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|
xxix | |
| Select Table of Treaties and Other Instruments |
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xlix | |
| Select List of Abbreviations |
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lxvii | |
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PART I: THE CONCEPT OF STATEHOOD IN INTERNATIONAL LAW |
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1 | (254) |
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Statehood and Recognition |
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3 | (34) |
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4 | (2) |
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Statehood in early international law |
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6 | (6) |
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6 | (4) |
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Statehood in early international law: aspects of State practice |
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10 | (2) |
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Recognition and Statehood |
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12 | (5) |
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The early view of recognition |
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12 | (1) |
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Positivism and recognition |
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13 | (1) |
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Statehood in nineteenth-century international law |
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14 | (3) |
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Recognition of States in modern international law |
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17 | (11) |
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Recognition: the great debate |
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19 | (1) |
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19 | (3) |
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22 | (4) |
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26 | (2) |
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28 | (9) |
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International personality |
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28 | (3) |
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31 | (1) |
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32 | (1) |
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33 | (2) |
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State continuity and State succession |
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35 | (2) |
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The Criteria for Statehood: Statehood as Effectiveness |
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37 | (59) |
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37 | (8) |
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The classical criteria for statehood: ex factis jus oritur |
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45 | (51) |
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46 | (6) |
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52 | (3) |
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55 | (6) |
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Capacity to enter into relations with other States |
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61 | (1) |
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62 | (5) |
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67 | (1) |
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Situations not derogating from formal independence |
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67 | (4) |
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Situations regarded as derogating from formal independence |
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71 | (1) |
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Real or actual independence |
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72 | (1) |
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Situations not derogating from actual independence |
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72 | (2) |
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Situations regarded as derogating from actual independence |
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74 | (14) |
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The relation between formal and actual independence |
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88 | (1) |
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89 | (1) |
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89 | (1) |
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90 | (1) |
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Willingness and ability to observe international law |
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91 | (1) |
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A certain degree of civilization |
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92 | (1) |
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93 | (1) |
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93 | (3) |
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International Law Conditions for the Creation of States |
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96 | (78) |
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97 | (10) |
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Development of the concept of peremptory norms |
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99 | (3) |
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Effects of peremptory norms on situations other than treaties |
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102 | (3) |
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Status of entities created by treaties |
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105 | (1) |
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Legality and statehood: general conclusions |
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106 | (1) |
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Statehood and self-determination |
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107 | (24) |
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Self-determination in modern international law |
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108 | (1) |
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Self-determination before 1945 |
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108 | (4) |
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Self-determination under the United Nations Charter |
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112 | (3) |
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Identifying the units of self-determination |
