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E-raamat: Redfern and Hunter on International Arbitration: Student Version

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(Partner, Freshfields Bruckhaus Deringer), (Founding Partner, Three Crowns LLP), (Retired Arbitrator, One Essex Court Chambers)
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  • Ilmumisaeg: 18-Feb-2025
  • Kirjastus: Oxford University Press
  • Keel: eng
  • ISBN-13: 9780198883647
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Redfern and Hunter on International Arbitration: Student VersionSuurem pilt
  • Formaat: PDF+DRM
  • Ilmumisaeg: 18-Feb-2025
  • Kirjastus: Oxford University Press
  • Keel: eng
  • ISBN-13: 9780198883647
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Redfern and Hunter on International Arbitration is an established treatise on the law and practice of international arbitration, the pre-eminent method for the peaceful resolution of disputes in international trade, investment, and commerce. This book serves as an introduction, following the chronology of an arbitration from the drafting of the arbitration agreement right through to the enforcement of the arbitral award. Written by an author team with extensive experience as counsel and abitrators, the book has been read and cited by international lawyers, arbitrators, and judges, and has become a key learning text for teachers, students, and potential arbitrators in colleges and universities across the world.

The seventh edition has been significantly revised to incorporate the latest significant developments in the field, includling changes in investor state dispute resolution, leading court decisions on arbitration matters in a wider number of jurisdictions, changes in the 'soft law' of leading international arbitral institutions and of the International Bar Association, and the impact of the COVID-19 pandemic on the practice of international arbitration.

This shorter, paperback edition does not include the appendices.

Arvustused

Redfern & Hunter is more than the ever-green reference work par excellence on international arbitration; its authors have always contributed their erudition to ageless matters of conjecture and discernment. * Professor Jan Paulsson, University of Miami Law School * This is undoubtedly a must-have work in the library of any student, arbitrator or lawyer acting in international arbitration in any jurisdiction. * Marcelo Roberto Ferro, FCDG * Redfern and Hunter on International Arbitration has proved itself as an influential text, both for students and first-timers in the international area, as well as for more experienced practitioners looking to identify general applicable principles developed through practice and relevant to both substance and the procedural rules of international tribunals. * Professor Julian DM Lew KC, Queen Mary University of London, Twenty Essex *

Table of Cases
xxiii
Table of Legislation
xliii
Table of Arbitration Awards
lxiii
List of Abbreviations
lxxv
1 Introduction
A Global Dispute Resolution
1(18)
(a) The concept of arbitration
4(5)
(b) The standard form clause
9(3)
(c) The business perspective
12(2)
(d) Investment arbitration
14(2)
(e) Other specialist forms of arbitration
16(2)
(f) An arbitration bar
18(1)
B Outline of an International Arbitration
19(42)
(a) The agreement to arbitrate
20(5)
(b) The place of arbitration
25(1)
(c) Commencement of an arbitration
26(5)
(d) Appointment of the arbitral tribunal
31(15)
(e) The arbitral proceedings
46(3)
(f) Ending the dispute: settlement or arbitral award
49(7)
(g) Enforcement of an award
56(5)
C The Legal Framework of International Arbitration
61(51)
(a) The object of international arbitration
62(1)
(b) What is meant by the word `international'?
63(9)
(c) What is meant by the word `commercial'?
72(4)
(d) The legal rules applicable to international arbitration
76(6)
(e) Is international arbitration autonomous?
