Preface to the Second Edition |
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xiii | |
Preface to the First Edition |
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xv | |
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1 | (34) |
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1 | (7) |
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1.2 History of data monitoring committees in government-sponsored trials |
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8 | (7) |
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1.3 Data monitoring committees in trials sponsored by the pharmaceutical industry |
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15 | (3) |
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1.4 Statistical methods for interim monitoring |
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18 | (3) |
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1.5 When are data monitoring committees needed? |
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21 | (1) |
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1.6 Models for data monitoring committees |
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22 | (2) |
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24 | (1) |
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1.8 Fundamental principles of data monitoring |
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25 | (2) |
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27 | (8) |
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2 Responsibilities of the Data Monitoring Committee and Motivating Illustrations |
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35 | (54) |
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36 | (3) |
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2.2 Specific tasks of the data monitoring committee |
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39 | (44) |
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40 | (1) |
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2.2.1.1 Review of the study protocol |
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40 | (5) |
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2.2.1.2 Review of procedures to ensure quality of study conduct |
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45 | (2) |
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2.2.2 Evaluating the quality of ongoing study conduct |
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47 | (9) |
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2.2.3 Assessing safety and efficacy data |
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56 | (2) |
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2.2.3.1 Termination due to favorable benefit-to-risk |
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58 | (5) |
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2.2.3.2 Termination due to unfavorable benefit-to-risk |
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63 | (2) |
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2.2.3.3 Termination due to inability to answer trial questions |
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65 | (3) |
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2.2.3.4 Continuation of ongoing clinical trials |
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68 | (4) |
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2.2.3.5 Consideration of the overall picture: primary and secondary analyses |
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72 | (4) |
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2.2.3.6 Modifying sample sizes based on ongoing assessment of event rates |
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76 | (4) |
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2.2.4 Reviewing the final results |
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80 | (3) |
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2.3 The data monitoring committee charter |
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83 | (1) |
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84 | (5) |
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3 Composition of a Data Monitoring Committee |
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89 | (24) |
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89 | (1) |
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3.2 Required areas of expertise |
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90 | (6) |
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3.3 Other relevant characteristics of committee members |
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96 | (2) |
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98 | (4) |
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3.5 Selecting the committee chair |
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102 | (1) |
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3.6 Responsibility for appointing committee members |
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102 | (2) |
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3.7 Representation of other study components on the committee |
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104 | (2) |
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3.8 Preparation for service on a committee |
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106 | (3) |
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109 | (4) |
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4 Independence of the Data Monitoring Committee: Avoiding Conflicts of Interest |
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113 | (34) |
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113 | (1) |
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4.2 Rationale for independence |
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114 | (2) |
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4.3 Financial independence |
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116 | (9) |
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4.3.1 Commercial sponsors |
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117 | (1) |
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4.3.2 Government sponsors |
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118 | (1) |
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4.3.3 Academic investigators |
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118 | (7) |
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4.4 Intellectual independence |
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125 | (7) |
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131 | |
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4.6 Best practices to address challenges to the DMC's independence |
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132 | (11) |
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4.6.1 Adequate training/experience in the DMC process |
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133 | (2) |
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4.6.2 Indemnification of DMC members |
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135 | (1) |
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4.6.3 Maintaining confidentiality of interim data |
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136 | (2) |
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4.6.4 Flexibility of procedures |
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138 | (1) |
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139 | (2) |
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4.6.6 Creating independent relationships and reducing conflicts of interest |
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141 | (1) |
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4.6.7 Adequately informative DMC reports |
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142 | (1) |
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143 | (1) |
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144 | (3) |
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5 Confidentiality Issues Relating to the Data Monitoring Committee |
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147 | (56) |
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147 | (12) |
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5.2 Limits of confidentiality |
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159 | (31) |
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5.2.1 Interim analysis reports |
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159 | (2) |
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5.2.2 Access to aggregate data on efficacy and safety outcomes |
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161 | (3) |
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5.2.3 Providing access to interim data on a "need-to-know" basis |