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115 | (1) |
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The mandate and trusteeship systems |
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116 | (1) |
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Non-self-governing territories |
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116 | (1) |
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Application to particular territorial disputes or situations |
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117 | (1) |
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Criteria for self-determination territories |
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117 | (1) |
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118 | (3) |
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The consequences of self-determination |
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121 | (1) |
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122 | (6) |
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Statehood and the operation of the principle of self-determination |
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128 | (3) |
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Entities created by the unlawful use of force |
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131 | (17) |
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The relation between self-determination and the use of force |
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134 | (4) |
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Assistance to established local insurgents |
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138 | (1) |
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Military intervention to procure self-determination |
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139 | (8) |
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147 | (1) |
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Statehood and fundamental human rights |
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148 | (7) |
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148 | (2) |
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Democracy as a continuing condition for statehood |
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150 | (5) |
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Apartheid and the bantustan policy |
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155 | (1) |
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155 | (1) |
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155 | (2) |
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Entities not claiming to be States |
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156 | (1) |
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Puppet States and the 1949 Geneva Conventions |
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156 | (1) |
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Violation of treaties providing for independence |
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157 | (1) |
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Collective non-recognition |
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157 | (17) |
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Collective non-recognition and territorial status |
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158 | (4) |
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Consequences of collective non-recognition |
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162 | (1) |
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162 | (6) |
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The ILC Articles on State Responsibility, Articles 40 to 41 |
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168 | (1) |
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Subsequent consideration by the International Court |
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168 | (5) |
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173 | (1) |
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Issues of Statehood Before United Nations Organs |
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174 | (22) |
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174 | (2) |
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League of Nations and United Nations membership |
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176 | (14) |
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Membership practice under the League of Nations |
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176 | (1) |
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The United Nations: original membership |
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177 | (2) |
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The United Nations: admission to membership |
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179 | (1) |
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The criteria for membership: Article 4 in theory and practice |
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179 | (3) |
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The micro-State issue and the move to universality of membership |
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182 | (4) |
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Renewed controversy during the 1990s: the former Yugoslavia |
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186 | (3) |
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189 | (1) |
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Statehood for other United Nations purposes |
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190 | (3) |
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Statehood and dispute settlement: Articles 32 and 35 (2) |
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190 | (1) |
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Claims to be parties to the Statute of the International Court of Justice |
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191 | (1) |
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192 | (1) |
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193 | (3) |
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The Criteria for Statehood Applied: Some Special Cases |
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196 | (59) |
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197 | (1) |
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Entities unrecognized as separate states: Taiwan |
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198 | (23) |
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198 | (2) |
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The international relations of Taiwan |
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200 | (5) |
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205 | (1) |
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The legal status of Taiwan |
