| Foreword to the First Edition |
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xv | |
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| Preface to the Second Edition |
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xvii | |
| Acknowledgements |
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xix | |
| Abbreviations |
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xxi | |
| Note on Citations |
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xxiii | |
| Table of Cases |
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xxv | |
| Table of Treaties and Legislation |
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xxxvii | |
| Part I. Overview, History, Materials, And Dramatis Personae |
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1 A Single Set of Rules of Interpretation |
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5 | (52) |
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5 | (8) |
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1.1 Guide to analytical approach |
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9 | (4) |
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2 Applicability of the Vienna Rules Generally |
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13 | (7) |
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2.1 History pf recognition by the ICJ of the Vienna rules |
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14 | (2) |
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2.2 Express endorsement of the Vienna rules by the ICJ |
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16 | (2) |
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2.3 Endorsement of the Vienna rules by other international courts and tribunals |
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18 | (1) |
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2.4 Endorsement of the Vienna rules by national courts |
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19 | (1) |
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3 Definitions and Key Concepts |
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20 | (10) |
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20 | (3) |
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3.2 Party, signatory, etc |
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23 | (1) |
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24 | (1) |
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25 | (1) |
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26 | (1) |
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3.6 'Interpretation', 'application', and 'construction' |
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26 | (4) |
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4 The Process of Interpretation and the Nature of the Rules |
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30 | (11) |
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4.1 The process of interpretation and the principle of autonomous interpretation |
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30 | (5) |
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4.2 A general 'rule' and 'rules' of interpretation |
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35 | (3) |
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4.3 Are the Vienna rules 'rules'? |
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38 | (3) |
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41 | (16) |
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5.1 Interpretation by the European Court of Human Rights- a typical approach |
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42 | (2) |
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5.2 An arbitral award illustrating the difference between treaty interpretation and application of law |
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44 | (3) |
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5.3 An interpretation by an arbitral tribunal of the International Centre for Settlement of Investment Disputes (ICSID)- interpretation and application of a treaty |
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47 | (4) |
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5.4 Interpretation within a national legal system- contrasting application of Vienna rules and domestic precedent |
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51 | (3) |
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5.5 Interpretation within a national legal system- increasing awareness of the Vienna rules in courts in the UK |
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54 | (3) |
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2 Development of Rules of Interpretation |
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57 | (24) |
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57 | (3) |
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2 Treaty Interpretation in the Greco-Roman Era |
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60 | (1) |
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3 Grotius, Pufendorf, Vattel, and Canons of Interpretation |
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61 | (1) |
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4 The Harvard Draft Convention on the Law of Treaties |
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62 | (3) |
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5 The Permanent Court of International Justice |
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65 | (1) |
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6 Restrictive Interpretation and Effectiveness |
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66 | (2) |
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7 Institut de Droit International |
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68 | (1) |
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8 The Practice of the International Court of Justice Before the Vienna Convention |
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69 | (2) |
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9 The New Haven School and World Public Order |
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71 | (3) |
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10 The Work of the International Law Commission and the Vienna Conference |
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74 | (7) |
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3 Interpretative Material Generated in Making Treaties |
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81 | (42) |
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81 | (1) |
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82 | (9) |
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2.1 Who initiates and negotiates treaties? |
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82 | (1) |
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2.2 Negotiating and drawing up a treaty |
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82 | (1) |
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2.2.1 Negotiation and full powers |
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83 | (1) |
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2.3 Adoption and authentication of a treaty text |
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84 | (1) |
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2.4 Concluded and other instruments |
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85 | (1) |
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2.4.1 Final acts and protocols |
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86 | (1) |
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2.4.2 Distinguishing treaties from other instruments |
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87 | (4) |
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3 Reservations and Statements or Declarations Affecting Interpretation of Treaties |
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91 | (21) |
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91 | (2) |
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3.2 Interpretative declarations |
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93 | (1) |
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3.2.1 Interpretative declarations in preparatory work and at, or after, conclusion |
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94 | (1) |
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3.3 Differentiating between reservations and interpretative declarations |
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95 | (1) |
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3.3.1 The nature of the difference |
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95 | (1) |
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3.3.2 Wrinkles in the distinction and 'conditional interpretative declarations' |
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96 | (1) |
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3.3.3 Confusing terminology: statements and declarations |
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97 | (1) |
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3.3.4 Differentiating in practice |
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98 | (1) |
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3.3.5 The scheme for differentiation envisaged in the ECs Guide |
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100 | (1) |
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101 | (1) |
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3.5 Procedure relating to interpretative declarations |
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101 | (1) |
