About the Author |
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x | |
Foreword |
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xi | |
Preface |
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xiii | |
Acknowledgements |
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xv | |
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xvi | |
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1 | (10) |
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1.1 General background and research problem |
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1 | (3) |
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1.2 Scope of the book, limitations and literature review |
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4 | (2) |
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4 | (1) |
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4 | (1) |
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5 | (1) |
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6 | (3) |
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1.4 Structure of the book |
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9 | (1) |
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1.5 Aims and contribution of the book |
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10 | (1) |
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2 Multi-Party Arbitration in General |
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11 | (20) |
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11 | (4) |
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2.1.1 Definition of multi-party arbitration |
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11 | (1) |
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2.1.2 Multi-party and multi-contract arbitration: divergent or similar concepts? |
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12 | (2) |
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2.1.3 Group of contracts doctrine |
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14 | (1) |
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2.2 Legal techniques introducing multi-party arbitration |
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15 | (3) |
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2.2.1 Single request for arbitration |
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16 | (1) |
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16 | (1) |
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16 | (1) |
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17 | (1) |
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2.3 Advantages of multi-party arbitration |
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18 | (3) |
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2.3.1 Avoids risk of inconsistent findings |
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18 | (1) |
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2.3.2 Less time and fewer costs |
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19 | (1) |
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2.3.3 Fewer factual errors |
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20 | (1) |
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2.4 Obstacles to multi-party arbitration |
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21 | (10) |
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2.4.1 Consensual nature of arbitration |
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21 | (2) |
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2.4.2 Arbitration as a two-party setup |
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23 | (1) |
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2.4.3 Arbitration as a confidential process |
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24 | (2) |
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2.4.4 Setting aside proceedings and non-recognition and / or non-enforcement of arbitral awards |
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26 | (4) |
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2.4.5 Practical difficulties |
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30 | (1) |
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3 The Need for Multi-Party Arbitration in the Construction Sector |
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31 | (29) |
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3.1 Specifics of construction disputes and construction arbitration |
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31 | (2) |
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3.2 Introduction to international standard form construction agreements |
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33 | (7) |
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3.2.1 FIDIC Conditions of Contract |
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33 | (3) |
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36 | (1) |
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37 | (1) |
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38 | (1) |
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39 | (1) |
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3.2.6 PPC International and SPC International |
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39 | (1) |
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3.3 Contractual structures in construction projects |
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40 | (6) |
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3.3.1 `Build-only' projects |
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40 | (1) |
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3.3.2 `Design-build' or `turnkey' projects |
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41 | (2) |
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3.3.3 Construction management |
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43 | (1) |
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3.3.4 Management contracting |
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44 | (1) |
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3.3.5 `Design-build-operate' (`DBO') model |
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45 | (1) |
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3.3.6 Partnering and alliancing |
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46 | (1) |
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3.4 Parties' interests in multi-party arbitration |
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46 | (14) |
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46 | (5) |
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51 | (1) |
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52 | (1) |
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53 | (1) |
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54 | (2) |
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56 | (1) |
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3.4.7 Technical consultants |
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56 | (1) |
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56 | (2) |
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58 | (2) |
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4 Multi-Party Arbitration Solutions under Arbitration Rules |
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60 | (61) |
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61 | (10) |
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4.1.1 Multi-contract claims and prima facie assessment |
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62 | (5) |
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67 | (2) |
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69 | (2) |
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71 | (6) |
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4.2.1 Multiple parties and multi-contract claims |
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71 | (2) |
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4.2.2 Joinder and intervention |
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73 | (2) |
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75 | (2) |
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77 | (3) |
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80 | (4) |
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84 | (6) |
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84 | (1) |
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84 | (4) |
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4.5.3 Joinder and intervention |
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88 | (2) |
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4.6 Rules adopted by the American Arbitration Association (`AAA') |
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90 | (4) |
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4.6.1 Construction Industry Arbitration Rules (`CIAR') |
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90 | (2) |