82(10)
(f) National law and international conventions
92(6)
(g) The role of international conventions and the Model Law
98(14)
D ADR, Litigation, and Arbitration
112(38)
(a) Mediation
114(5)
(b) Multi-tiered dispute resolution provisions
119(3)
(c) The advantage of arbitration
122(7)
(d) Disadvantages of international arbitration
129(21)
E Ad hoc Arbitration and Institutional Arbitration
150(28)
(a) Ad hoc arbitration
152(3)
(b) Institutional arbitration
155(11)
(c) General considerations
166(6)
(d) Selection of arbitrators by the institution
172(3)
(e) Costs
175(3)
F Differentiating the Institutions
178(6)
G The Future of International Arbitration
184
2 Agreement to Arbitrate
A Overview
1(14)
(a) Introduction
1(1)
(b) Categories of arbitration agreement
2(6)
(c) International conventions
8(3)
(d) International standards
11(4)
B Validity of an Arbitration Agreement
15(18)
(a) Formal validity--need for writing
15(12)
(b) A defined legal relationship
27(4)
(c) A subject matter capable of settlement by arbitration
31(2)
C Parties to an Arbitration Agreement
33(37)
(a) Capacity
33(13)
(b) Third parties to the arbitration agreement
46(19)
(c) Joinder and intervention
65(5)
D Analysis of an Arbitration Agreement
70(55)
(a) Key elements
81(26)
(b) Separability
107(13)
(c) Summary
120(5)
E Arbitrability
125(54)
(a) Introduction
125(7)
(b) Categories of dispute for which questions of arbitrability arise
132(46)
(c) Summary
178(1)
F Confidentiality
179(39)
(a) Privacy and confidentiality
181(2)
(b) Confidentiality--classical position
183(4)
(c) Confidentiality--the current trend
187(9)
(d) Award
196(6)
(e) Confidentiality in investor-state arbitrations
202(9)
(f) Revisions to rules of arbitration
211(6)
(g) Summary
217(1)
G Defective Arbitration Clauses
218(8)
(a) Inconsistency
219(1)
(b) Uncertainty
220(3)
(c) Inoperability
223(3)
H Waiver of the Right to Arbitrate
226(8)
I Multiparty Arbitrations
234(1)
(a) Introduction
234(12)
(b) Court-ordered consolidation
246(3)
(c) Consolidation by consent
249(6)
(d) Concurrent hearings
255(1)
(e) Class arbitrations
256
3 Applicable Laws
(A) Overview
1(1)
(a) Introduction
1(4)
(b) A complex interaction of laws
5(2)
(B) Law Governing the Agreement to Arbitrate
7(1)
(a) Introduction
7(5)
(b) The applicable choice of law rules
12(6)
(c) The law of the contract as the applicable law of the arbitration agreement
18(9)
(d) Law of the seat of the arbitration
27(9)
(e) Delocalisation--a French `third way'
36(4)
(f) Combining several approaches--a Swiss model
40(2)
C Law Governing the Arbitration
42(63)
(a) Introduction
42(5)
(b) What is the lex arbitrtt
47(16)
(c) Seat theory
63(19)
(d) Where an award is made
82(4)
(e) Delocalisation
86(19)
D Law Applicable to the Substance
105(120)
(a) Introduction
105(6)
(b) Autonomy of the parties
111(10)
(c) The choice of applicable substantive law
121(104)
E Conflict Rules and the Search for the Applicable Law
225(24)
(a) Introduction
225(3)
(b) Implied or tacit choice
228(5)
(c) Choice of forum as choice of law
233(2)
(d) Conflict rules
235(4)
(e) Does an international arbitral tribunal have a lex fori'?
239(3)
(f) International conventions, rules of arbitration, and national laws
242(4)
(g) Conclusion
246(3)
E Specific Issues, Other Applicable Rules, and Guidelines
249(1)
(a) Legal privilege
249(6)
(b) Ethical rules
255(8)
(c) Guidelines
263
4 Establishment and Organisation of an Arbitral Tribunal
A Introduction
1(4)
B Commencement of an Arbitration
5(6)
(a) Introduction
5(3)
(b) Commencement of an arbitration under institutional rules
8(2)
(c) Commencement of an ad hoc arbitration under the applicable law
10(1)
C Emergency Arbitrators
11(5)
D How Many Arbitrators?