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164 | (2) |
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5.2.4 Settings and procedures allowing broader unblinding of safety data |
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166 | (2) |
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5.2.5 Consequences of unblinding interim data for regulatory review in ongoing trials |
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168 | (7) |
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5.2.6 Some illustrations of broader unblinding |
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175 | (12) |
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5.2.7 The steering committee and maintaining confidentiality |
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187 | (2) |
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5.2.8 Indirect challenges to confidentiality |
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189 | (1) |
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5.3 The need for the DMC to review unblinded data |
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190 | (5) |
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5.4 Conclusions: consensus regarding confidentiality |
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195 | (3) |
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198 | (5) |
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6 Data Monitoring Committee Meetings |
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203 | (34) |
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203 | (1) |
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6.2 Specific objectives and timing of meetings |
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204 | (10) |
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6.2.1 Organizational meeting |
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205 | (3) |
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6.2.2 Early safety/trial integrity reviews |
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208 | (4) |
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6.2.3 Formal interim efficacy analyses |
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212 | (1) |
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6.2.4 End-of-trial debriefing |
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213 | (1) |
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6.3 Preparation of meeting reports |
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214 | (7) |
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6.3.1 Currentness of data in the report |
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217 | (3) |
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6.3.2 Inclusion of unadjudicated data |
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220 | (1) |
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221 | (9) |
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6.4.1 The initial closed session |
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223 | (1) |
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224 | (3) |
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6.4.3 The final closed session |
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227 | (1) |
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6.4.4 Various formats for holding the open and closed sessions |
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227 | (2) |
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6.4.5 Meeting duration and venue |
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229 | (1) |
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6.5 DMC meeting minutes and the DMC recommendations |
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230 | (5) |
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6.5.1 The DMC recommendations, the open minutes, and the closed minutes |
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230 | (2) |
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6.5.2 The level of detail |
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232 | (1) |
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6.5.3 The authorship of the minutes and the sign-off by committee members |
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233 | (2) |
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235 | (2) |
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7 Data Monitoring Committee Interactions with Other Trial Components or Related Groups |
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237 | (28) |
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238 | (1) |
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238 | (5) |
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239 | (2) |
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7.2.2 Government sponsors |
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241 | (2) |
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7.3 Study steering committee/principal investigator |
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243 | (4) |
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247 | (1) |
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7.5 Trial statisticians and statistical centers |
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247 | (6) |
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7.5.1 The independent statistical center |
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248 | (5) |
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7.5.2 Ensuring optimal data presentations |
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253 | (1) |
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7.6 Institutional review boards |
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253 | (3) |
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256 | (1) |
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7.8 Study participants and/or advocacy groups |
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257 | (2) |
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7.9 Other data monitoring committees |
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259 | (3) |
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262 | (3) |
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8 Statistical, Philosophical, and Ethical Issues in Data Monitoring |
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265 | (70) |
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8.1 The need for statistical approaches to monitoring accumulating data |
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266 | (4) |
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8.2 Overview of statistical methods |
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270 | (29) |
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8.2.1 Group sequential methods |
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271 | (2) |
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8.2.1.1 Some group sequential boundaries for establishing benefit |
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273 | (4) |
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8.2.1.2 Group sequential alpha spending functions |
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277 | (3) |
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8.2.1.3 Some group sequential boundaries when early results are unfavorable |
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280 | (4) |
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8.2.2 Triangular boundaries |
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284 | (2) |
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8.2.3 Stochastic curtailment/conditional power |
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286 | (4) |
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8.2.4 Bayesian monitoring |
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290 | (3) |
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8.2.5 The general approach to sequential stopping boundaries |
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293 | (1) |
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8.2.6 Software packages for sequential clinical trial designs |
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294 | (1) |
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8.2.7 Adaptive clinical trial designs |
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294 | (5) |
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8.3 Protocol specification of the monitoring plan |
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299 | (1) |
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8.4 Other statistical considerations in monitoring trial data |
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300 | (13) |
