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Creation of States in International Law 2nd Revised edition [Pehme köide]

(Whewell Professor of International Law, University of Cambridge)
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  • Kirjastus: Oxford University Press
  • ISBN-10: 0199228426
  • ISBN-13: 9780199228423
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    • Oxford Scholarship Online e-raamatud
  • Formaat: Paperback / softback, 944 pages, kõrgus x laius x paksus: 234x156x41 mm, kaal: 1225 g
  • Ilmumisaeg: 15-Mar-2007
  • Kirjastus: Oxford University Press
  • ISBN-10: 0199228426
  • ISBN-13: 9780199228423
Statehood in the early 21st century remains as much a central problem now as it was in 1979 when the first edition of The Creation of States in International Law was published. As Rhodesia, Namibia, the South African Homelands and Taiwan then were subjects of acute concern, today governments, international organizations, and other institutions are seized of such matters as the membership of Cyprus in the European Union, application of the Geneva Conventions to Afghanistan, a final settlement for Kosovo, and, still, relations between China and Taiwan. All of these, and many other disputed situations, are inseparable from the nature of statehood and its application in practice.

The remarkable increase in the number of States in the 20th century did not abate in the twenty five years following publication of James Crawford's landmark study, which was awarded the American Society of International Law Prize for Creative Scholarship in 1981. The independence of many small territories comprising the 'residue' of the European colonial empires alone accounts for a major increase in States since 1979; while the disintegration of Yugoslavia and the USSR in the early 1990s further augmented the ranks. With these developments, the practice of States and international organizations has developed by substantial measure in respect of self-determination, secession, succession, recognition, de-colonization, and several other fields.

Addressing such questions as the unification of Germany, the status of Israel and Palestine, and the continuing pressure from non-State groups to attain statehood, even, in cases like Chechnya or Tibet, against the presumptive rights of existing States, James Crawford discusses the relation between statehood and recognition; the criteria for statehood, especially in view of evolving standards of democracy and human rights; and the application of such criteria in international organizations and between states.

Also discussed are the mechanisms by which states have been created, including devolution and secession, international disposition by major powers or international organizations and the institutions established for Mandated, Trust, and Non-Self-Governing Territories. Combining a general argument as to the normative significance of statehood with analysis of numerous specific cases, this fully revised and expanded second edition gives a comprehensive account of the developments which have led to the birth of so many new states.

Arvustused

..[ the] meticulous and detailed use of a vast array of situations is a significant strength of the book and will make it the first reference point for anyone practising or researching in this and related areas. The depth of understanding of each situation, the ability to see the various aspects of each situation and to apply them to various legal arguments is impressive. * European Journal of International Law [ review of the first edition] * ..a work of high-quality scholarship..detailed, closely argued..shows an author in commansof his field. It is highly recommended for all international lawyers, international relations experts and others who have to deal with these situations. * European Journal of International Law *

Table of Cases
xxix
Select Table of Treaties and Other Instruments xlix
Select List of Abbreviations lxvii
PART I: THE CONCEPT OF STATEHOOD IN INTERNATIONAL LAW
1(254)
Statehood and Recognition
3(34)
Introduction
4(2)
Statehood in early international law
6(6)
Doctrine
6(4)
Statehood in early international law: aspects of State practice
10(2)
Recognition and Statehood
12(5)
The early view of recognition
12(1)
Positivism and recognition
13(1)
Statehood in nineteenth-century international law
14(3)
Recognition of States in modern international law
17(11)
Recognition: the great debate
19(1)
The constitutive theory
19(3)
The declaratory theory
22(4)
Conclusions
26(2)
Certain basic concepts
28(9)
International personality
28(3)
The State
31(1)
Sovereignty
32(1)
State and government
33(2)
State continuity and State succession
35(2)
The Criteria for Statehood: Statehood as Effectiveness
37(59)