16(9)
(a) Introduction
16(1)
(b) Sole arbitrators
17(5)
(c) Three arbitrators
22(2)
(d) More than three arbitrators
24(1)
E Appointment of Arbitrators
25(16)
(a) Agreement of the parties
26(2)
(b) Appointment by arbitral institutions
28(2)
(c) List system
30(2)
(d) Appointment by co-arbitrators of the presiding arbitrator
32(1)
(e) Professional institution
33(1)
(f) National courts
34(4)
(g) Appointing authority
38(1)
(h) Designation by the Secretary-General of the PCA
39(2)
E Qualities Required in International Arbitrators
41(28)
(a) Introduction
41(2)
(b) Restrictions imposed by the contract
43(2)
(c) Restrictions imposed by the applicable law
45(1)
(d) Professional qualifications
46(5)
(e) Language
51(1)
(f) Experience, diversity, and outlook
52(3)
(g) Availability
55(1)
(h) Nationality
56(6)
(i) Education and training
62(3)
(j) Interviewing prospective arbitrators
65(4)
G Independence and Impartiality of Arbitrators
69(33)
(a) Introduction
69(9)
(b) Disclosure
78(10)
(c) Repeat appointments
88(14)
H Challenge and Replacement of Arbitrators
102(80)
(a) Introduction
102(3)
(b) Grounds for challenge
105(14)
(c) Procedure for challenge
119(9)
(d) Principal bases for challenge
128(31)
(e) Conflict waiver
159(7)
(f) Conclusion on challenges
166(2)
(g) Filling a vacancy
168(2)
(h) Truncated tribunals
170(8)
(i) Procedure following the filling of a vacancy
178(4)
I Organisation of the Arbitral Tribunal
182(37)
(a) Introduction
182(1)
(b) Meetings and hearings
183(8)
(c) Administrative aspects
191(14)
(d) Other considerations
205(3)
(e) The tribunal secretary
208(11)
J Fees and Expenses of the Arbitral Tribunal
219(1)
(a) Introduction
219(1)
(b) Who fixes the fees?
220(1)
(c) Methods of assessing fees
221(5)
(d) Negotiating arbitrators' fees
226(2)
(e) Commitment or cancellation fees
228(3)
(f) Expenses of the arbitral tribunal
231(6)
(g) Securing payment of the fees and expenses of the arbitral tribunal
237
5 Powers, Duties, and Jurisdiction of an Arbitral Tribunal
A Background
1(5)
(a) Introduction
1(2)
(b) Practical considerations
3(3)
B Powers of Arbitrators
6(44)
(a) Introduction
6(2)
(b) Sources of arbitrators' powers
8(6)
(c) Common powers of arbitral tribunals
14(34)
(d) Supporting powers of the courts
48(2)
C Duties of Arbitrators
50(47)
(a) Introduction
50(1)
(b) Duties imposed by the parties
51(3)
(c) Duties imposed by law
54(32)
(d) Ethical duties
86(11)
D Jurisdiction
97(1)
(a) Introduction
97(2)
(b) Challenges to jurisdiction
99(6)
(c) Autonomy (or separability) of the arbitration clause
105(12)
(d) Court control
117(7)
(e) Procedural aspects of resolving issues of jurisdiction
124(1)
(f) Options open to the respondent
125(9)
(g) International agreements on the jurisdiction of national courts
134
6 Conduct of the Proceedings
A Overview
1(24)
(a) Introduction
1(6)
(b) Party autonomy
7(2)
(c) Limitations on party autonomy
9(10)
(d) International practice
19(3)
(e) Procedural shape of a typical international arbitration
22(3)
B Expedited Procedures
25(15)
(a) Introduction
25(2)
