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E-raamat: Cambridge Handbook of Compliance

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  • Sari: Cambridge Law Handbooks
  • Ilmumisaeg: 20-May-2021
  • Kirjastus: Cambridge University Press
  • Keel: eng
  • ISBN-13: 9781108750233
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  • Formaat: PDF+DRM
  • Sari: Cambridge Law Handbooks
  • Ilmumisaeg: 20-May-2021
  • Kirjastus: Cambridge University Press
  • Keel: eng
  • ISBN-13: 9781108750233

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Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.

Combining conceptual insights with empirical data, this handbook explains what compliance is, what mechanisms and interventions shape it, how it is studied, and how it functions in practice across different sectors. It is for academics studying compliance and regulation and professionals managing compliance systems or forms of regulatory oversight.

Arvustused

'This Handbook is an indispensable resource for academics and practitioners interested in compliance and ethics. The book assembles an impressive array of leading experts who tackle critical issues from a variety of perspectives. It is essential reading for those interested in controlling organizational misconduct.' Jennifer Arlen, New York University School of Law, editor of The Research Handbook on Corporate Crime and Financial Misdealing 'This Handbook is a gold mine for those serious about comprehending the complexities of compliance in building more effective governance and more decent, less dominating, societies.' John Braithwaite, RegNet, Australia National University, author of Responsive Regulation and Crime, Shame and Integration 'It turns out there is a solid 'science of compliance,' and it is represented instructively in this thoroughgoing volume.' Robert Cialdini, Psychology and Marketing, Arizona State University, author of Influence and Pre-suasion 'Students, scholars and policy makers have good reason to be grateful to van Rooij and Sokol for assembling in one place so much of what needs to be known about regulation. This rich panoply of paradigms and perspectives collects outstanding work with which to understand the persistent struggle to move beyond ceremonial compliance and actually align performance with legally mandated requirements.' Susan S. Silbey, Sociology and Anthropology, Sloan School of Management, MIT, author of The Common Place of Law 'Utilizing a broad brush in thinking about compliance, van Rooij and Sokol have brought together an interdisciplinary who's who of thought leaders who tackle essential issues of conceptualization, operationalization and measurement, and the mechanisms that shape compliance.' Sally S. Simpson, Criminology and Criminal Justice, University of Maryland, author of Corporate Crime, Law, and Social Control 'This sweeping book is an invaluable compendium of key insights gleaned from hundreds of studies on all aspects of compliance. Tapping into scholarship from a wide array of domains, the authors strip away disciplinary jargon and provide structure to enable readers of all backgrounds to learn how government and private-sector rules are established, monitored, and enforced.' Michael Toffel, Technology and Operations Management, Harvard Business School

