This casebook offers cases, discussion, notes, and problems on securities regulation in the US. After an introduction to the institutional and regulatory framework of capital markets, chapters cover regulation of the distribution of securities, including the Securities Act, the registration process, definitions of security and exempted securities, private offering exemptions, and offerings by underwriters, affiliates, and dealers; the regulation of trading in securities, including regulation of the securities markets, regulation of broker-dealers, and tender offers, management buyouts, and takeover contests; and securities enforcement and class actions, including civil liability, fraud, insider trading, Securities and Exchange Commission enforcement actions, and criminal and international enforcement. Annotation ©2022 Ringgold, Inc., Portland, OR (protoview.com)
