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E-raamat: Assessment of the SBIR Program at the National Institutes of Health

  • Formaat: 456 pages
  • Ilmumisaeg: 02-Mar-2009
  • Kirjastus: National Academies Press
  • Keel: eng
  • ISBN-13: 9780309177641
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  • Formaat: 456 pages
  • Ilmumisaeg: 02-Mar-2009
  • Kirjastus: National Academies Press
  • Keel: eng
  • ISBN-13: 9780309177641
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The SBIR program allocates 2.5 percent of 11 federal agencies' extramural R&D budgets to fund R&D projects by small businesses, providing approximately $2 billion annually in competitive awards. At the request of Congress the National Academies conducted a comprehensive study of how the SBIR program has stimulated technological innovation and used small businesses to meet federal research and development needs.



Drawing substantially on new data collection, this book examines the SBIR program at the National Institutes of Health and makes recommendations for improvements. Separate reports will assess the SBIR program at DOD, NSF, DOE, and NASA, respectively, along with a comprehensive report on the entire program.

Table of Contents



Front Matter Summary 1 Introduction 2 Findings and Recommendations 3 SBIR Awards at NIH 4 NIH SBIR Program - Outcomes 5 Program Management at NIH Appendix A: NIH SBIR Program Data Appendix B: NRC Phase II and Firm Surveys Appendix C: NRC Phase I Survey Appendix D: Case Studies Appendix E: Bibliography
Preface xiii
Summary 1(9)
Introduction
10(9)
Small Business Innovation Research Program Creation and Assessment
10(1)
SBIR Program Structure
11(1)
SBIR Reauthorizations
12(1)
Structure of the NRC Study
13(1)
SBIR Assessment Challenges
14(4)
Structure of This Report
18(1)
Findings And Recommendations
19(23)
Sbir Awards At Nih
42(37)
Introduction
42(1)
Phase I Awards
43(18)
Number of Phase I Year 1 Awards
43(1)
Phase I---Award Size
43(2)
Phase I New Winners
45(3)
Phase I---Distribution Among the States and Within Them
48(5)
Phase I Awards---By Company
53(2)
Phase I Awards---Woman- and Minority-owned Firms
55(4)
Phase I Awards---By IC
59(1)
Phase I---Extended Awards: Year 2 of Support
59(1)
Phase I---Supplementary Funding
59(2)
Phase II Awards
61(9)
Phase II---Extended Awards
61(1)
Competing Continuation Awards
62(1)
Phase II Awards---By Company
63(1)
Phase II Awards---By State
63(5)
Phase II Women and Minorities
68(2)
Phase II---Awards by IC
70(1)
Phase I Applications
70(2)
Phase I Applications---By IC
70(1)
Resubmissions
70(2)
Phase II Applications
72(2)
Success Rates
72(1)
Phase II---Resubmissions
72(2)
Contracts at NIH
74(1)
Program Announcements and Requests for Applications
74(5)
Nih Sbir Program---Outcomes
79(51)
Introduction
79(1)
Commercialization
80(30)
Proposed Commercialization Indicators and Benchmarks
80(1)
Sales and Licensing Revenues from NIH SBIR Awards
81(29)
Agency Mission
110(7)
Targeted Populations
110(2)
Agency-identified Requirements and SBIR Contracts
112(1)
Identifying Mechanisms for Supporting Public Health Through Qualitative Approaches
113(2)
Education
115(1)
Cost Savings
115(1)
Visionary and Long-term Research
115(1)
Niche Products
116(1)
Support for Small, Woman-owned, and Minority Business
117(8)
Small Business Shares of NIH Funding
118(3)
The Decision to Begin the Project
121(1)
Company Foundation
122(1)
Company Foundation and Academia
122(1)
Growth Effects
122(1)
Support for Woman- and Minority-owned Businesses
123(2)
SBIR and the Expansion of Knowledge
125(5)
Patents
125(2)
Scientific Publications
127(1)
SBIR and Universities
128(2)
Program Management At NIH
130(295)
Introduction
130(1)
Background
130(1)
Outreach
131(6)
Attracting the Best Applicants
132(2)
Applications and Awards from Underserved States
134(1)
New Applicants
135(1)
Conclusions
136(1)
Topics
137(1)
Standard Procedure at NIH---The Omnibus Annual Solicitation
137(1)
Procedures for Program Announcements (PAs) and Requests for Applications (RFAs)
137(1)
Selection
138(16)
Study Sections
139(2)
Selection Procedures
141(1)
Post-meeting Procedures
142(1)
Positive and Negative Elements of NIH Peer Review Process
143(1)
Confidentiality and IP Issues
144(1)
Metrics for Assessing Selection Procedures
145(7)
Funding Cycles and Timelines: The NIH Gap-reduction Model
152(1)
NIH Selection Initiatives
153(1)
Fast Track at NIH
154(2)
Funding: Award Size and Beyond
156(5)
Larger Awards at NIH
156(1)
Supplementary Funding
157(1)
Duration of Awards
158(2)
Award size: Conclusions
160(1)
Commercialization support
161(5)
Background
161(1)
Overview
161(1)
The Commercialization Assistance Program (CAP)
162(2)
Niche Assessment Program (NAP) (for Phase I winners)
164(1)
Outcomes and Metrics
165(1)
Evaluation and Assessment
166(5)
APPENDIXES
Nih Sbir Program Data
171(70)
Nrc Phase II and Firm Surveys
241(26)
Nrc Phase I Survey
267(8)
Case Studies
275(150)
Bibliography
425
Charles W. Wessner, Editor, Committee for Capitalizing on Science, Technology, and Innovation: An Assessment of the Small Business Innovation Research Program, National Research Council