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206 | (6) |
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Development of a Taiwanese claim to statehood |
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212 | (1) |
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Amendments to the law of Taiwan |
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212 | (4) |
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Statements respecting international policy |
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216 | (3) |
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219 | (2) |
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Entities recognized as States `for special reasons': The Vatican City and the Holy See |
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221 | (12) |
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The international status of the Vatican City |
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222 | (3) |
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The international status of the Holy See |
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225 | (1) |
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The relation between the Holy See and the Vatican City |
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226 | (7) |
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`Internationalized Territories': the Free City of Danzig and some modern analogues |
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233 | (11) |
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The concept of `internationalized territory' |
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233 | (3) |
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236 | (5) |
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Trends in internationalization since 1945: Cyprus |
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241 | (3) |
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Transitional autonomous entities: Hong Kong and Macao |
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244 | (8) |
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245 | (1) |
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Arrangements for the government of the HKSAR |
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246 | (2) |
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248 | (2) |
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Relations between Hong Kong and China |
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250 | (2) |
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252 | (3) |
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PART II: MODES OF THE CREATION OF STATES IN INTERNATIONAL LAW |
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255 | (246) |
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Original Acquisition and Problems of Statehood |
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257 | (25) |
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257 | (3) |
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The status of indigenous communities |
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260 | (8) |
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Statehood of indigenous communities |
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260 | (3) |
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Legal personality of indigenous communities not regarded as States |
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263 | (5) |
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Acquisition of territory from indigenous communities |
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268 | (6) |
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Status of aboriginal treaties of cession |
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268 | (1) |
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Legal effects of aboriginal treaties |
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269 | (1) |
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Grants of territory to private persons |
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270 | (1) |
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271 | (3) |
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Original occupation of territory by a new State |
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274 | (4) |
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274 | (1) |
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275 | (1) |
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The Free State of the Congo |
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276 | (1) |
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277 | (1) |
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277 | (1) |
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Original acquisition and indigenous rights |
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278 | (4) |
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Dependent States and Other Dependent Entities |
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282 | (47) |
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282 | (4) |
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Protectorates and protected States |
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286 | (34) |
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288 | (6) |
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International protectorates |
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294 | (5) |
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299 | (4) |
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Legal effects of protectorates |
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303 | (1) |
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Protectorates and domestic jurisdiction |
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303 | (2) |
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Relations between protectorate and protecting State |
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305 | (2) |
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Opposability of protectorate arrangements |
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307 | (1) |
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Protectorates and State succession |
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307 | (3) |
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Cession of protected territory |
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310 | (4) |
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International responsibility |
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314 | (1) |
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Treaty-making power with respect to protectorates |
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315 | (1) |