Muu info

This one-stop, interdisciplinary overview of compliance explains what compliance is, how it is studied, and what factors shape it.
List of Figures
x
List of Tables
xii
List of Contributors
xiv
1 Introduction: Compliance As The Interaction Between Rules And Behavior
1(12)
Benjamin Van Rooij
D. Daniel Sokol
PART I COMPLIANCE CONCEPTS AND APPROACHES
2 Compliance As Costs And Benefits
13(14)
Vikramaditya S. Khanna
3 The Professionalization Of Compliance
27(10)
Eugene Soltes
4 From Responsive Regulation To Ecological Compliance: Meta-Regulation And The Existential Challenge Of Corporate Compliance
37(13)
Christine Parker
5 Behavioral Ethics As Compliance
50(13)
Yuval Feldman
Yotam Kaplan
6 Constructing The Content And Meaning Of Law And Compliance
63(18)
Shauhin A. Talesh
7 Compliance As Operations Management
81(12)
Saed Alizamir
Sang-Hyun Kim
Suresh Muthulingam
8 Compliance And Contestation
93(11)
Fiona Haines
9 Compliance As Management
104(19)
J. S. Nelson
10 Compliance As Liability Risk Management
123(10)
Donald C. Langevoort
11 Criminalized Compliance
133(12)
Todd Haugh
12 Supply Chain Compliance
145(13)
Li Chen
Hau L. Lee
13 Regulatory Compliance In A Global Perspective: Developing Countries, Emerging Markets And The Role Of International Development Institutions
158(21)
Florentin Blanc
Giuseppa Ottimofiore
PART II DETERRENCE AND INCAPACITATION
14 Deterrence Theory: Key Findings And Challenges
179(14)
Alex Raskolnikov
15 General Deterrence: Review With Commentary On Decision-Making
193(16)
Greg Pogarsky
16 Incarceration And Crime
209(10)
Alex R. Piquero
17 Corporate Crime Deterrence
219(17)
Melissa Rorie
Natalie Schell-Busey
18 Deterrence Perceptions
236(9)
Robert J. Apel
19 Reputational Effects Of Noncompliance With Financial Market Regulations
245(32)
Douglas Cumming
Robert Dannhauser
Sofia Johan
20 Deterrability And Moral Judgment
277(11)
Arynn A. Infante
Adam D. Fine
21 Us Debarment: An Introduction
288(23)
John Pachter
Christopher Yukins
Jessica Tillipman
PART III INCENTIVES
22 Does Tort Deter? Inconclusive Empirical Evidence About The Effect Of Liability In Preventing Harmful Behaviour
311(15)
Benjamin Van Rooij
Megan Brownlee
23 Crowding-Out Effects Of Laws, Policies And Incentives On Compliant Behaviour
326(15)
Christopher P. Reinders Folmer
24 Financial Incentives For Whistleblowers: A Short Survey
341(10)
Giancarlo Spagnolo
Theo Nyrerod
25 Designing Corporate Leniency Programs
351(22)
Miriam H. Baer
26 Incentive Contracts
373(12)
Jesse Bull
PART IV LEGITIMACY AND SOCIAL NORMS
27 Procedural Justice And Legal Compliance
385(19)
Daniel S. Nagin
Cody W. Telep
28 Social Norms And Persuasion
404(18)
Jessica M. Nolan
Kenneth E. Wallen
29 Social Contagion And Goal Framing: The Sustainability Of Rule Compliance
422(16)
Siegwart Lindenberg
Frederique Six
Kees Keizer
30 Shaming And Compliance
438(13)
Judith Van Erp
31 Neutralization
451(16)
Stephanie M. Cardwell
Heith Copes
PART V CAPACITY AND OPPORTUNITY
32 Do People Know The Law? Empirical Evidence About Legal Knowledge And Its Implications For Compliance
467(22)
Benjamin Van Rooij
33 Self-Control And Offending
489(10)
Travis C. Pratt
Kristin M. Lloyd
34 Substance Abuse, Self-Control And Crime
499(17)
Emmeke B. Kooistra
35 The Opportunity Approach To Compliance
516(15)
Benjamin Van Rooij
Adam D. Fine
PART VI COMPLIANCE AND COGNITION
36 Heuristics And Biases In The Criminology Of Compliance
531(10)
Greg Pogarsky
37 Prospect Theory And Tax Compliance
541(10)
Stephan Muehlbacher
38 Nudging Compliance
551(20)
Elena Kantorowicz-Reznichenko
Liam Wells
PART VII MANAGEMENT AND ORGANIZATIONAL PROCESSES
39 Compliance Management Systems: Do They Make A Difference?
571(23)
Cary Coglianese
Jennifer Nash
40 Business Codes: A Review Of The Literature
594(11)
Mud Kaptein
41 Third Party And Appointed Monitorships
605(11)
Veronica Root Martinez
42 Ethics And Compliance Training
616(10)
David Hess
43 The Social And Organizational Psychology Of Compliance: How Organizational Culture Impacts On (Un)Ethical Behavior
626(13)
Elianne F. Van Steenbergen
Naomi Ellemers
44 Organizational Factors And Workplace Deviance: Influences Of Abusive Supervision, Dysfunctional Employees, And Toxic Work Environments
639(23)
Anne Leonore De Bruijn
45 Corporate Social Responsibility, Esg, And Compliance
662(11)
Elizabeth Pollman
46 Agency, Authority, And Compliance
673(11)
Sean J. Griffith
47 Life-Course Criminology And Corporate Offending
684(23)
Arjan Blokland
Marieke Kluin
Wim Huisman
PART VIII MEASURING AND EVALUATING COMPLIANCE
48 Laboratory Experiments
707(21)
James Alm
Matthias Kasper
49 Compliance Experiments In The Field: Features, Limitations, And Examples
728(20)
Dane Thorley
50 Naming And Shaming: Evidence From Event Studies
748(13)
John Armour
Colin Mayer
Andrea Polo
51 Validity Concerns About Self-Reported Surveys On Rule Compliance
761(12)
Henk Elffers
52 Factorial Surveys And Crime Vignettes
773(7)
Nicole Leeper Piquero
Vrishali Kanvinde
Whitney Sanders
53 Qualitative Methods And The Compliance Imagination
780(8)
Garry Gray
54 Policy Evaluation
788(11)
Saba Siddiki
PART IX ANALYSIS OF PARTICULAR FIELDS
55 Strengthening Tax Compliance By Balancing Authorities' Power And Trustworthiness
799(23)
Erich Kirchler
56 Compliance In Occupational Safety And Health
822(14)
John Mendeloff
57 Intellectual Property Compliance: Systematic Methods For Building And Using Intellectual Property
836(19)
Richard S. Gruner
Jay P. Kesan
58 Insider Trading Compliance Programs
855(13)
Stephen M. Bainbridge
59 Antitrust Compliance: Collusion
868(13)
Johannes Paha
Florence Thepot
60 Understanding Ai Collusion And Compliance
881(14)
Justin Johnson
D. Daniel Sokol
61 Hipaa Compliance
895(14)
Stacey A. Tovino
62 Biopharmaceutical Compliance
909(15)
Jordan Paradise
63 Transnational Anti-Bribery Law
924(12)
Kevin E. Davis
Veronica Root Martinez
64 Data Security, Data Breaches, And Compliance
936(13)
Chirantan Chatterjee
D. Daniel Sokol
65 Doping In Sports: A Compliance Conundrum
949(13)
Jeffrey Cisyk
Pascal Courty
66 Food Safety Compliance
962(15)
Donald Macrae
Florentin Blanc
67 Global Supply Chain Auditing
977(12)
Galit A. Sarfaty
68 Corporations, Human Rights And Compliance
989(21)
Wim Huisman
69 Aiming For Integrity With Integrity
1010
Jonathan E. Soeharno
Benjamin van Rooij is Professor of Law and Society at the University of California, Irvine Law School, where he studies compliance and the way law shapes human and organizational conduct. He publishes in leading academic journals as well as in the New York Times, Huffington Post, The Hill and NPR news radio. D. Daniel Sokol is a Professor of Law at the University of Florida, Affiliate Professor, University of Florida Warrington College of Business, and Senior Advisor to White & Case, LLP. Sokol is also among the top 10 most cited antitrust law professors in the past five years and has lectured on compliance to governments, practitioners, and academics across five continents.