Introduction
37(8)
The classical criteria for statehood: ex factis jus oritur
45(51)
Defined territory
46(6)
Permanent population
52(3)
Government
55(6)
Capacity to enter into relations with other States
61(1)
Independence
62(5)
Formal independence
67(1)
Situations not derogating from formal independence
67(4)
Situations regarded as derogating from formal independence
71(1)
Real or actual independence
72(1)
Situations not derogating from actual independence
72(2)
Situations regarded as derogating from actual independence
74(14)
The relation between formal and actual independence
88(1)
Sovereignty
89(1)
Other criteria
89(1)
Permanence
90(1)
Willingness and ability to observe international law
91(1)
A certain degree of civilization
92(1)
Recognition
93(1)
Legal order
93(3)
International Law Conditions for the Creation of States
96(78)
Legality and statehood
97(10)
Development of the concept of peremptory norms
99(3)
Effects of peremptory norms on situations other than treaties
102(3)
Status of entities created by treaties
105(1)
Legality and statehood: general conclusions
106(1)
Statehood and self-determination
107(24)
Self-determination in modern international law
108(1)
Self-determination before 1945
108(4)
Self-determination under the United Nations Charter
112(3)
Identifying the units of self-determination
115(1)
The mandate and trusteeship systems
116(1)
Non-self-governing territories
116(1)
Application to particular territorial disputes or situations
117(1)
Criteria for self-determination territories
117(1)
The `safeguard clause'
118(3)
The consequences of self-determination
121(1)
Conclusions
122(6)
Statehood and the operation of the principle of self-determination
128(3)
Entities created by the unlawful use of force
131(17)
The relation between self-determination and the use of force
134(4)
Assistance to established local insurgents
138(1)
Military intervention to procure self-determination
139(8)
Conclusions
147(1)
Statehood and fundamental human rights
148(7)
General considerations
148(2)
Democracy as a continuing condition for statehood
150(5)
Apartheid and the bantustan policy
155(1)
Conclusions
155(1)
Other cases
155(2)
Entities not claiming to be States
156(1)
Puppet States and the 1949 Geneva Conventions
156(1)
Violation of treaties providing for independence
157(1)
Collective non-recognition
157(17)
Collective non-recognition and territorial status
158(4)
Consequences of collective non-recognition
162(1)
The Namibia Opinion
162(6)
The ILC Articles on State Responsibility, Articles 40 to 41
168(1)
Subsequent consideration by the International Court
168(5)
Conclusion
173(1)
Issues of Statehood Before United Nations Organs
174(22)
General considerations
174(2)
League of Nations and United Nations membership
176(14)
Membership practice under the League of Nations
176(1)
The United Nations: original membership
177(2)
The United Nations: admission to membership
179(1)
The criteria for membership: Article 4 in theory and practice
179(3)
The micro-State issue and the move to universality of membership
182(4)
Renewed controversy during the 1990s: the former Yugoslavia
186(3)
Conclusions
189(1)
Statehood for other United Nations purposes
190(3)
Statehood and dispute settlement: Articles 32 and 35 (2)
190(1)
Claims to be parties to the Statute of the International Court of Justice
191(1)
Other cases
192(1)
UN observer status
193(3)
The Criteria for Statehood Applied: Some Special Cases
196(59)
General considerations
197(1)
Entities unrecognized as separate states: Taiwan
198(23)
Historical background
198(2)
The international relations of Taiwan
200(5)
Judicial decisions
205(1)
The legal status of Taiwan
206(6)
Development of a Taiwanese claim to statehood
212(1)
Amendments to the law of Taiwan
212(4)
Statements respecting international policy
216(3)
Conclusion
219(2)
Entities recognized as States `for special reasons': The Vatican City and the Holy See
221(12)
The international status of the Vatican City
222(3)
The international status of the Holy See
225(1)
The relation between the Holy See and the Vatican City
226(7)
`Internationalized Territories': the Free City of Danzig and some modern analogues
233(11)
The concept of `internationalized territory'
233(3)
The Free City of Danzig
236(5)
Trends in internationalization since 1945: Cyprus
241(3)
Transitional autonomous entities: Hong Kong and Macao
244(8)
Historical outline
245(1)
Arrangements for the government of the HKSAR
246(2)
The status of Hong Kong
248(2)
Relations between Hong Kong and China
250(2)
Conclusion
252(3)
PART II: MODES OF THE CREATION OF STATES IN INTERNATIONAL LAW
255(246)
Original Acquisition and Problems of Statehood
257(25)
General Considerations
257(3)
The status of indigenous communities
260(8)
Statehood of indigenous communities