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Belligerency and protectorates |
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316 | (1) |
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Nationality in protectorates |
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317 | (1) |
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Protectorates and State immunity |
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318 | (1) |
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Protectorates and international organizations |
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318 | (1) |
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Termination of protected status |
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318 | (2) |
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320 | (9) |
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320 | (1) |
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Vassal States and suzerainty |
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321 | (2) |
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Autonomy and residual sovereignty |
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323 | (4) |
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327 | (2) |
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329 | (45) |
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330 | (1) |
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Explicit grants of independence |
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330 | (19) |
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Granting partial or incomplete independence |
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332 | (1) |
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Grants in violation of self-determination |
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333 | (1) |
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Grants to minority or unrepresentative governments within self-determination units |
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333 | (2) |
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Grants disruptive of the territorial integrity of a self-determination unit |
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335 | (3) |
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Grants of independence in furtherance of fundamentally unlawful policies: the bantustans |
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338 | (1) |
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Origins of the bantustan policy |
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338 | (2) |
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Denationalization through State creation |
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340 | (1) |
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The status of the bantustans under international law |
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341 | (4) |
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Dismantling the bantustan system |
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345 | (3) |
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Colonial enclaves and rights of pre-emption |
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348 | (1) |
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Derogations from grants of independence |
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348 | (1) |
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Relinquishment of sovereignty without grant |
|
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349 | (1) |
|
The gradual devolution of international personality |
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349 | (25) |
|
The `unitary State' theory |
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351 | (2) |
|
General principles of the status of devolving entities |
|
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353 | (5) |
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The principles applied: devolution of States within the British Commonwealth |
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358 | (1) |
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The self-governing Dominions |
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358 | (8) |
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366 | (2) |
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Subsequent cases of Commonwealth independence |
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368 | (1) |
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Southern Rhodesia pre-1965 |
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368 | (3) |
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The elimination of post-Imperial links |
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371 | (1) |
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371 | (1) |
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371 | (1) |
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372 | (1) |
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Other cases of devolution |
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372 | (1) |
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372 | (1) |
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372 | (1) |
|
The French and Netherlands Unions |
|
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373 | (1) |
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|
|
374 | (75) |
|
Secession as a method of the creation of States |
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|
375 | (1) |
|
The traditional approach: secession and recognition 1815 to 1945 |
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376 | (7) |
|
The relevance of recognition |
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|
376 | (1) |
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376 | (3) |
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Recognition by third States |
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379 | (1) |
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Recognition of belligerency |
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380 | (2) |
|
The traditional test of independence in a secessionary situation |
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382 | (1) |
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Independence and secession in modern international law |
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383 | (35) |
|
The secession of a self-determination unit |
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384 | (1) |
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Secession in furtherance of self-determination |
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384 | (4) |
|
Secession in violation of self-determination |
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388 | (1) |
|
Secession outside the colonial context |
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388 | (3) |