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3.5.1 Approval of an interpretative declaration |
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102 | (1) |
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3.5.2 Opposition to an interpretative declaration |
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103 | (1) |
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3.5.3 Recharacterization of an interpretative declaration |
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104 | (1) |
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3.6 Effects of interpretative declarations |
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105 | (1) |
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3.6.1 Effects of general agreement to an interpretative declaration |
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106 | (1) |
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3.6.2 Effects of approval by only one state or fewer than all |
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107 | (1) |
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3.6.3 Decisions of courts and tribunals on interpretative declarations |
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109 | (2) |
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3.7 Conclusion on interpretative declarations |
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111 | (1) |
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112 | (11) |
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4.1 How far does preparatory work trace history? |
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112 | (1) |
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4.1.1 What illuminates a common understanding? |
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113 | (1) |
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4.1.2 Tracing a historical line |
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113 | (1) |
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4.1.3 Looking at the main source |
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114 | (1) |
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4.1.4 Using all material available to negotiators |
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116 | (1) |
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4.2 Whether preparatory work can be differentially admissible |
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117 | (1) |
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4.3 Documents associated with treaty negotiations |
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118 | (1) |
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4.4 Admissibility of documents from a unilateral source |
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119 | (4) |
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4 Who Uses the Vienna Convention to Interpret Treaties? |
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123 | (38) |
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123 | (2) |
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2 International Organizations |
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125 | (4) |
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2.1 General interpretative competence in international organizations |
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125 | (1) |
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2.2 The two Vienna Conventions on the Law of Treaties |
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126 | (1) |
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2.3 The United Nations and other organizations |
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127 | (2) |
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2.4 The European Community and European Union |
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129 | (1) |
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3 International Courts and Tribunals |
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129 | (12) |
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3.1 International Court of Justice |
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129 | (1) |
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130 | (1) |
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3.3 The World Trade Organization Dispute Settlement Understanding |
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131 | (3) |
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3.4 The International Centre for Settlement of Investment Disputes (ICSID) |
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134 | (1) |
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3.5 The European Court of Human Rights |
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135 | (1) |
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3.6 The European Court of Justice (Court of Justice of the European Union) |
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136 | (1) |
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3.6.1 The treaties founding the Community |
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136 | (1) |
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3.6.2 Treaties to which the Community is a party with non-Member States |
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137 | (1) |
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3.6.3 Community instruments giving effect to treaties with non-members |
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140 | (1) |
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3.7 Other international courts and tribunals |
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141 | (1) |
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141 | (20) |
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4.1 Implementation of treaties |
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141 | (2) |
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4.2 Judicial interpretation within national legal systems |
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143 | (1) |
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4.2.1 Parties to the Vienna Convention generally |
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143 | (1) |
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4.2.2 The common law tradition |
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144 | (1) |
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4.2.3 States which are not parties to the Vienna Convention |
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150 | (11) |
| Part II. Interpretation Applying The Vienna Convention On The Law Of Treaties |
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5 The General Rule: (1) The Treaty, its Terms, and their Ordinary Meaning |
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161 | (62) |
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162 | (5) |
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1.1 The 'treaty' and its 'terms' |
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164 | (1) |
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1.2 The sound of silence-absent and implied terms |
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165 | (2) |
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167 | (14) |
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2.1 History and preparatory work relating to 'good faith' |
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168 | (2) |
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2.2 Ordinary meaning of 'good faith' |
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170 | (1) |
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2.3 'Good faith' in context and in the light of the Convention's object and purpose |
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171 | (1) |
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172 | (1) |
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2.4.1 'Good faith' generally |
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172 | (1) |
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2.4.2 'Good faith' meaning reasonableness |
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176 | (1) |
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2.4.3 'Good faith' limiting interpretation of a power |
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177 | (1) |
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2.4.4 'Good faith' requiring balancing of treaty elements |
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178 | (1) |
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2.4.5 'Good faith' and the principle of effectiveness (ut res magis valeat quam pereat) |
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179 | (2) |
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181 | (16) |
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3.1 History and preparatory work |
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182 | (1) |
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3.2 Ordinary meaning of 'ordinary meaning to be given to the terms of the treaty' |
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183 | (1) |
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184 | (1) |
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3.3.1 Role of ordinary meaning |
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184 | (1) |
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3.3.2 Dictionaries and other sources of definitions |
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186 | (1) |
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3.3.3 Literal meanings of single terms |
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189 | (1) |