260(3)
Legal personality of indigenous communities not regarded as States
263(5)
Acquisition of territory from indigenous communities
268(6)
Status of aboriginal treaties of cession
268(1)
Legal effects of aboriginal treaties
269(1)
Grants of territory to private persons
270(1)
Conclusions
271(3)
Original occupation of territory by a new State
274(4)
Liberia
274(1)
The Boer Republics
275(1)
The Free State of the Congo
276(1)
Israel
277(1)
Taiwan
277(1)
Original acquisition and indigenous rights
278(4)
Dependent States and Other Dependent Entities
282(47)
General principles
282(4)
Protectorates and protected States
286(34)
Protected States
288(6)
International protectorates
294(5)
Colonial protectorates
299(4)
Legal effects of protectorates
303(1)
Protectorates and domestic jurisdiction
303(2)
Relations between protectorate and protecting State
305(2)
Opposability of protectorate arrangements
307(1)
Protectorates and State succession
307(3)
Cession of protected territory
310(4)
International responsibility
314(1)
Treaty-making power with respect to protectorates
315(1)
Belligerency and protectorates
316(1)
Nationality in protectorates
317(1)
Protectorates and State immunity
318(1)
Protectorates and international organizations
318(1)
Termination of protected status
318(2)
Other Cases
320(9)
Special treaty relations
320(1)
Vassal States and suzerainty
321(2)
Autonomy and residual sovereignty
323(4)
Spheres of influence
327(2)
Devolution
329(45)
Introduction
330(1)
Explicit grants of independence
330(19)
Granting partial or incomplete independence
332(1)
Grants in violation of self-determination
333(1)
Grants to minority or unrepresentative governments within self-determination units
333(2)
Grants disruptive of the territorial integrity of a self-determination unit
335(3)
Grants of independence in furtherance of fundamentally unlawful policies: the bantustans
338(1)
Origins of the bantustan policy
338(2)
Denationalization through State creation
340(1)
The status of the bantustans under international law
341(4)
Dismantling the bantustan system
345(3)
Colonial enclaves and rights of pre-emption
348(1)
Derogations from grants of independence
348(1)
Relinquishment of sovereignty without grant
349(1)
The gradual devolution of international personality
349(25)
The `unitary State' theory
351(2)
General principles of the status of devolving entities
353(5)
The principles applied: devolution of States within the British Commonwealth
358(1)
The self-governing Dominions
358(8)
British India
366(2)
Subsequent cases of Commonwealth independence
368(1)
Southern Rhodesia pre-1965
368(3)
The elimination of post-Imperial links
371(1)
Canada
371(1)
Australia
371(1)
New Zealand
372(1)
Other cases of devolution
372(1)
The Ottoman Empire
372(1)
The Philippines
372(1)
The French and Netherlands Unions
373(1)
Secession
374(75)
Secession as a method of the creation of States
375(1)
The traditional approach: secession and recognition 1815 to 1945
376(7)
The relevance of recognition
376(1)
Metropolitan recognition
376(3)
Recognition by third States
379(1)
Recognition of belligerency
380(2)
The traditional test of independence in a secessionary situation
382(1)
Independence and secession in modern international law
383(35)
The secession of a self-determination unit
384(1)
Secession in furtherance of self-determination
384(4)
Secession in violation of self-determination
388(1)
Secession outside the colonial context
388(3)
Cases of secession or dismemberment post-1945
391(1)
Senegal
392(1)
Singapore
392(1)
Bangladesh
393(1)
The Baltic States
393(2)
Successor States to the USSR
395(1)
Successor States to the SFRY
395(7)
Czechoslovakia
402(1)
Eritrea
402(1)
Unsuccessful attempts at secession
403(1)
The Faroes
404(1)
Katanga
404(2)
Biafra
406(1)
Republika Srpska
406(1)
Kosovo
407(1)
Chechnya
408(3)
Quebec
411(1)
Somaliland
412(3)
Summary of post-1945 practice
415(3)
Certain incidents of secession in international law
418(3)
Belligerency and insurgency in secession struggles
418(2)
Application of international humanitarian law in internal conflicts
420(1)
Military and civil aid to seceding regimes
421(1)
Problems of continuity and commencement
421(1)
The Former Palestine Mandate: Israel and Palestine
421(28)
Historical introduction
421(1)
The Mandate for Palestine
422(2)
The abandonment of the Mandate and its aftermath
424(1)
The creation of the State of Israel
425(3)
The validity of the Mandate for Palestine
428(2)
Validity and legal effects of the Partition Resolution
430(2)
The creation of Israel (1948-9)
432(2)
The creation of the State of Palestine (1988--)
434(1)
Palestine prior to the Oslo Accords: the 1988 Declaration
435(1)
Alternative conceptions of statehood: Montevideo and other criteria
436(4)