|
Cases of secession or dismemberment post-1945 |
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391 | (1) |
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392 | (1) |
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392 | (1) |
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393 | (1) |
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393 | (2) |
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Successor States to the USSR |
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395 | (1) |
|
Successor States to the SFRY |
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|
395 | (7) |
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402 | (1) |
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402 | (1) |
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Unsuccessful attempts at secession |
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403 | (1) |
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404 | (1) |
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404 | (2) |
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406 | (1) |
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406 | (1) |
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407 | (1) |
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408 | (3) |
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411 | (1) |
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412 | (3) |
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Summary of post-1945 practice |
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415 | (3) |
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Certain incidents of secession in international law |
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418 | (3) |
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Belligerency and insurgency in secession struggles |
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|
418 | (2) |
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Application of international humanitarian law in internal conflicts |
|
|
420 | (1) |
|
Military and civil aid to seceding regimes |
|
|
421 | (1) |
|
Problems of continuity and commencement |
|
|
421 | (1) |
|
The Former Palestine Mandate: Israel and Palestine |
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|
421 | (28) |
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421 | (1) |
|
The Mandate for Palestine |
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422 | (2) |
|
The abandonment of the Mandate and its aftermath |
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424 | (1) |
|
The creation of the State of Israel |
|
|
425 | (3) |
|
The validity of the Mandate for Palestine |
|
|
428 | (2) |
|
Validity and legal effects of the Partition Resolution |
|
|
430 | (2) |
|
The creation of Israel (1948-9) |
|
|
432 | (2) |
|
The creation of the State of Palestine (1988--) |
|
|
434 | (1) |
|
Palestine prior to the Oslo Accords: the 1988 Declaration |
|
|
435 | (1) |
|
Alternative conceptions of statehood: Montevideo and other criteria |
|
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436 | (4) |
|
The authority of the General Assembly |
|
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440 | (2) |
|
The position of dissenting or opposing States |
|
|
442 | (1) |
|
The road to Palestinian statehood since 1993 |
|
|
442 | (4) |
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446 | (3) |
|
Divided States and Reunification |
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449 | (30) |
|
The category of `divided States' |
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449 | (3) |
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452 | (14) |
|
The quadripartite government of Germany |
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|
452 | (2) |
|
The creation of the Federal Republic of Germany |
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454 | (1) |
|
The creation of the German Democratic Republic |
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455 | (3) |
|
Residual quadripartite authority over `Germany as a whole' |
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458 | (1) |
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459 | (6) |
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|
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465 | (1) |
|
Other cases of `divided States' |
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466 | (11) |
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466 | (6) |
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|
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472 | (5) |
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|
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477 | (1) |
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|
477 | (2) |
|
Unions and Federations of States |
|
|
479 | (22) |
|
The classification of political unions |
|
|
479 | (2) |
|
Federation, confederation and other forms of political union |
|
|
481 | (11) |
|
|
|
482 | (1) |
|
Federations and confederations |
|
|
483 | (6) |
|
|
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489 | (1) |
|
`Remedial federation': federal solutions in conflict situations |
|
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490 | (1) |
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490 | (1) |
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|
491 | (1) |
|
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492 | (1) |
|
Unions of States in international organizations |
|
|
492 | (8) |
|
The United Nations organization |
|
|
493 | (2) |
|
|
|
495 | (5) |
|
Regional devolution in previously unitary States |
|
|
500 | (1) |
|
PART III: THE CREATION OF STATES IN INTERNATIONAL ORGANIZATIONS |
|
|
501 | (148) |
|
International Dispositive Powers |
|
|
503 | (62) |
|
|
|
504 | (1) |
|
Territorial dispositions by multilateral treaty |
|
|
505 | (34) |
|
Dispositions in treaties of peace |
|
|
505 | (1) |
|
The nineteenth-century practice |
|
|
505 | (1) |
|
The Congress of Vienna, 1815 |
|
|
505 | (1) |
|
The Concert of Europe, 1815 to 1848 |
|
|
506 | (1) |
|
The Treaty of Paris, 1856 |
|
|
506 | (2) |
|
The Congress of Berlin, 1878 |
|
|
508 | (1) |
|
The Conference of Berlin, 1884 to 1885 |
|
|
509 | (1) |
|
The International Government of Crete, 1897 to 1913 |
|
|
509 | (1) |
|
The Act of Algeciras, 1906 |
|
|
510 | (1) |
|
The Treaty of London, 1913 and the creation of Albania |
|
|
510 | (2) |
|
The nineteenth-century Congresses and the principle of consent |
|
|
512 | (4) |
|
The World War I settlements |
|
|
516 | (2) |
|
The World War II settlements |
|
|
518 | (1) |
|
The re-establishment of annexed or conquered States |
|
|
519 | (3) |
|
Internationalized territories |
|
|
522 | (1) |
|
|
|
522 | (1) |
|
|
|
522 | (1) |
|
Peace settlements since 1945 |
|
|
523 | (1) |
|
|
|
523 | (3) |
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|
|
526 | (2) |