(b) Expedited formation
27(3)
(c) Fast-track procedures
30(6)
(d) Early, or summary, determinations
36(4)
C Preliminary Steps
40(25)
(a) Introduction
40(12)
(b) Preliminary issues
52(13)
D Written Submissions
65(9)
(a) Introduction
65(6)
(b) Terminology
71(2)
(c) Time and length limits
73(1)
E Collecting Evidence
74(139)
(a) Introduction
74(13)
(b) Categories of evidence
87(3)
(c) Documentary evidence
90(34)
(d) Fact witness evidence
124(14)
(e) Experts
138(15)
(f) Inspection of the subject matter of the dispute
153(9)
(F) Hearings
162(1)
(a) Introduction
162(3)
(b) Organisation of hearings
165(16)
(c) Procedure at hearings
181(23)
(d) Default hearings
204(9)
G Proceedings After the Hearing
213(1)
(a) Introduction
213(1)
(b) Post-hearing briefs
214(2)
(c) Introduction of new evidence
216
7 Role of National Courts during the Proceedings
A Introduction
1(8)
(a) The increasing independence of arbitration
4(2)
(b) Limitations on independence
6(1)
(c) `A relay race
7(2)
B At the Beginning of the Arbitration
9(9)
(a) The enforcement of the arbitration agreement
10(5)
(b) Establishing the arbitral tribunal
15(2)
(c) Challenges to jurisdiction
17(1)
C During the Arbitral Proceedings
18(50)
(a) Interim measures--powers of the arbitral tribunal
19(9)
(b) Interim measures--powers of the competent court
28(10)
(c) Measures relating to the attendance of witnesses
38(5)
(d) Measures related to the preservation of evidence
43(2)
(e) Measures related to documentary disclosure
45(6)
(f) Measures aimed at preserving the status quo
51(5)
(g) Interim relief in respect of parallel proceedings
56(7)
(h) Court enforcement of tribunal-ordered interim measures
63(5)
D At the End of the Arbitration
68(1)
E Conclusion
69
8 Arbitration under Investment Treaties
A Introduction
1(15)
B Jurisdictional Issues
16(48)
(a) Existence of an applicable treaty
16(3)
(b) Protected investors
19(11)
(c) Protected investments
30(17)
(d) Consent and conditions to access investment treaty arbitration
47(9)
(e) Bilateral investment treaties and contractual dispute resolution clauses
56(3)
(f) Parallel claims before local courts
59(5)
C Law Applicable to the Substance of the Dispute
64(16)
D Merits of the Dispute
80(63)
(a) No expropriation without prompt, adequate, and effective compensation
81(16)
(b) `Fair and equitable treatment' and the international minimum standard
97(18)
(c) Full protection and security
115(5)
(d) No arbitrary or discriminatory measures impairing the investment
120(6)
(e) National and `most favoured nation' treatment
126(5)
(f) Free transfer of funds related to investments
131(7)
(g) Observance of specific investment undertakings
138(5)
E Measures of Compensation
143(5)
(a) Expropriation remedies
148(13)
(b) Compensation for other treaty breaches
161(5)
(c) Moral damages
166(3)
(d) Interest
169(2)
(e) Costs and attorneys' fees
171
9 Award
A Introduction
1(18)
(a) Destination of an international arbitration--the award
1(4)
(b) Definition of an award
5(4)
(c) Which decisions have the status of an award?