The authority of the General Assembly
440(2)
The position of dissenting or opposing States
442(1)
The road to Palestinian statehood since 1993
442(4)
Conclusion
446(3)
Divided States and Reunification
449(30)
The category of `divided States'
449(3)
The two Germanies
452(14)
The quadripartite government of Germany
452(2)
The creation of the Federal Republic of Germany
454(1)
The creation of the German Democratic Republic
455(3)
Residual quadripartite authority over `Germany as a whole'
458(1)
The status of Berlin
459(6)
Conclusions
465(1)
Other cases of `divided States'
466(11)
Korea after 1947
466(6)
Vietnam after 1945
472(5)
China after 1948
477(1)
Conclusions
477(2)
Unions and Federations of States
479(22)
The classification of political unions
479(2)
Federation, confederation and other forms of political union
481(11)
Real and personal unions
482(1)
Federations and confederations
483(6)
Unusual formations
489(1)
`Remedial federation': federal solutions in conflict situations
490(1)
Cyprus
490(1)
Bosnia and Herzegovina
491(1)
Associated States
492(1)
Unions of States in international organizations
492(8)
The United Nations organization
493(2)
The European Union
495(5)
Regional devolution in previously unitary States
500(1)
PART III: THE CREATION OF STATES IN INTERNATIONAL ORGANIZATIONS
501(148)
International Dispositive Powers
503(62)
Introduction
504(1)
Territorial dispositions by multilateral treaty
505(34)
Dispositions in treaties of peace
505(1)
The nineteenth-century practice
505(1)
The Congress of Vienna, 1815
505(1)
The Concert of Europe, 1815 to 1848
506(1)
The Treaty of Paris, 1856
506(2)
The Congress of Berlin, 1878
508(1)
The Conference of Berlin, 1884 to 1885
509(1)
The International Government of Crete, 1897 to 1913
509(1)
The Act of Algeciras, 1906
510(1)
The Treaty of London, 1913 and the creation of Albania
510(2)
The nineteenth-century Congresses and the principle of consent
512(4)
The World War I settlements
516(2)
The World War II settlements
518(1)
The re-establishment of annexed or conquered States
519(3)
Internationalized territories
522(1)
Poland, 1939 to 1946
522(1)
Other dispositions
522(1)
Peace settlements since 1945
523(1)
Germany, 1990
523(3)
Cambodia, 1991
526(2)
Bosnia and Herzegovina, 1992 to 1995
528(2)
Dispositions anticipatory of peace treaties
530(1)
Dispositions delegated to groups of States
531(1)
The Conference of Ambassadors and Albania
532(1)
The Principal Allied and Associated Powers after 1918
533(1)
The Mandate system
533(1)
Danzig
534(1)
Memel
534(1)
Fiume
534(1)
Luxembourg
535(1)
The Allied Powers 1945 to 1955
535(1)
Conclusion: powers of disposition pursuant to multilateral treaties
535(4)
The exercise of dispositive power through collective recognition
539(7)
The concept of `collective recognition'
539(1)
Greece, 1822 to 1830
540(2)
Belgium, 1830 to 1839
542(2)
Albania, 1913 to 1921
544(1)
New States in the former Soviet Union and the dissolution of Yugoslavia, 1990 to 1995
544(1)
Collective recognition within international organizations
544(1)
Collective conditional recognition
545(1)
Territorial dispositions by international organizations
546(18)
General principles
546(1)
The Concert of Europe
547(1)
The League of Nations
548(1)
The United Nations and territorial dispositions
549(1)
General principles: delegated and inherent authority
549(2)
The General Assembly
551(1)
The Security Council
552(1)
Functions pursuant to the peace treaties
553(1)
Trieste
553(1)
Disposition of Italian colonies in Africa
554(1)
Functions pursuant to the Mandate and Trusteeship systems
555(1)
Other cases
555(1)
West Irian
555(1)
Namibia
556(1)
Eastern Slavonia, Baranja and Western Sirmium
556(1)
Kosovo
557(3)
East Timor
560(2)
Iraq
562(1)
Jerusalem
563(1)
Conclusion
564(1)
The notion of `international dispositive powers'
564(1)
Mandates and Trust Territories
565(37)
Mandates and Trust territories in historical perspective
566(2)
Sovereignty over Mandates and Trust Territories
568(6)
Sovereignty and `A' Mandates
569(1)
Sovereignty and other mandated and trust territories
570(4)
Legal personality of mandated and trust territories
574(1)
Termination of Mandates and Trusteeships
574(12)
Termination of Mandates
575(1)
During the period of the League
575(5)
After the dissolution of the League
580(1)
By transfer to Trusteeship
580(1)
Termination of Trusteeships
581(3)
Legal effects of termination
584(2)
Revocation of Mandates and Trusteeships
586(10)
Revocation of Mandates during the League period
586(4)
Revocation of Trusteeships
590(1)
Revocation of Mandates by United Nations organs
591(4)
Post-revocation action of the United Nations concerning Namibia
595(1)
Post-independence claims
596(4)
Namibia
597(1)
Nauru
598(1)
Trust Territory of the Pacific Islands
599(1)
The Future of Trusteeship?