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3.3.4 No ordinary meaning or no single one? |
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190 | (1) |
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192 | (1) |
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193 | (1) |
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3.3.7 Treaty language and terms |
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194 | (1) |
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195 | (2) |
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197 | (14) |
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4.1 Background and context |
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198 | (1) |
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199 | (1) |
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4.2.1 Immediate context-grammar and syntax |
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199 | (1) |
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4.2.2 Title, headings, and chapeaux |
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200 | (1) |
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4.2.3 Context showing structure or scheme |
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202 | (1) |
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4.2.4 Related and contrasting provisions |
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205 | (1) |
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205 | (1) |
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4.2.6 Punctuation and syntax |
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206 | (1) |
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4.2.7 Different meanings of same term in a single instrument |
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209 | (1) |
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4.2.8 Link with object and purpose |
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210 | (1) |
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211 | (11) |
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5.1 History and preparatory work relating to 'object and purpose' |
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212 | (1) |
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5.2 Ordinary meaning of 'object and purpose' in context |
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212 | (3) |
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215 | (1) |
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5.3.1 Singular object and purpose |
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215 | (1) |
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5.3.2 Finding object and purpose from preamble and substantive provisions |
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216 | (1) |
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5.3.3 Can the object and purpose be used to counter clear substantive provisions? |
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218 | (1) |
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5.3.4 Object and purpose identifying general scope of treaty |
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219 | (1) |
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5.3.5 Object and purpose in a particular provision |
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220 | (1) |
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5.3.6 Principle of effectiveness (general) |
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221 | (1) |
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222 | (1) |
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6 The General Rule: (2) Agreements as Context, Subsequent Agreements, and Subsequent Practice |
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223 | (30) |
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223 | (9) |
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1.1 The linking notion of agreement |
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223 | (5) |
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1.2 Substantial identity of effect of subsequent agreements on interpretation as of those at time of conclusion |
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228 | (3) |
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1.3 Interpretative agreement in subsequent practice |
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231 | (1) |
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2 Agreements and Instruments Made in Connection with Conclusion of a Treaty |
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232 | (10) |
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2.1 Meaning of 'Conclusion' of a treaty |
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232 | (1) |
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2.1.1 Issues arising as to 'in connection with conclusion' of a treaty |
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235 | (2) |
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2.2 Interpretative role of agreements connected with conclusion of a treaty |
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237 | (2) |
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2.3 Interpretative role of instruments made by one or more parties |
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239 | (1) |
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2.3.1 Instruments covered by article 31(2)(6) of the Vienna Convention |
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239 | (1) |
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2.3.2 Role of unilateral instruments covered by article 31(2)(b) |
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241 | (1) |
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242 | (11) |
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3.1 Fact of agreement, not form, is the key factor |
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243 | (1) |
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3.1.1 History and analysis |
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244 | (1) |
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3.1.2 ICJ looks for fact of agreement, notfirm |
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246 | (1) |
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3.2 Less formal or informal agreement |
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247 | (3) |
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3.3 Formal amendment and changed wording |
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250 | (1) |
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3.3.1 Effect of amending agreements |
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250 | (1) |
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3.3.2 Changed wording in related or comparable agreements |
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253 | (1) |
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253 | (35) |
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4.1 Elements of subsequent practice |
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254 | (8) |
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4.1.1 History and development of the provision |
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254 | (1) |
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4.1.2 Meaning of 'subsequent practice' |
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254 | (2) |
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4.1.3 Frequency and uniformity of practice |
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256 | (1) |
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4.1.4 Practice may consist of executive, legislative, and judicial acts |
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257 | (2) |
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4.1.5 'Subsequent practice' and 'subsequent conduct' distinguished |
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259 | (5) |
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4.1.6 Practice 'in the application of the treaty' |
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264 | |
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4.2 Deduction from absence of subsequent practice |
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262 | (4) |
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262 | (2) |
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4.2.2 Combining action with absence of reaction |
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264 | (2) |
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4.3 Parties participating in the practice |
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266 | (3) |
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4.3.1 Practice must be attributable to parties |
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266 | (1) |
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4.3.2 Agreement, not practice, of all parties is required |
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266 | (1) |
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4.3.3 Practice of some parties only does not interpret a treaty inter se' unless so agreed |
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267 | (1) |
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4.3.4 Practice of some parties in absence of that of others |
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268 | (1) |
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4.4 'Establishing' agreement |
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269 | (4) |
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4.5 Subsequent practice linked with informal agreement, understandings, or other instruments |
