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E-raamat: Review of the SBIR and STTR Programs at the Department of Energy

  • Formaat: 186 pages
  • Ilmumisaeg: 02-Apr-2020
  • Kirjastus: National Academies Press
  • Keel: eng
  • ISBN-13: 9780309671620
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  • Formaat: 186 pages
  • Ilmumisaeg: 02-Apr-2020
  • Kirjastus: National Academies Press
  • Keel: eng
  • ISBN-13: 9780309671620
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Since its founding in 1982, the Small Business Innovation Research (SBIR) program has become the largest and most comprehensive public research and development funding program of small business research in the United States. An underlying tenet of the SBIR program, and the related Small Business Technology Transfer (STTR) program, is that small and young firms are an important source of new ideas that provide the underlying basis for technological innovation, productivity increases, and subsequent economic growth. By involving qualified small businesses in the nation's research and development efforts, SBIR/STTR grants stimulate the development of innovative technologies and help federal agencies achieve their missions and objectives.



At the request of the Department of Energy (DOE), this report examines the SBIR and STTR programs at DOE, focusing on the effectiveness of DOE's SBIR/STTR processes and procedures on topic and awardee selection; DOE outreach efforts to SBIR and STTR applicants; collaborations created between small businesses and research institutions on account of the programs; a range of direct economic and non-economic impacts to awardees; and the role of SBIR/STTR programs in stimulating technological innovation and contributing to DOE's research and development needs, whether directly from awardees or indirectly through spillovers from other firms.

Table of Contents



Front Matter Summary 1 Introduction 2 Small Business Innovation at the U.S. Department of Energy: Framework for Evaluating the DOE SBIR/STTR Programs 3 DOE SBIR/STTR Processes 4 The Landscape of DOE SBIR/STTR Awardees 5 The Impact of the DOE SBIR/STTR Programs: Innovation, Commercialization, and Employment References Appendixes Appendix A: Agendas Appendix B: Biographies of Committee Members Appendix C: Technical Appendix to Chapter 5
Summary 1(14)
1 Introduction
15(18)
Background and Context for the Establishment of SBIR and STTR
16(2)
Theoretical Support for SBIR and STTR
18(1)
Conflicting Programmatic Goals
19(1)
The National Academies Study
20(1)
The SBIR Program: A History
21(3)
Program Operation
24(6)
The Challenge of Program Evaluation
30(1)
Outline of This Report
31(2)
2 Small Business Innovation At The U.S. Department Of Energy: Framework For Evaluating The Doe Sbir/Sttr Programs
33(16)
Broad Policy Rationale
34(4)
Empirical Literature Survey
38(4)
Broad Challenges Facing SBIR/STTR Assessment
42(4)
Committee's Approach to Dealing with Evaluation Challenges
46(3)
3 DOE Sbir/Sttr Processes
49(34)
Chapter Overview
49(5)
Overview of Administrative Structure at DOE SBIR/STTR
54(2)
The DOE SBIR/STTR Topic Development and Application Process
56(6)
Final Award Process
62(4)
Post-award Process
66(1)
Collaboration Across Offices
67(1)
Commercialization Assistance
67(3)
Diversity and Inclusion
70(7)
In Closing
77(1)
Findings
78(1)
Recommendations
79(1)
Annex: DOE Program Managers Interview Questions and and List of Attendees
80(3)
4 The Landscape Of Doe Sbir/Sttr Awardees
83(20)
Trends in distribution of Awards Across States
84(5)
Collaboration Patterns for Awardees
89(4)
Role of Multiple Award Recipients
93(6)
Findings
99(1)
Recommendations
99(4)
5 The Impact Of The Doe SBIR/Sttr Programs: Innovation, Commercialization, And Employment
103(32)
Innovation Outcomes
105(11)
Commercialization Outcomes
116(10)
Firm Demographics and Employment Growth
126(6)
Findings
132(1)
Recommendations
133(2)
References 135(18)
Appendixes
A Agendas 153(4)
B Biographies of Committee Members 157(8)
C Technical Appendix to
Chapter 5
165