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92 | (2) |
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94 | (5) |
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95 | (3) |
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98 | (1) |
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4.8 DIS Arbitration Rules |
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99 | (1) |
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100 | (1) |
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101 | (1) |
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4.11 Arbitration rules in Asia |
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102 | (13) |
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102 | (4) |
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106 | (3) |
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109 | (5) |
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114 | (1) |
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4.12 Concluding remarks regarding arbitration rules |
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115 | (6) |
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5 Multi-Party Arbitration Solutions under Arbitration Laws |
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121 | (46) |
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122 | (2) |
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124 | (5) |
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129 | (2) |
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131 | (1) |
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132 | (1) |
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133 | (4) |
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137 | (1) |
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138 | (1) |
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139 | (1) |
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5.10 Multi-party arbitration in the United States |
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140 | (18) |
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140 | (6) |
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5.10.2 United States' case law on multi-party arbitration |
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146 | (12) |
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5.11 Should arbitration laws deal with multi-party arbitration? |
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158 | (6) |
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5.12 Concluding remarks regarding arbitration laws |
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164 | (3) |
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6 Contractual Solutions to Multi-Party Arbitration |
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167 | (88) |
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6.1 FIDIC Conditions of Contract |
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169 | (6) |
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175 | (33) |
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6.2.1 Clause 18(2) of the 1984 Blue Form |
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175 | (8) |
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6.2.2 Use of the Blue Form in conjunction with the FIDIC Conditions of Contract |
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183 | (6) |
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6.2.3 Commentary on clause 18(2) |
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189 | (12) |
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6.2.4 Clause 18(8) of the 1991 Blue Form |
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201 | (4) |
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6.2.5 Clause 18(10) of the 1998 Blue Form |
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205 | (1) |
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6.2.6 Clause 18C(4) of the 2008 Blue Form |
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206 | (2) |
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208 | (15) |
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6.3.1 JCT 80 approach to multi-party arbitration |
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209 | (10) |
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6.3.2 Commentary on the JCT 80 approach |
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219 | (3) |
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222 | (1) |
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223 | (3) |
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226 | (8) |
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6.5.1 Main contract provisions |
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227 | (2) |
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6.5.2 Subcontract provisions |
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229 | (1) |
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6.5.3 Do NEC3 provisions create a self-contained mechanism for joint adjudication? |
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230 | (2) |
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6.5.4 Compatibility between the joint adjudication provisions and the dispute notification requirements |
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232 | (2) |
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234 | (3) |
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237 | (1) |
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6.8 PPC and SPC International |
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238 | (2) |
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240 | (2) |
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242 | (5) |
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247 | (3) |
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250 | (2) |
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6.13 Concluding remarks regarding contractual approaches |
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252 | (3) |
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255 | (70) |
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7.1 Jurisdictional approach |
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256 | (6) |
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7.2 Abstract consensual approach |
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262 | (2) |
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7.3 Proposed contractual solutions |
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264 | (49) |
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7.3.1 IBA guidelines for Drafting International Arbitration Clauses |
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267 | (4) |
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7.3.2 AAA Guide to Drafting Alternative Dispute Resolution Clauses for Construction Contracts |
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271 | (2) |
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7.3.3 Drafting Multi-Party Arbitration Clauses |
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273 | (30) |
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7.3.4 Sample multi-party arbitration clause |
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303 | (10) |
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7.4 Institutional approach |
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313 | (12) |
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7.4.1 How to create a workable multi-party arbitration mechanism under arbitration rules? |
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315 | (4) |
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7.4.2 Compatibility of arbitration agreements |
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319 | (3) |
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7.4.3 Other circumstances |
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322 | (3) |
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325 | (3) |
Table 1 Summary of Multi-Party Arbitration Provisions under the Reviewed Arbitration Rules |
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328 | (5) |
Table 2 Summary of Multi-Party Arbitration Provisions under Arbitration Laws |
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333 | (4) |
Appendix 1 Second Alternative Clause of Clause 20 of the FIDIC Subcontract |
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337 | (14) |
Appendix 2 Multi-Party Arbitration Provisions under the Blue Form |
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351 | (4) |
Appendix 3 Multi-Party Arbitration Clauses under the ENAA Model Form -- International Contract for Process Plant Construction, 2010 and Related Subcontracts |
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355 | (3) |
Bibliography |
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358 | (23) |
Index |
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381 | |