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8.4.1 Primary versus secondary endpoints |
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300 | (2) |
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8.4.2 Short-term versus long-term treatment effects |
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302 | (1) |
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8.4.3 Results in subgroups |
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303 | (4) |
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8.4.4 Taking external information into account |
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307 | (2) |
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8.4.5 Evaluating safety in the context of evidence about efficacy: role of boundaries |
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309 | (2) |
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8.4.6 Ensuring proper robustness when defining boundaries for establishing benefit |
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311 | (2) |
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8.5 Ethical considerations |
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313 | (22) |
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8.5.1 Early termination philosophies |
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313 | (1) |
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8.5.1.1 Responding to early beneficial trends |
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314 | (4) |
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8.5.1.2 Responding to early unfavorable trends |
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318 | (6) |
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8.5.1.3 Responding to unexpected safety concerns |
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324 | (1) |
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8.5.2 Other ethical considerations |
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325 | (1) |
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326 | (9) |
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9 Determining When a Data Monitoring Committee is Needed |
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335 | (20) |
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336 | (1) |
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9.2 Typical settings for an independent data monitoring committee |
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336 | (3) |
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9.3 Other settings in which an independent data monitoring committee may be valuable |
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339 | (3) |
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9.3.1 Early trials of high-risk treatments |
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339 | (1) |
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9.3.2 Trials in vulnerable populations |
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340 | (1) |
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9.3.3 Trials with potentially large public health impact |
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341 | (1) |
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9.4 An alternative monitoring approach: the internal monitoring committee |
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342 | (4) |
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9.5 A decision model assessing need for an independent DMC or an internal monitoring committee |
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346 | (5) |
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9.6 Settings with little need for an independent, or internal monitoring committee |
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351 | (1) |
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352 | (3) |
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353 | (2) |
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10 Regulatory Considerations for the Operation of Data Monitoring Committees |
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355 | (28) |
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356 | (1) |
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10.2 Data monitoring committees in government regulations |
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356 | (1) |
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357 | (7) |
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10.3.1 US Food and Drug Administration |
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357 | (3) |
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10.3.2 International regulatory guidance |
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360 | (1) |
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360 | (1) |
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10.3.2.2 International Conference on Harmonization |
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361 | (2) |
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10.3.2.3 The World Health Organization |
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363 | (1) |
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10.4 Regulatory approaches relevant to data monitoring committee operation: the US FDA |
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364 | (3) |
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10.5 Policies of funding agencies regarding DMC operations |
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367 | (1) |
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10.5.1 National Institutes of Health |
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367 | (2) |
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10.5.2 Other federal agencies |
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369 | (1) |
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10.5.3 Funding agencies outside the US |
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369 | (1) |
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10.6 Involvement of FDA staff in data monitoring committee deliberations |
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370 | (2) |
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10.7 Examples of regulatory authority interaction with data monitoring committees |
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372 | (7) |
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379 | (4) |
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11 Legal Considerations for DMCs |
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383 | (28) |
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383 | (17) |
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11.1.1 Motivating examples |
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385 | (3) |
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11.1.2 Emergence of DMCs and heightened awareness of their existence |
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388 | (2) |
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11.1.3 Further motivation for indemnification to protect the DMC |
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390 | (2) |
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11.1.4 Some specific concerns from current experiences with indemnification |
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392 | (2) |
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11.1.5 Potential solutions to indemnification issues |
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394 | (3) |
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11.1.6 Confidential disclosure agreement (CDA) |
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397 | (2) |
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11.1.7 Summary of indemnification, liability, and contracting issues |
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399 | (1) |
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11.2 Balancing legal and ethical responsibilities: a need for a mediator? |
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400 | (6) |
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11.2.1 A case study: the setting of Actimmune in patients with idiopathic pulmonary fibrosis |
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402 | (3) |
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11.2.2 IMMUNE response AIDS clinical trial |
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405 | (1) |
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406 | (5) |
Appendix A The Data Monitoring Committee Charter |
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411 | (20) |
Appendix B Performance Standards Document |
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431 | (20) |
Statistics in Practice |
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451 | (4) |
Index |
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455 | |