|
Bosnia and Herzegovina, 1992 to 1995 |
|
|
528 | (2) |
|
Dispositions anticipatory of peace treaties |
|
|
530 | (1) |
|
Dispositions delegated to groups of States |
|
|
531 | (1) |
|
The Conference of Ambassadors and Albania |
|
|
532 | (1) |
|
The Principal Allied and Associated Powers after 1918 |
|
|
533 | (1) |
|
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|
533 | (1) |
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|
534 | (1) |
|
|
|
534 | (1) |
|
|
|
534 | (1) |
|
|
|
535 | (1) |
|
The Allied Powers 1945 to 1955 |
|
|
535 | (1) |
|
Conclusion: powers of disposition pursuant to multilateral treaties |
|
|
535 | (4) |
|
The exercise of dispositive power through collective recognition |
|
|
539 | (7) |
|
The concept of `collective recognition' |
|
|
539 | (1) |
|
|
|
540 | (2) |
|
|
|
542 | (2) |
|
|
|
544 | (1) |
|
New States in the former Soviet Union and the dissolution of Yugoslavia, 1990 to 1995 |
|
|
544 | (1) |
|
Collective recognition within international organizations |
|
|
544 | (1) |
|
Collective conditional recognition |
|
|
545 | (1) |
|
Territorial dispositions by international organizations |
|
|
546 | (18) |
|
|
|
546 | (1) |
|
|
|
547 | (1) |
|
|
|
548 | (1) |
|
The United Nations and territorial dispositions |
|
|
549 | (1) |
|
General principles: delegated and inherent authority |
|
|
549 | (2) |
|
|
|
551 | (1) |
|
|
|
552 | (1) |
|
Functions pursuant to the peace treaties |
|
|
553 | (1) |
|
|
|
553 | (1) |
|
Disposition of Italian colonies in Africa |
|
|
554 | (1) |
|
Functions pursuant to the Mandate and Trusteeship systems |
|
|
555 | (1) |
|
|
|
555 | (1) |
|
|
|
555 | (1) |
|
|
|
556 | (1) |
|
Eastern Slavonia, Baranja and Western Sirmium |
|
|
556 | (1) |
|
|
|
557 | (3) |
|
|
|
560 | (2) |
|
|
|
562 | (1) |
|
|
|
563 | (1) |
|
|
|
564 | (1) |
|
The notion of `international dispositive powers' |
|
|
564 | (1) |
|
Mandates and Trust Territories |
|
|
565 | (37) |
|
Mandates and Trust territories in historical perspective |
|
|
566 | (2) |
|
Sovereignty over Mandates and Trust Territories |
|
|
568 | (6) |
|
Sovereignty and `A' Mandates |
|
|
569 | (1) |
|
Sovereignty and other mandated and trust territories |
|
|
570 | (4) |
|
Legal personality of mandated and trust territories |
|
|
574 | (1) |
|
Termination of Mandates and Trusteeships |
|
|
574 | (12) |
|
|
|
575 | (1) |
|
During the period of the League |
|
|
575 | (5) |
|
After the dissolution of the League |
|
|
580 | (1) |
|
By transfer to Trusteeship |
|
|
580 | (1) |
|
Termination of Trusteeships |
|
|
581 | (3) |
|
Legal effects of termination |
|
|
584 | (2) |
|
Revocation of Mandates and Trusteeships |
|
|
586 | (10) |
|
Revocation of Mandates during the League period |
|
|
586 | (4) |
|
Revocation of Trusteeships |
|
|
590 | (1) |
|
Revocation of Mandates by United Nations organs |
|
|
591 | (4) |
|
Post-revocation action of the United Nations concerning Namibia |
|
|
595 | (1) |
|
|
|
596 | (4) |
|
|
|
597 | (1) |
|
|
|
598 | (1) |
|
Trust Territory of the Pacific Islands |
|
|
599 | (1) |
|
The Future of Trusteeship? |
|
|
600 | (2) |
|
Non-self-governing Territories: The Law and Practice of Decolonization |
|
|
602 | (47) |
|
|
|
603 | (3) |
|
The development in practice of Chapter XI of the Charter |
|
|
606 | (7) |
|
The definition of `non-self-governing territories' |
|
|
606 | (1) |
|
Competence to determine whether a territory falls under Chapter XI |
|
|
607 | (1) |
|
The scope of Chapter XI in practice |
|
|
608 | (2) |
|
Possible extension of Chapter XI beyond colonial territories |
|
|
610 | (3) |
|
The international status of non-self-governing territories |
|
|
613 | (8) |
|
Sovereignty and non-self-governing territories |
|
|
613 | (3) |
|
The use of force and non-self-governing territories |
|
|
616 | (1) |
|
The legal personality of dependent people |
|
|
617 | (3) |
|
Standards for assessing the wishes of a dependent people |
|
|
620 | (1) |
|
Termination of non-self-governing status: the forms of self-government |
|
|
621 | (28) |
|
Termination of non-self-governing status: criteria for self-government |
|
|
621 | (1) |
|
Determination of cessation of non-self-governing status |
|
|
621 | (2) |
|
The forms of self-government |
|
|
623 | (1) |
|
|
|
623 | (1) |
|
Incorporation in another State |
|
|
623 | (2) |
|
|
|
625 | (1) |
|
Association arrangements in practice since 1952 |
|
|
626 | (6) |
|
The international legal status of associated States |
|
|
632 | (2) |
|
Remaining non-self-governing territories |
|
|
634 | (3) |
|
Claims by third States against non-self-governing territories |
|
|
637 | (12) |
|
PART IV: ISSUES OF COMMENCEMENT, CONTINUITY AND EXTINCTION |
|
|
649 | (69) |
|
The Commencement of States |
|
|
651 | (16) |
|
The problem of commencement |
|
|
651 | (7) |
|
Problems of commencement in national courts |
|
|
652 | (1) |
|
Problems of commencement at the international level |
|
|
653 | (4) |
|
`Illegal entities' and problems of commencement |
|
|
657 | (1) |
|
|
|
658 | (6) |
|
New States and the acquisition of territorial sovereignty |
|
|
664 | (3) |
|
The acquisition of statehood as a `mode of acquisition' of territory |
|
|
664 | (1) |
|
Claims to the entire territory of a new State |
|
|
665 | (2) |
|
Problems of Identity, Continuity and Reversion |
|
|
667 | (33) |
|
Identity and continuity of States: general considerations |
|
|
667 | (5) |
|
Some applications of the concept of continuity |
|
|
672 | (23) |
|
|
|
673 | (5) |
|
|
|
678 | (1) |
|
|
|
678 | (2) |
|
Changes in international status |
|
|
680 | (8) |
|
|
|
688 | (1) |
|
Continuity and illegal annexation |
|
|
689 | (1) |
|
Identity without continuity |
|
|
690 | (2) |
|
Multiple changes and State continuity: the case of Poland after 1945 |
|
|
692 | (3) |
|
|
|
695 | (5) |
|
Rights of reversion by treaty |
|
|
696 | (1) |
|
Reversion of territorial enclaves |
|
|
696 | (1) |
|
|
|
696 | (1) |
|
|
|
697 | (3) |
|
|
|
700 | (18) |
|
|
|
700 | (2) |
|
Extinction and illegal annexation |
|
|
702 | (1) |
|
State extinction and the possibility of prescription |
|
|
703 | (2) |
|
Extinction, merger and the creation of new States |
|
|
705 | (10) |
|
Voluntary absorption: the German Democratic Republic |
|
|
705 | (1) |
|
Extinction by merger: Yemen |
|
|
705 | (1) |
|
Extinction by voluntary dissolution: the Czech and Slovak Federal Republic |
|
|
706 | (1) |
|
Extinction by involuntary dissolution: the SFRY and its successor States |
|
|
707 | (8) |
|
International law and the survival of States |
|
|
715 | (3) |
|
|
|
718 | (42) |
|
|
|
|
List of States and Territorial Entities Proximate to States |
|
|
727 | (14) |
|
League Mandates and United Nations Trusteeships |
|
|
741 | (5) |
|
The United Nations and Non-Self-Governing Territories, 1946 to 2005 |
|
|
746 | (11) |
|
Consideration by the International Law Commission of the Topic of Statehood (1996) |
|
|
757 | (3) |
| Select Bibliography |
|
760 | (91) |
| Index |
|
851 | |