9(6)
(d) Rendering an internationally enforceable award
15(4)
B Categories of Award
19(22)
(a) Partial awards
20(10)
(b) Foreign and domestic awards
30(1)
(c) Default awards
31(3)
(d) Additional awards
34(1)
(e) Consent awards and termination of proceedings without an award
35(6)
C Remedies
41(61)
(a) Monetary compensation
42(3)
(b) Punitive damages and other penalties
45(6)
(c) Specific performance
51(1)
(d) Restitution
52(5)
(e) Injunctions
57(2)
(f) Declaratory relief
59(3)
(g) Rectification
62(2)
(h) Filling gaps and adaptation of contracts
64(6)
(i) Interest
70(14)
(j) Costs
84(17)
(k) Requirements imposed by national law
101(1)
D Deliberations and Decisions of the Tribunal
102(39)
(a) Introduction
102(13)
(b) Tribunal psychology
115(4)
(c) Bargaining process
119(2)
(d) Majority voting
121(9)
(e) Concurring and dissenting opinions
130(11)
E Form and Content of Awards
141(51)
(a) Generally
141(3)
(b) Form of the award
144(12)
(c) Contents of the award
156(10)
(d) Time limits
166(9)
(e) Notification of awards
175(2)
(f) Registration or deposit of awards
177(2)
(F) Effect of Awards
179(1)
(a) Res judicata
179(4)
(b) Existing disputes
183(2)
(c) Subsequent disputes
185(3)
(d) Effect of award on third parties
188(4)
G Proceedings After the Award
192(2)
(a) Under national law
194(2)
(b) Under rules of arbitration
196(5)
(c) Review procedures other than by national courts
201(3)
(d) Review of the award by way of settlement
204(1)
(e) Publication of awards
205
10 Challenge of Arbitral Awards
A Introduction
1(9)
(a) Purpose of challenge
6(1)
(b) Preconditions to challenge
7(2)
(c) Time limits for challenge
9(1)
B Methods of Challenge
10(79)
(a) Internal challenge
11(3)
(b) Correction and interpretation of awards; additional awards; remission of awards
14(7)
(c) Recourse to the courts
21(9)
(C) Grounds for Challenge
30(3)
(a) Grounds under the Model Law
33(3)
(b) Adjudicability
36(11)
(c) Procedural grounds
47(14)
(d) Substantive grounds
61(25)
(D) Procedures for Bringing a Challenge
86(3)
E Effects of Challenge
89(4)
F State Responsibility for Wrongful Setting Aside
93
11 Recognition and Enforcement of Arbitral Awards
A Background
1(38)
(a) Introduction
1(3)
(b) Performance of awards
4(12)
(c) General principles governing recognition and enforcement
16(2)
(d) Difference between recognition and enforcement
18(5)
(e) Place of recognition and enforcement
23(5)
(f) Methods of recognition and enforcement
28(4)
(g) Time limits
32(1)
(h) Consequences of refusal of recognition or enforcement
33(1)
(i) Role of the international conventions
34(5)
B Enforcement under the New York Convention
39(93)
(a) Introduction
39(15)
(b) Refusal of recognition and enforcement
54(8)
(c) Grounds for refusal
62(3)
(d) First ground for refusal--incapacity; invalid arbitration agreement
65(4)
(e) Second ground--no proper notice of appointment of arbitrator or of the proceedings; lack of due process
69(9)
(f) Third ground--jurisdictional issues
78(4)
(g) Fourth ground--composition of tribunal or procedure not in accordance with arbitration agreement or the relevant law
82(8)
(h) Fifth ground--award suspended, or set aside
90(16)
(i) Arbitrability
106(4)
(j) Public policy
110(20)
(k) Other grounds
130(2)
C Enforcement under the ICSID Convention
132(7)
D Enforcement under Regional Conventions
139(13)
(a) Middle Eastern and North African Conventions and enforcement regimes
139(5)
(b) Panama Convention
144(5)
(c) Moscow Convention
149(2)
(d) Other regional conventions
151(1)
E Defence of State Immunity
152(461)
(a) Jurisdictional immunity
155(2)
(b) Immunity from execution
157(456)
Index 613
Nigel Blackaby KC is a partner and global co-head of the international arbitration group at Freshfields Bruckhaus Deringer in Washington DC, where he has acted as counsel and arbitrator in over 100 cases. He is also an adjunct professor of investment arbitration at the Washington College of Law, American University, and a member of the court of the SIAC.

Constantine Partasides KC is a founding partner of Three Crowns LLP, a counsel and arbitrator in many high-profile arbitrations, and is a Board Member of ICCA and the LCIA.

Alan Redfern wrote the first edition of Redfern and Hunter with his former colleague Martin Hunter, when they were both partners in Freshfields Bruckhaus Deringer; and he has been actively involved in every edition since. On his retirement from Freshfields, he became a member of One Essex Court, a leading set of commercial chambers in the Temple, and practiced as an international arbitrator. Over the course of his career, he has acted as Counsel and as the sole or presiding arbitrator in more than 150 international arbitrations.
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