 Offers
68(1)
Item 10.03.7 Pre-hearing review
69(1)
Item 10.03.8 Hearing
69(1)
Item 10.03.8.3 Venue/accommodation
70(1)
Item 10.03.8.4 Hearing bundle
70(1)
Item 10.03.8.5 Rules of evidence
71(1)
Item 10.03.8.6 Evidence under oath
71(1)
Item 10.03.8.7 Limitation on orality
72(1)
Item 10.03.8.8 Text books/law reports
72(1)
Item 10.03.9 Advocates' submissions
73(1)
Item 11.00 Representation
73(1)
Item 12.00 Reasoned award
74(2)
Item 13.00 Exclusion agreement
76(1)
Item 14.00 Costs
77(1)
Item 14.01 Security for costs
77(1)
Item 14.02 Recoverable costs
77(1)
Item 15.00 Inspection
78(1)
Item 16.00 Agreement on common ground
78(1)
Item 17.00 Arbitrator's terms and conditions
79(7)
Item 18.00 Insurance
86(1)
Item 19.00 Any other business
87(2)
Order for directions
89(10)
Discussion on order for directions
99(4)
Item 1.00 Parties
99(1)
Item 2.00 Appointments
99(1)
Item 3.00 Jurisdiction
100(1)
Item 7.00 Arbitrator's general powers
100(1)
Item 11.00 Service
100(1)
Item 22.00 Costs
101(1)
Items 26.00-28.00 Further directions
101(2)
Chapter 6 Rent Review Arbitrations
103(36)
Model letter
104(4)
Direction for preliminary meeting
108(6)
Agenda for preliminary meeting
114(2)
Pleadings
116(6)
Order for Directions on "documents only" after a Preliminary Meeting
119(3)
Appointments---nominated or consensual
122(1)
Oral hearing or "documents only"?
122(3)
Pleadings or Statement of Case?
125(5)
Advantages
126(1)
Disadvantages
126(1)
Differences between Statements of Case and Formal Pleadings
127(1)
Advantages of the Statement of Case procedure over Formal Pleadings
128(1)
Disadvantages of the Statement of Case procedure
128(1)
Defences
129(1)
The arbitrator's duty in rent review disputes
130(1)
The process of reasoning in rent review cases
130(1)
Procedural problems in rent review arbitrations
131(4)
Constructional issues
132(1)
Admissibility of evidence
132(2)
Evaluating opinion evidence
134(1)
Reasons in rent review dispute awards
135(4)
Chapter 7 What Is This Interlocutory Period?
139(30)
General
139(1)
What sort of interlocutory directions?
140(29)
Further and better particulars
143(2)
Disadvantages
145(1)
Failure to comply with direction for further and better particulars
146(1)
Unless Order in respect of failure to reply to further and better particulars
147(2)
Alternatives to further and better particulars
149(1)
Notices to Admit Facts and Interrogatories
149(2)
Typical order re Notice to Admit Facts
151(5)
Typical Request for Interrogatories (questions from the arbitrator)
156(1)
Security for costs application
157(3)
Typical direction for procedure for dealing with security for costs application
160(3)
Discovery
163(1)
Extensions of time
164(1)
Generally failing to comply with the arbitrator's directions
164(1)
Ex parte proceedings
165(1)
Awards on different issues and partial awards
166(1)
Pre-hearing review
167(2)
Chapter 8 More On The Arbitrator
169(8)
Adversarial or inquisitorial process?
169(3)
Use of own expertise
172(1)
Arbitrator---resignation or termination
173(1)
Resignation
173(1)
Termination
174(1)
Immunity of arbitrator
174(1)
Fees and how to get them paid
175(2)
Chapter 9 The Court's Role In Arbitral Proceedings
177(4)
Chapter 10 The Hearing
181(6)
Chapter 11 Wet Towel Time---Writing The Award
187(14)
Flow chart showing how to analyse a point of claim or counterclaim
189(1)
The drafting of the award
190(1)
The essentials of a valid award
190(1)
The structure and content of the award
191(5)
Example of a rent review award final as to all matters except costs of the arbitration
196(5)
Chapter 12 Costs
201(4)
What costs?
202(3)
Chapter 13 Agreed Award On Settlement
205(2)
Chapter 14 Post-Award
207(4)
Correcting errors in the award
207(1)
Determination of the parties' costs
208(1)
Appeals to the court
209(2)
Chapter 15 Other Forms Of Dispute Resolution
211(10)
Alternative dispute resolution (ADR)
211(1)
Capitulation
212(1)
Negotiation
213(1)
Mediation/conciliation
213(2)
Disadvantages of mediation/conciliation
214(1)
Adjudication
215(6)
Index 221
Professor D. Mark Cato, Chartered Surveyor and full time arbitrator. He is the founder president of the Arbitration Club and has written extensively on arbitration.
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