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273 | (1) |
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4.6 Subsequent practice and 'evolutive' interpretation distinguished |
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274 | (1) |
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4.7 Subsequent practice and amendment differentiated |
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275 | (5) |
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4.8 Subsequent practice in international organizations |
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280 | (7) |
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4.8.1 Whose practice in the organization? |
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280 | (1) |
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4.8.2 Practice in relation to a treaty establishing an organization |
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281 | (4) |
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4.8.3 Practice in relation to treaty provisions other than in constitutions of international organizations |
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285 | (1) |
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4.8.4 Does practice of courts and tribunals constitute precedent? |
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285 | (2) |
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4.9 Possible overlap with relevant rules of international law |
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287 | (1) |
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288 | (1) |
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7 The General Rule: (3) Relevant Rules of International Law and Special Meanings |
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289 | (58) |
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289 | (6) |
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1.1 The intertemporal rule in general international law |
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291 | (1) |
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1.2 Time factors in treaty interpretation |
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292 | (3) |
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2 History and Preparatory Work of Article 31(3)(c) |
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295 | (3) |
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3 Ordinary Meaning of Article 31(3)(c) in Context, etc |
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298 | (6) |
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3.1 There shall be taken into account, together with the context |
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298 | (1) |
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3.2 Relevant rules of international law |
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299 | (3) |
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299 | (1) |
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3.2.2 Rules of international law |
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299 | (3) |
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3.3 Which are 'the parties'? |
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302 | (2) |
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304 | (30) |
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305 | (12) |
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4.1.1 Extent of relevant international law' |
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305 | (2) |
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307 | (3) |
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4.1.3 Applicable in the relations between which parties? |
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310 | (7) |
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4.1.4 Conclusion as to parties' |
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317 | (1) |
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4.2 Intertemporal and temporal issues |
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317 | (3) |
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4.3 Clarifying meaning by reference to international law |
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320 | (3) |
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4.4 Reference to other treaties |
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323 | (5) |
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4.4.1 Reference to international law stated in common form treaties |
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324 | (1) |
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4.4.2 Reference to the same word as used in other treaties |
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325 | (1) |
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4.4.3 Reference to terms or phrases used in treaties on the same subject |
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325 | (1) |
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4.4.4 Requirement to take into account another treaty |
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326 | (2) |
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4.5 Filling gaps by reference to general international law |
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328 | (3) |
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4.6 Parallel and conflicting obligations |
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331 | (1) |
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4.7 Taking account of international law developments |
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332 | (2) |
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334 | (8) |
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334 | (1) |
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5.2 History and preparatory work |
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335 | (2) |
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337 | (10) |
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5.3.1 Special meaning and ordinary meaning distinguished |
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337 | (1) |
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5.3.2 Burden of establishing a special meaning |
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338 | (1) |
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5.3.3 Evidence required to establish a special meaning |
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339 | (2) |
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5.3.4 Special meanings and special regimes |
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341 | (1) |
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342 | (5) |
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B Supplementary Means of Interpretation |
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8 Supplementary Means of Interpretation |
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347 | (66) |
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347 | (2) |
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2 History and Preparatory Work |
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349 | (7) |
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2.1 Separating supplementary means from the general rule |
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349 | (3) |
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2.2 Ready reference to preparatory work distinguished from basing interpretations on it alone |
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352 | (1) |
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2.3 Distinction between use of supplementary means 'to confirm' and 'to determine' the meaning |
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353 | (3) |
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3 Meaning of 'Recourse' and 'Supplementary' |
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356 | (3) |
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356 | (1) |
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356 | (1) |
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3.3 Further supplementary means |
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357 | (1) |
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3.4 Relationship between supplementary means and the general rule |
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358 | (1) |
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359 | (50) |
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4.1 Systematic use of gateways, unsystematic use, and by-passing them |
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360 | (1) |
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4.1.1 Explicit reference to the qualifying gateway |
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360 | (1) |
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4.1.2 Reaching the preparatory work informally |
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361 | (1) |
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4.1.3 Incidental use of supplementary means |
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363 | (1) |
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4.1.4 Admitting preparatory work introduced by parties |
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363 | (1) |
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364 | (1) |
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4.2.1 Confirming a clear meaning |
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364 | (1) |
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4.2.2 Role of 'confirming' when preparatory work contradicts meaning afforded by application of general rule |