600(2)
Non-self-governing Territories: The Law and Practice of Decolonization
602(47)
Introduction
603(3)
The development in practice of
Chapter XI of the Charter
606(7)
The definition of `non-self-governing territories'
606(1)
Competence to determine whether a territory falls under
Chapter XI
607(1)
The scope of
Chapter XI in practice
608(2)
Possible extension of
Chapter XI beyond colonial territories
610(3)
The international status of non-self-governing territories
613(8)
Sovereignty and non-self-governing territories
613(3)
The use of force and non-self-governing territories
616(1)
The legal personality of dependent people
617(3)
Standards for assessing the wishes of a dependent people
620(1)
Termination of non-self-governing status: the forms of self-government
621(28)
Termination of non-self-governing status: criteria for self-government
621(1)
Determination of cessation of non-self-governing status
621(2)
The forms of self-government
623(1)
Independence
623(1)
Incorporation in another State
623(2)
Association
625(1)
Association arrangements in practice since 1952
626(6)
The international legal status of associated States
632(2)
Remaining non-self-governing territories
634(3)
Claims by third States against non-self-governing territories
637(12)
PART IV: ISSUES OF COMMENCEMENT, CONTINUITY AND EXTINCTION
649(69)
The Commencement of States
651(16)
The problem of commencement
651(7)
Problems of commencement in national courts
652(1)
Problems of commencement at the international level
653(4)
`Illegal entities' and problems of commencement
657(1)
States in statu nascendi
658(6)
New States and the acquisition of territorial sovereignty
664(3)
The acquisition of statehood as a `mode of acquisition' of territory
664(1)
Claims to the entire territory of a new State
665(2)
Problems of Identity, Continuity and Reversion
667(33)
Identity and continuity of States: general considerations
667(5)
Some applications of the concept of continuity
672(23)
Territorial changes
673(5)
Changes in population
678(1)
Changes in government
678(2)
Changes in international status
680(8)
Belligerent occupation
688(1)
Continuity and illegal annexation
689(1)
Identity without continuity
690(2)
Multiple changes and State continuity: the case of Poland after 1945
692(3)
Reversion to sovereignty
695(5)
Rights of reversion by treaty
696(1)
Reversion of territorial enclaves
696(1)
Postliminium
696(1)
Reversion to sovereignty
697(3)
The Extinction of States
700(18)
General principles
700(2)
Extinction and illegal annexation
702(1)
State extinction and the possibility of prescription
703(2)
Extinction, merger and the creation of new States
705(10)
Voluntary absorption: the German Democratic Republic
705(1)
Extinction by merger: Yemen
705(1)
Extinction by voluntary dissolution: the Czech and Slovak Federal Republic
706(1)
Extinction by involuntary dissolution: the SFRY and its successor States
707(8)
International law and the survival of States
715(3)
Conclusions
718(42)
Appendices
List of States and Territorial Entities Proximate to States
727(14)
League Mandates and United Nations Trusteeships
741(5)
The United Nations and Non-Self-Governing Territories, 1946 to 2005
746(11)
Consideration by the International Law Commission of the Topic of Statehood (1996)
757(3)
Select Bibliography 760(91)
Index 851


James Crawford is the Whewell Professor of International Law at the University of Cambridge, where he is Chair of the Faculty of Law, 2003-06. He was formerly Director of the Lauterpacht Research Centre for International Law, 1995-2003. Before moving to Cambridge in 1992 he was a Member of the Australian Law Reform Commission; from 1992 he was a member of the International Law Commission, and was responsible in that capacity for the ILC's Draft Statute for an International Criminal Court (1994) and the ILC's Articles on State Responsibility (2001).