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Banking and Financial Services Regulation 3rd Revised edition [Kõva köide]

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  • Formaat: Hardback, kõrgus: 230 mm
  • Ilmumisaeg: 01-Dec-2002
  • Kirjastus: LexisNexis UK
  • ISBN-10: 0406949875
  • ISBN-13: 9780406949875
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  • Kõva köide
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Banking and Financial Services Regulation 3rd Revised edition
  • Formaat: Hardback, kõrgus: 230 mm
  • Ilmumisaeg: 01-Dec-2002
  • Kirjastus: LexisNexis UK
  • ISBN-10: 0406949875
  • ISBN-13: 9780406949875
Teised raamatud teemal:
Püsilink: https://www.kriso.ee/db/9780406949875.html
Märksõnad:
The 3rd edition of "Banking and Financial Services Regulation" provides detailed analysis and practical guidance on the UK regulatory system as it affects banking and financial services. The book has been written by a team of well known authors comprising practising lawyers, compliance officers, in-house counsel and academics.
"Banks and the Regulatory Regime; The Financial Services Authority and
Financial Services and Markets Act; Regulated Activities - Banking and
Investment Business; Other Regulated Activities; Authorisation and Approved
Persons; Deposit Taking and Banking Supervision; Investment Management;
Marketing and Financial Promotion;Market Misconduct; The Prevention of Money
Laundering and Terrorist Finance; Client Care; Client Money; Record Keeping
and notifications;Ensuring Compliance: Managing Regulatory and Reputational
Risk;Capital Adequacy; Financial Derivatives; Global Custody; Listing and
Regulated Exchanges and Clearing Houses; Investigations, Discipline and
Enforcement; FSA decision making and the Financial Services and Markets
Tribunal; International Supervisory Co-operation"