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366 | (1) |
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4.2.3 Using supplementary means to confirm 'intention' |
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373 | (1) |
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4.2.4 Using supplementary means to 'reinforce' an interpretation |
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375 | (1) |
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4.2.5 Using preparatory work as general support |
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376 | (1) |
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4.2.6 Reciting and using preparatory work contrasted |
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376 | (1) |
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377 | (1) |
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4.3.1 Qualifying conditions: 'ambiguous or obscure' or 'manifestly absurd or unreasonable' |
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377 | (1) |
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4.3.2 Ambiguous by reference to availability of another word having one of the claimed meanings |
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381 | (1) |
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4.4 Modalities of use of supplementary means |
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382 | (1) |
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4.4.1 Using and construing preparatory work |
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382 | (1) |
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4.4.2 Reading preparatory work to show agreement to exclude |
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385 | (1) |
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4.4.3 Deduction from absence from preparatory work |
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389 | (1) |
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4.4.4 Change of word or words during negotiation of treaty |
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391 | (1) |
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4.4.5 Exclusion of preparatory work from consideration |
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391 | (1) |
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4.4.6 May preparatory work be deployed as context? |
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393 | (1) |
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4.4.7 Using preparatory work to identify or confirm object and purpose |
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394 | (1) |
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4.4.8 Effect of interpretation recorded in preparatory work |
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395 | (1) |
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4.4.9 Reading preparatory work in combination with other supplementary means |
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397 | (1) |
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4.5 Circumstances of conclusion and other supplementary means |
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398 | (1) |
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4.5.1 Meaning of 'circumstances of conclusion' |
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398 | (1) |
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4.5.2 Comparison with provisions in other treaties or associated material as a circumstance of conclusion |
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400 | (1) |
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4.5.3 Commentaries, explanatory reports, academic writing, etc |
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401 | (1) |
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4.5.4 Other supplementary means |
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404 | (5) |
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409 | (4) |
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413 | (38) |
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413 | (1) |
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2 History and Preparatory Work |
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414 | (5) |
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3 Ordinary Meaning of Terms in Article 33 |
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419 | (1) |
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420 | (27) |
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4.1 Interpretation by reference first to only one of several languages |
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420 | (1) |
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4.2 Use of 'versions', 'official', and other texts |
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421 | (2) |
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4.3 Presumption of the same meaning in all authentic texts |
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423 | (1) |
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4.4 How many languages must be considered if there is a need to reconcile texts? |
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424 | (2) |
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4.5 Is the 'original' language of a treaty particularly significant for interpretation? |
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426 | (3) |
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4.6 Translation of terms and legal concepts in different languages |
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429 | (6) |
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4.7 Reconciliation where one or more texts are clear but another is ambiguous |
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435 | (5) |
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4.8 Different punctuation in different languages |
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440 | (2) |
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4.9 Reconciliation of language differences by reference to object and purpose |
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442 | (4) |
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4.10 Using preparatory work in reconciling differences between languages |
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446 | (1) |
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447 | (4) |
| Part III. Conclusion |
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10 Criticism, Themes, Issues, and Conclusions |
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451 | (46) |
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1 The notion of 'rules' of interpretation |
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453 | (4) |
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1.1 Reviewing 'interpretation' |
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453 | (1) |
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1.2 What can 'rules' achieve? |
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454 | (3) |
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2 Ambiguity and vagueness distinguished |
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457 | (3) |
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3 'Textual', 'teleological', 'seeking intention', and other approaches |
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460 | (7) |
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3.1 'Textual' does not mean 'literal' and is an unhelpful label |
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463 | (1) |
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3.2 'Teleological' is not warranted as a description of the general approach |
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464 | (1) |
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465 | (2) |
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4 Evolutionary Interpretation |
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467 | (7) |
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4.1 The International Court of Justice |
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468 | (3) |
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4.2 The European Court of Human Rights |
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471 | (3) |
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474 | (9) |
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5.1 International Human Rights Law |
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474 | (5) |
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5.2 International Criminal Law |
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479 | (4) |
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6 Inconsistent Interpretations |
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483 | (12) |
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6.1 Is there always a single interpretation that is correct? |
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483 | (3) |
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6.2 Divergence over the same terms or from preparatory work: investment disputes |
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486 | (9) |
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6.2.1 Meaning of 'investment' |
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487 | (4) |
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491 | (1) |
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6.2.3 Most Favoured Nation' clauses |
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492 | (3) |
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495 | (2) |
| Bibliography |
|
497 | (14) |
| Index |
|
511 | |